AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] The Vita Coco Company, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Charles van Es, Chief Sales Officer of Vita Coco Company, Inc. (COCO), reported a mandated disposition of 9,799 shares on 08/15/2025 to satisfy tax withholding at a price of $33.07 per share. After that transaction he beneficially owned 84,328 shares. The filing also lists outstanding non-qualified stock options exercisable or vesting into common stock: 103,750, 27,300, 58,043, 42,980, 14,205, 8,746 and 13,218 shares under various grants and exercise prices, representing a total of 268,242 underlying shares. The reported disposition was a company-mandated share withholding tied to RSU settlement, not a discretionary sale by the reporting person.

Charles van Es, Chief Sales Officer di Vita Coco Company, Inc. (COCO), ha comunicato una cessione obbligatoria di 9.799 azioni in data 15/08/2025 per soddisfare il prelievo fiscale, al prezzo di $33,07 per azione. Dopo tale operazione possedeva beneficiariamente 84.328 azioni. La comunicazione indica inoltre opzioni su azioni non qualificate in essere esercitabili o in fase di maturazione in azioni ordinarie per: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 e 13.218 azioni con diversi grant e prezzi di esercizio, per un totale di 268.242 azioni sottostanti. La cessione riportata è stata una ritenuta societaria obbligatoria collegata alla liquidazione di RSU, non una vendita discrezionale da parte del soggetto che ha effettuato la comunicazione.

Charles van Es, Chief Sales Officer de Vita Coco Company, Inc. (COCO), informó una disposición obligatoria de 9.799 acciones el 15/08/2025 para cubrir la retención fiscal, a un precio de $33,07 por acción. Tras esa operación poseía beneficiariamente 84.328 acciones. La presentación también detalla opciones sobre acciones no cualificadas en vigor ejercitables o que van a consolidarse en acciones ordinarias por: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 y 13.218 acciones bajo distintas concesiones y precios de ejercicio, sumando un total de 268.242 acciones subyacentes. La disposición informada fue una retención exigida por la compañía vinculada a la liquidación de RSU, no una venta discrecional por parte del informante.

Charles van Es, Vita Coco Company, Inc. (COCO)ì� Chief Sales OfficerëŠ� 2025-08-15ì—� 세금 ì›ì²œì§•수ë¥� 충당하기 위한 ì˜ë¬´ì � 처분으로 9,799주를 주당 $33.07ì—� 처분했다ê³� 보고했습니다. 해당 거래 í›� 그가 실질ì ìœ¼ë¡� 보유í•� ì£¼ì‹ ìˆ˜ëŠ” 84,328주입니다. 신고서ì—ëŠ� ë˜í•œ 보통주로 전환 가능하거나 행사 가능한 비ìžê²� 주ì‹ë§¤ìˆ˜ì„ íƒê¶Œì´ 여러 ë¶€ì—� ë°� 행사가격으ë¡� ê°ê° 103,750, 27,300, 58,043, 42,980, 14,205, 8,746, 13,218주로 기재ë˜ì–´ 있으ë©�, ì´� 268,242ì£¼ì˜ ê¸°ì´ˆì£¼ì‹ì� 나타냅니ë‹�. ë³´ê³ ë� ì²˜ë¶„ì€ RSU ì •ì‚°ê³� 관련한 회사 ì˜ë¬´ì� ì£¼ì‹ ì›ì²œì§•수였으며, ì‹ ê³ ì� ê°œì¸ì� ìž„ì˜ ë§¤ë„ëŠ� 아닙니다.

Charles van Es, Chief Sales Officer de Vita Coco Company, Inc. (COCO), a déclaré une cession obligatoire de 9 799 actions le 15/08/2025 pour satisfaire la retenue fiscale, au prix de 33,07 $ par action. Après cette opération, il détenait de manière bénéficiaire 84 328 actions. Le dépôt indique également des options d'achat d'actions non qualifiées en cours, exerçables ou susceptibles de se convertir en actions ordinaires pour : 103 750, 27 300, 58 043, 42 980, 14 205, 8 746 et 13 218 actions sous différentes attributions et prix d'exercice, soit un total de 268 242 actions sous-jacentes. La cession déclarée était une rétention d'actions imposée par la société liée au règlement de RSU, et non une vente discrétionnaire de la personne déclarante.

