AG˹ٷ

STOCK TITAN

[Form 4] State Street Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

State Street Corp (STT) insider transaction: Mark R. Keating, identified as Interim CFO, reported a sale of 590 shares of State Street common stock on 08/15/2025 at a price of $111.07 per share. After the sale he beneficially owned 22,381 shares directly. The filing also reports indirect beneficial ownership of 2,398 shares through the company's 401(k) plan as of the same date. The filing explains the 590 shares were withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. The Form 4 was signed by attorney-in-fact Shannon C. Stanley on 08/19/2025.

Transazione insider di State Street Corp (STT): Mark R. Keating, indicato come CFO ad interim, ha comunicato la vendita di 590 azioni ordinarie State Street il 15/08/2025 al prezzo di $111.07 per azione. Dopo la vendita possedeva direttamente in via beneficiaria 22.381 azioni. La comunicazione riporta inoltre la detenzione indiretta di 2.398 azioni tramite il piano 401(k) della società alla stessa data. Nel documento si spiega che le 590 azioni sono state trattenute per adempiere agli obblighi fiscali relativi al vesting di azioni differite precedentemente assegnate. Il Modulo 4 è stato firmato per procura da Shannon C. Stanley il 19/08/2025.

Operación de insider de State Street Corp (STT): Mark R. Keating, identificado como CFO interino, informó la venta de 590 acciones ordinarias de State Street el 15/08/2025 a un precio de $111.07 por acción. Tras la venta poseía directamente, a título beneficiario, 22.381 acciones. La presentación también informa de una titularidad beneficiaria indirecta de 2.398 acciones a través del plan 401(k) de la compañía en la misma fecha. El formulario explica que las 590 acciones fueron retenidas para cubrir las obligaciones fiscales derivadas del vesting de acciones diferidas previamente otorgadas. El Formulario 4 fue firmado por apoderada Shannon C. Stanley el 19/08/2025.

State Street Corp (STT) 내부� 거래: Mark R. Keating가 임시 최고재무책임�(CFO)� 표시되어 2025/08/15� State Street 보통� 590주를 주당 $111.07� 매도했다� 보고했습니다. 매도 � 그는 직접적으� � 22,381주를 실질적으� 보유하고 있었습니�. 제출서류� 같은 날짜 기준으로 회사� 401(k) 플랜� 통한 간접� 실질 보유주식 2,398주도 보고하고 있습니다. 서류에는 590주가 이전� 부여된 이연주식� 베스팅과 관련한 세금 원천징수 의무� 충당하기 위해 원천징수되었다고 설명되어 있습니다. Form 4� 2025/08/19� 대� 서명� Shannon C. Stanley� 의해 서명되었습니�.

Transaction d'initié de State Street Corp (STT) : Mark R. Keating, identifié comme CFO par intérim, a déclaré la vente de 590 actions ordinaires State Street le 15/08/2025 au prix de $111.07 par action. Après la vente, il détenait directement à titre bénéficiaire 22 381 actions. Le dépôt signale également une détention bénéficiaire indirecte de 2 398 actions via le plan 401(k) de la société à la même date. Le dépôt précise que les 590 actions ont été retenues pour satisfaire aux obligations fiscales liées au vesting d'actions différées précédemment attribuées. Le formulaire 4 a été signé par procuration par Shannon C. Stanley le 19/08/2025.

Insider-Transaktion von State Street Corp (STT): Mark R. Keating, als Interim-CFO angegeben, meldete am 15.08.2025 den Verkauf von 590 Stammaktien von State Street zum Preis von $111.07 je Aktie. Nach dem Verkauf besaß er direkt wirtschaftlich 22.381 Aktien. Die Einreichung weist außerdem eine indirekte wirtschaftliche Beteiligung von 2.398 Aktien über den 401(k)-Plan des Unternehmens zum selben Datum aus. In der Meldung wird erklärt, dass die 590 Aktien einbehalten wurden, um Steuerabzugsverpflichtungen im Zusammenhang mit dem Vesting zuvor gewährter, aufgeschobener Aktien zu erfüllen. Das Formular 4 wurde am 19.08.2025 von der Bevollmächtigten Shannon C. Stanley unterschrieben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider sale was modest and described as tax-withholding on vested awards, suggesting routine compensation settlement rather than a discretionary cash-sale.

The reported transaction is a small disposal of 590 shares at $111.07, leaving the reporting person with 22,381 directly owned shares and 2,398 indirectly via a 401(k). The filing explicitly states the shares were withheld to satisfy tax obligations on vested deferred stock, which is a common administrative action following equity vesting and typically not indicative of a change in insider conviction. The size of the transaction relative to total reported holdings appears immaterial on its face; the filing contains no additional transfers, derivative activity, or extraordinary items.

TL;DR: Disclosure is complete for the reported items and notes the administrative nature of the share withholding.

