AG真人官方

STOCK TITAN
  1. Home
  2. Sec-filings
  3. UNTY
  4. [Form 4] Unity Bancorp Insider Trading Activity

[Form 4] Unity Bancorp Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

James R. Davies, Controller/SVP at Unity Bancorp (UNTY), reported insider transactions on Form 4 covering activity dated 08/16/2025. The filing shows 89 restricted shares were withheld at $48.44 per share to cover taxes on 250 restricted shares that vested. Post-transaction beneficial ownership totals 4,462 shares, comprised of 3,046 shares in a Computershare account (including 109 dividend-reinvested shares), 1,266 shares in Shareworks and 150 in a brokerage account. The reporting person filed the Form as an individual and signed via a POA on 08/18/2025.

James R. Davies, Controller/SVP di Unity Bancorp (UNTY), ha riportato operazioni insider nel Modulo 4 relative ad attivit脿 datate 16/08/2025. La segnalazione indica che sono state trattenute 89 azioni vincolate a $48,44 ciascuna per coprire le imposte su 250 azioni vincolate divenute maturate. Dopo l鈥檕perazione la detenzione beneficiaria totale 猫 di 4.462 azioni, composte da 3.046 azioni in un conto Computershare (incluse 109 azioni derivanti dal reinvestimento dei dividendi), 1.266 azioni in Shareworks e 150 in un conto di intermediazione. La persona che ha presentato la segnalazione ha firmato il Modulo come individuo e ha sottoscritto tramite una procura il 18/08/2025.

James R. Davies, Controller/SVP de Unity Bancorp (UNTY), inform贸 transacciones de insider en el Formulario 4 sobre operaciones con fecha 16/08/2025. La presentaci贸n muestra que se retuvieron 89 acciones restringidas a $48.44 por acci贸n para cubrir impuestos sobre 250 acciones restringidas que se hicieron efectivas. Tras la operaci贸n, la propiedad beneficiaria totaliza 4,462 acciones, compuestas por 3,046 acciones en una cuenta de Computershare (incluyendo 109 acciones reinvertidas de dividendos), 1,266 en Shareworks y 150 en una cuenta de corretaje. La persona informante present贸 el Formulario a t铆tulo individual y firm贸 mediante un poder el 18/08/2025.

Unity Bancorp(UNTY) 鞛甏�毽瀽/靾橃劃攵�靷灔鞚� James R. Davies電� 2025-08-16鞛� 瓯半灅鞐� 甏�頃� 雮挫偓鞛� 瓯半灅毳� Form 4搿� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 250欤检潣 鞝滍暅欤检嫕鞚� 靹膘法霅棎 霐半澕 靹戈笀鞚� 於╇嫻頃橁赴 鞙勴暣 欤茧嫻 $48.44鞐� 89欤检潣 鞝滍暅欤检嫕鞚� 鞗愳矞歆曥垬霅橃棃鞀惦媹雼�. 瓯半灅 頉� 靾橃澋鞝� 靻岇湢電� 齑� 4,462欤�搿�, Computershare 瓿勳鞐� 3,046欤�(氚半嫻 鞛埇鞛愲悳 109欤� 韽暔), Shareworks鞐� 1,266欤�, 欷戧皽 瓿勳鞐� 150欤茧 甑劚霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃鞚胳潃 臧滌澑 鞛愱博鞙茧 Form鞚� 鞝滌稖頄堨溂氅� 2025-08-18鞐� 鞙勳瀯鞛�(POA)鞙茧 靹滊獏頄堨姷雼堧嫟.

James R. Davies, Controller/SVP chez Unity Bancorp (UNTY), a d茅clar茅 des op茅rations d'initi茅 sur le Formulaire 4 concernant des mouvements dat茅s du 16/08/2025. Le d茅p么t indique que 89 actions restreintes ont 茅t茅 retenues 脿 48,44 $ chacune pour couvrir les imp么ts sur 250 actions restreintes qui ont 茅t茅 acquises. Apr猫s la transaction, la propri茅t茅 b茅n茅ficiaire totale s'茅l猫ve 脿 4 462 actions, compos茅es de 3 046 actions dans un compte Computershare (dont 109 actions r茅investies de dividendes), 1 266 actions sur Shareworks et 150 dans un compte de courtage. La personne d茅clarant a soumis le formulaire 脿 titre individuel et a sign茅 par procuration (POA) le 18/08/2025.