Charles van Es, Chief Sales Officer von Vita Coco Company, Inc. (COCO), meldete am 15.08.2025 eine vorgeschriebene Veräußerung von 9.799 Aktien zur Erfüllung der Steuerabzüge zum Preis von $33,07 je Aktie. Nach dieser Transaktion hielt er wirtschaftlich 84.328 Aktien. Die Meldung listet außerdem ausstehende nicht qualifizierte Aktienoptionen, die ausübbar sind oder noch in Stammaktien übergehen: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 und 13.218 Aktien unter verschiedenen Grants und Ausübungspreisen, insgesamt 268.242 zugrundeliegende Aktien. Die gemeldete Veräußerung war eine vom Unternehmen vorgeschriebene Aktieneinbehaltung im Zusammenhang mit der Abrechnung von RSUs und keine freiwillige Veräußerung durch die meldende Person.

Positive
  • Retained beneficial ownership of 84,328 common shares after the mandated withholding
  • Large aggregate option exposure: 268,242 underlying shares across multiple grants, maintaining long-term alignment with shareholders
Negative
  • Disposition of 9,799 shares reported on 08/15/2025 at $33.07 per share (shares were withheld to cover tax obligations)

Insights

TL;DR: Mandated tax-withholding sale occurred; substantial retained equity and option holdings align officer incentives with shareholders.

The Form 4 shows a non-discretionary disposition of 9,799 shares at $33.07 to cover tax obligations arising from RSU settlement. Such withholdings are routine and the filing explicitly states the disposition was mandated by the issuer. Post-transaction beneficial ownership remains meaningful at 84,328 shares, and the reporting person holds multiple option grants totaling 268,242 underlying shares across varied exercise prices and vesting schedules, preserving long-term alignment with shareholder value creation. Governance implications are standard: no indication of unusual insider selling or change in control.

TL;DR: Transaction is routine tax-related withholding; material exposure remains via large option pool and share ownership.

The disposition reported is explicitly for tax withholding in connection with RSU vesting and is not a discretionary sale. The filing lists several outstanding non-qualified stock options with exercise prices ranging from $10.178 to $33.36 and expirations through 2035, totaling 268,242 underlying shares. The officer’s continued equity and option holdings suggest retained upside participation in COCO’s equity performance while the withheld shares slightly reduced immediate reported common stock holdings to 84,328 shares.

Charles van Es, Chief Sales Officer di Vita Coco Company, Inc. (COCO), ha comunicato una cessione obbligatoria di 9.799 azioni in data 15/08/2025 per soddisfare il prelievo fiscale, al prezzo di $33,07 per azione. Dopo tale operazione possedeva beneficiariamente 84.328 azioni. La comunicazione indica inoltre opzioni su azioni non qualificate in essere esercitabili o in fase di maturazione in azioni ordinarie per: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 e 13.218 azioni con diversi grant e prezzi di esercizio, per un totale di 268.242 azioni sottostanti. La cessione riportata è stata una ritenuta societaria obbligatoria collegata alla liquidazione di RSU, non una vendita discrezionale da parte del soggetto che ha effettuato la comunicazione.

Charles van Es, Chief Sales Officer de Vita Coco Company, Inc. (COCO), informó una disposición obligatoria de 9.799 acciones el 15/08/2025 para cubrir la retención fiscal, a un precio de $33,07 por acción. Tras esa operación poseía beneficiariamente 84.328 acciones. La presentación también detalla opciones sobre acciones no cualificadas en vigor ejercitables o que van a consolidarse en acciones ordinarias por: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 y 13.218 acciones bajo distintas concesiones y precios de ejercicio, sumando un total de 268.242 acciones subyacentes. La disposición informada fue una retención exigida por la compañía vinculada a la liquidación de RSU, no una venta discrecional por parte del informante.

Charles van Es, Vita Coco Company, Inc. (COCO)ì� Chief Sales OfficerëŠ� 2025-08-15ì—� 세금 ì›ì²œì§•수ë¥� 충당하기 위한 ì˜ë¬´ì � 처분으로 9,799주를 주당 $33.07ì—� 처분했다ê³� 보고했습니다. 해당 거래 í›� 그가 실질ì ìœ¼ë¡� 보유í•� ì£¼ì‹ ìˆ˜ëŠ” 84,328주입니다. 신고서ì—ëŠ� ë˜í•œ 보통주로 전환 가능하거나 행사 가능한 비ìžê²� 주ì‹ë§¤ìˆ˜ì„ íƒê¶Œì´ 여러 ë¶€ì—� ë°� 행사가격으ë¡� ê°ê° 103,750, 27,300, 58,043, 42,980, 14,205, 8,746, 13,218주로 기재ë˜ì–´ 있으ë©�, ì´� 268,242ì£¼ì˜ ê¸°ì´ˆì£¼ì‹ì� 나타냅니ë‹�. ë³´ê³ ë� ì²˜ë¶„ì€ RSU ì •ì‚°ê³� 관련한 회사 ì˜ë¬´ì� ì£¼ì‹ ì›ì²œì§•수였으며, ì‹ ê³ ì� ê°œì¸ì� ìž„ì˜ ë§¤ë„ëŠ� 아닙니다.