The Form 4 includes required identification, relationship (Interim CFO), transaction date, price, and post-transaction holdings, and provides explanatory notes that withholding satisfied tax obligations from vesting. The signature by an attorney-in-fact and the explanatory footnotes align with standard Form 4 practice. There are no indications of late reporting or missing mandatory details in the provided text.

Transazione insider di State Street Corp (STT): Mark R. Keating, indicato come CFO ad interim, ha comunicato la vendita di 590 azioni ordinarie State Street il 15/08/2025 al prezzo di $111.07 per azione. Dopo la vendita possedeva direttamente in via beneficiaria 22.381 azioni. La comunicazione riporta inoltre la detenzione indiretta di 2.398 azioni tramite il piano 401(k) della società alla stessa data. Nel documento si spiega che le 590 azioni sono state trattenute per adempiere agli obblighi fiscali relativi al vesting di azioni differite precedentemente assegnate. Il Modulo 4 è stato firmato per procura da Shannon C. Stanley il 19/08/2025.

Operación de insider de State Street Corp (STT): Mark R. Keating, identificado como CFO interino, informó la venta de 590 acciones ordinarias de State Street el 15/08/2025 a un precio de $111.07 por acción. Tras la venta poseía directamente, a título beneficiario, 22.381 acciones. La presentación también informa de una titularidad beneficiaria indirecta de 2.398 acciones a través del plan 401(k) de la compañía en la misma fecha. El formulario explica que las 590 acciones fueron retenidas para cubrir las obligaciones fiscales derivadas del vesting de acciones diferidas previamente otorgadas. El Formulario 4 fue firmado por apoderada Shannon C. Stanley el 19/08/2025.

State Street Corp (STT) 내부� 거래: Mark R. Keating가 임시 최고재무책임�(CFO)� 표시되어 2025/08/15� State Street 보통� 590주를 주당 $111.07� 매도했다� 보고했습니다. 매도 � 그는 직접적으� � 22,381주를 실질적으� 보유하고 있었습니�. 제출서류� 같은 날짜 기준으로 회사� 401(k) 플랜� 통한 간접� 실질 보유주식 2,398주도 보고하고 있습니다. 서류에는 590주가 이전� 부여된 이연주식� 베스팅과 관련한 세금 원천징수 의무� 충당하기 위해 원천징수되었다고 설명되어 있습니다. Form 4� 2025/08/19� 대� 서명� Shannon C. Stanley� 의해 서명되었습니�.

Transaction d'initié de State Street Corp (STT) : Mark R. Keating, identifié comme CFO par intérim, a déclaré la vente de 590 actions ordinaires State Street le 15/08/2025 au prix de $111.07 par action. Après la vente, il détenait directement à titre bénéficiaire 22 381 actions. Le dépôt signale également une détention bénéficiaire indirecte de 2 398 actions via le plan 401(k) de la société à la même date. Le dépôt précise que les 590 actions ont été retenues pour satisfaire aux obligations fiscales liées au vesting d'actions différées précédemment attribuées. Le formulaire 4 a été signé par procuration par Shannon C. Stanley le 19/08/2025.

Insider-Transaktion von State Street Corp (STT): Mark R. Keating, als Interim-CFO angegeben, meldete am 15.08.2025 den Verkauf von 590 Stammaktien von State Street zum Preis von $111.07 je Aktie. Nach dem Verkauf besaß er direkt wirtschaftlich 22.381 Aktien. Die Einreichung weist außerdem eine indirekte wirtschaftliche Beteiligung von 2.398 Aktien über den 401(k)-Plan des Unternehmens zum selben Datum aus. In der Meldung wird erklärt, dass die 590 Aktien einbehalten wurden, um Steuerabzugsverpflichtungen im Zusammenhang mit dem Vesting zuvor gewährter, aufgeschobener Aktien zu erfüllen. Das Formular 4 wurde am 19.08.2025 von der Bevollmächtigten Shannon C. Stanley unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keating Mark R

(Last) (First) (Middle)
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 F 590(1) D $111.07 22,381 D
Common Stock 2,398(2) I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
2. The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of August 15, 2025. The plan accounts for interest in units consisting of shares of State Street common stock, dividend equivalents and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark R. Keating report in the Form 4 for STT?

He reported a sale of 590 shares on 08/15/2025 at $111.07 per share and retained 22,381 shares directly.

Why were 590 shares disposed of according to the filing?

The filing states the 590 shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Does the Form 4 show any derivative transactions for STT by the reporting person?

No. The provided Form 4 lists only non-derivative common stock transactions and shows no derivative securities activity.

How many shares does the reporting person indirectly own through the 401(k)?

The reporting person indirectly beneficially owns 2,398 shares via State Street's 401(k) plan as of the statement dated 08/15/2025.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by /s/ Shannon C. Stanley, Attorney-in-fact on 08/19/2025.
State Str Corp

NYSE:STT

STT Rankings

STT Latest News

STT Latest SEC Filings

STT Stock Data

31.53B
282.27M
0.44%
94.54%
1.82%
Asset Management
State Commercial Banks
United States
BOSTON