James R. Davies, Controller/SVP bei Unity Bancorp (UNTY), meldete Insider-Transaktionen in Formular 4 f眉r Vorg盲nge vom 16.08.2025. Die Meldung zeigt, dass 89 eingeschr盲nkte Aktien zu je $48,44 einbehalten wurden, um Steuern auf 250 eingeschr盲nkte Aktien, die gefestigt wurden, zu begleichen. Nach der Transaktion bel盲uft sich das wirtschaftliche Eigentum auf insgesamt 4.462 Aktien, bestehend aus 3.046 Aktien in einem Computershare-Konto (einschlie脽lich 109 durch Dividenden wiederangelegter Aktien), 1.266 Aktien in Shareworks und 150 in einem Brokerage-Konto. Die meldende Person reichte das Formular als Privatperson ein und unterzeichnete am 18.08.2025 mittels Vollmacht (POA).

Positive
  • Transparent disclosure of the tax-withholding disposition and detailed breakouts of accounts (Computershare, Shareworks, brokerage).
  • Total beneficial ownership disclosed as 4,462 shares, with account-level details and dividend-reinvested shares specified.
Negative
  • Disposition of 89 shares at $48.44 reduces the insider's share count, although this was a tax-withholding action rather than an open-market sale.

Insights

TL;DR: Small tax-withholding sale following restricted stock vesting; overall insider holdings remain modest at 4,462 shares.

The transaction reflects a routine withholding of 89 restricted shares at $48.44 to satisfy tax obligations from vesting 250 restricted shares. This is an administrative disposition rather than a voluntary market sale and does not materially change the insider's ownership stake. Total reported beneficial ownership of 4,462 shares is disclosed with holdings spread across Computershare, Shareworks and a brokerage account, indicating standard custody arrangements for equity compensation.

TL;DR: Disclosure is timely and standard; no governance red flags from the reported withholding and account arrangements.

The Form 4 clearly states the nature of the disposition (tax withholding on vested restricted stock) and provides account-level detail for remaining holdings. Filing as an individual and execution via POA are documented with a dated signature. There is no indication of unusual trading patterns or undisclosed relationships; the disclosure meets Section 16 requirements for this type of compensation-related transfer.

James R. Davies, Controller/SVP di Unity Bancorp (UNTY), ha riportato operazioni insider nel Modulo 4 relative ad attivit脿 datate 16/08/2025. La segnalazione indica che sono state trattenute 89 azioni vincolate a $48,44 ciascuna per coprire le imposte su 250 azioni vincolate divenute maturate. Dopo l鈥檕perazione la detenzione beneficiaria totale 猫 di 4.462 azioni, composte da 3.046 azioni in un conto Computershare (incluse 109 azioni derivanti dal reinvestimento dei dividendi), 1.266 azioni in Shareworks e 150 in un conto di intermediazione. La persona che ha presentato la segnalazione ha firmato il Modulo come individuo e ha sottoscritto tramite una procura il 18/08/2025.

James R. Davies, Controller/SVP de Unity Bancorp (UNTY), inform贸 transacciones de insider en el Formulario 4 sobre operaciones con fecha 16/08/2025. La presentaci贸n muestra que se retuvieron 89 acciones restringidas a $48.44 por acci贸n para cubrir impuestos sobre 250 acciones restringidas que se hicieron efectivas. Tras la operaci贸n, la propiedad beneficiaria totaliza 4,462 acciones, compuestas por 3,046 acciones en una cuenta de Computershare (incluyendo 109 acciones reinvertidas de dividendos), 1,266 en Shareworks y 150 en una cuenta de corretaje. La persona informante present贸 el Formulario a t铆tulo individual y firm贸 mediante un poder el 18/08/2025.

Unity Bancorp(UNTY) 鞛甏�毽瀽/靾橃劃攵�靷灔鞚� James R. Davies電� 2025-08-16鞛� 瓯半灅鞐� 甏�頃� 雮挫偓鞛� 瓯半灅毳� Form 4搿� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐� 霐半ゴ氅� 250欤检潣 鞝滍暅欤检嫕鞚� 靹膘法霅棎 霐半澕 靹戈笀鞚� 於╇嫻頃橁赴 鞙勴暣 欤茧嫻 $48.44鞐� 89欤检潣 鞝滍暅欤检嫕鞚� 鞗愳矞歆曥垬霅橃棃鞀惦媹雼�. 瓯半灅 頉� 靾橃澋鞝� 靻岇湢電� 齑� 4,462欤�搿�, Computershare 瓿勳鞐� 3,046欤�(氚半嫻 鞛埇鞛愲悳 109欤� 韽暔), Shareworks鞐� 1,266欤�, 欷戧皽 瓿勳鞐� 150欤茧 甑劚霅橃柎 鞛堨姷雼堧嫟. 鞁犼碃鞚胳潃 臧滌澑 鞛愱博鞙茧 Form鞚� 鞝滌稖頄堨溂氅� 2025-08-18鞐� 鞙勳瀯鞛�(POA)鞙茧 靹滊獏頄堨姷雼堧嫟.