Charles van Es, Chief Sales Officer de Vita Coco Company, Inc. (COCO), a déclaré une cession obligatoire de 9 799 actions le 15/08/2025 pour satisfaire la retenue fiscale, au prix de 33,07 $ par action. Après cette opération, il détenait de manière bénéficiaire 84 328 actions. Le dépôt indique également des options d'achat d'actions non qualifiées en cours, exerçables ou susceptibles de se convertir en actions ordinaires pour : 103 750, 27 300, 58 043, 42 980, 14 205, 8 746 et 13 218 actions sous différentes attributions et prix d'exercice, soit un total de 268 242 actions sous-jacentes. La cession déclarée était une rétention d'actions imposée par la société liée au règlement de RSU, et non une vente discrétionnaire de la personne déclarante.

Charles van Es, Chief Sales Officer von Vita Coco Company, Inc. (COCO), meldete am 15.08.2025 eine vorgeschriebene Veräußerung von 9.799 Aktien zur Erfüllung der Steuerabzüge zum Preis von $33,07 je Aktie. Nach dieser Transaktion hielt er wirtschaftlich 84.328 Aktien. Die Meldung listet außerdem ausstehende nicht qualifizierte Aktienoptionen, die ausübbar sind oder noch in Stammaktien übergehen: 103.750, 27.300, 58.043, 42.980, 14.205, 8.746 und 13.218 Aktien unter verschiedenen Grants und Ausübungspreisen, insgesamt 268.242 zugrundeliegende Aktien. Die gemeldete Veräußerung war eine vom Unternehmen vorgeschriebene Aktieneinbehaltung im Zusammenhang mit der Abrechnung von RSUs und keine freiwillige Veräußerung durch die meldende Person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
van Es Charles

(Last) (First) (Middle)
250 PARK AVE SOUTH
SEVENTH FLOOR

(Street)
NEW YORK NY 10003

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Vita Coco Company, Inc. [ COCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Sales Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 F(1) 9,799 D $33.07 84,328 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $10.178 (2) 02/10/2030 Common Stock 103,750 103,750 D
Non-Qualified Stock Option (right to buy) $10.178 (3) 01/11/2031 Common Stock 27,300 27,300 D
Non-Qualified Stock Option (right to buy) $15 (4) 10/21/2031 Common Stock 58,043 58,043 D
Non-Qualified Stock Option (right to buy) $15.36 (5) 08/15/2032 Common Stock 42,980 42,980 D
Non-Qualified Stock Option (right to buy) $16.91 (6) 03/10/2033 Common Stock 14,205 14,205 D
Non-Qualified Stock Option (right to buy) $26.18 (7) 03/04/2034 Common Stock 8,746 8,746 D
Non-Qualified Stock Option (right to buy) $33.36 (8) 03/04/2035 Common Stock 13,218 13,218 D
Explanation of Responses:
1. The disposition reported on this Form 4 represents shares withheld to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.
2. The stock option is fully vested and currently exercisable.
3. The stock option is fully vested and currently exercisable.
4. The stock option vests in four equal annual installments beginning on November 27, 2022.
5. The stock option vests in three equal annual installments beginning on August 15, 2025.
6. The stock option vests in four equal annual installments beginning on March 10, 2024.
7. The stock option vests in four equal annual installments beginning on March 4, 2025.
8. The Reporting Person was granted stock options that will vest in four annual equal installments on each anniversary of the grant date provided that the Reporting Person remains in continuous service on each vesting date.
By: Alison Klein, Attorney-in-Fact For: Charles Van Es 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Charles van Es report for COCO?

The Form 4 reports a mandated withholding disposition of 9,799 shares on 08/15/2025 at $33.07 per share to satisfy tax withholding related to RSU settlement.

How many COCO shares does the reporting person own after the transaction?

After the reported disposition, the reporting person beneficially owned 84,328 shares of COCO common stock.

How many stock options does Charles van Es have reported on the Form 4?

The filing lists non-qualified stock options underlying 103,750, 27,300, 58,043, 42,980, 14,205, 8,746 and 13,218 shares, totaling 268,242 underlying shares.

Was the share disposition a voluntary sale?

No. The Form 4 states the disposition was mandated by the issuer to cover tax withholding and did not represent a discretionary transaction by the reporting person.

What are the exercise prices and durations of the options reported?

Exercise prices reported include $10.178, $15, $15.36, $16.91, $26.18 and $33.36, with exercisability and expirations extending through 2035 as detailed in the filing.
Vita Coco Company, Inc.

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Beverages - Non-Alcoholic
Beverages
United States
NEW YORK