James R. Davies, Controller/SVP chez Unity Bancorp (UNTY), a d茅clar茅 des op茅rations d'initi茅 sur le Formulaire 4 concernant des mouvements dat茅s du 16/08/2025. Le d茅p么t indique que 89 actions restreintes ont 茅t茅 retenues 脿 48,44 $ chacune pour couvrir les imp么ts sur 250 actions restreintes qui ont 茅t茅 acquises. Apr猫s la transaction, la propri茅t茅 b茅n茅ficiaire totale s'茅l猫ve 脿 4 462 actions, compos茅es de 3 046 actions dans un compte Computershare (dont 109 actions r茅investies de dividendes), 1 266 actions sur Shareworks et 150 dans un compte de courtage. La personne d茅clarant a soumis le formulaire 脿 titre individuel et a sign茅 par procuration (POA) le 18/08/2025.

James R. Davies, Controller/SVP bei Unity Bancorp (UNTY), meldete Insider-Transaktionen in Formular 4 f眉r Vorg盲nge vom 16.08.2025. Die Meldung zeigt, dass 89 eingeschr盲nkte Aktien zu je $48,44 einbehalten wurden, um Steuern auf 250 eingeschr盲nkte Aktien, die gefestigt wurden, zu begleichen. Nach der Transaktion bel盲uft sich das wirtschaftliche Eigentum auf insgesamt 4.462 Aktien, bestehend aus 3.046 Aktien in einem Computershare-Konto (einschlie脽lich 109 durch Dividenden wiederangelegter Aktien), 1.266 Aktien in Shareworks und 150 in einem Brokerage-Konto. Die meldende Person reichte das Formular als Privatperson ein und unterzeichnete am 18.08.2025 mittels Vollmacht (POA).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davies James R
(Last) (First) (Middle)
C/O UNITY BANK 64 OLD HIGHWAY 22
(Street)
CLINTON NJ 08809
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Controller/SVP
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Restricted Stock 08/16/2025 F 89(1) D $48.44 3,046(2) D
Common Stock 1,416(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. 89 shares were withheld @ $48.44 per share to cover tax liability on 250 restricted shares vesting.
2. 2,937 shares are held in an account at Computershare, which have upcoming vesting dates. 109 shares are dividend reinvested shares for a total of 3,046.
3. 1,416 shares consisting of 1,266 sharers held in an account at Shareworks, and 150 shares held in a brokerage account.
Remarks:
Total Beneficial Ownership: 4,462
James Davies, POA Amanda Roche, Finance Department Supervisor/VP 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What did Unity Bancorp insider James R. Davies report on Form 4 (UNTY)?

The Form 4 reports that 89 restricted shares were withheld at $48.44 per share to cover taxes on 250 vested restricted shares; total beneficial ownership is 4,462 shares.

When was the transaction and filing dated on the Form 4 for UNTY?

The transaction date is 08/16/2025 and the Form 4 was signed/executed via POA on 08/18/2025.

How are Davies' shares held according to the Form 4?

Holdings include 2,937 shares in Computershare (including 109 dividend-reinvested shares), 1,266 shares in Shareworks, and 150 shares in a brokerage account.

Was the share withholding a market sale or a tax-related action?

The filing states the 89 shares were withheld to cover tax liability on vested restricted stock, indicating an administrative withholding rather than an open-market sale.

Does the Form 4 indicate any change in reporting status or relationships?

The filer is listed as Controller/SVP and filed as an individual reporting person; no change in reporting status is indicated.
Stock UNTY logo
Unity Bancorp

NASDAQ:UNTY

UNTY Rankings

#3281 Ranked by Market Cap
#1955 Ranked by Dividends

UNTY Latest News

Aug 21, 2025
Unity Bancorp Announces 7% Increase in Third Quarter Dividend
Jul 15, 2025
Unity Bancorp Reports聽Quarterly Earnings of $16.5 Million
Jun 20, 2025
Unity Bank Expands Branch Network with Opening of聽New Location in Madison, New Jersey
May 22, 2025
Unity Bancorp Announces Second Quarter Dividend
Apr 22, 2025
Unity Bank Recognized Again on Hovde Group鈥檚 High-Performer List

UNTY Latest SEC Filings

Aug 21, 2025
[8-K] Unity Bancorp Reports Material Event
Aug 6, 2025
[10-Q] Unity Bancorp Quarterly Earnings Report
Aug 5, 2025
[Form 4] Unity Bancorp Insider Trading Activity
Jul 15, 2025
[8-K] Unity Bancorp Reports Material Event
Jul 2, 2025
[Form 4] Unity Bancorp Insider Trading Activity

UNTY Stock Data

484.29M
7.18M
28.42%
51.56%
0.73%
Banks - Regional
State Commercial Banks
United States
CLINTON