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Sofi Technologies Inc SEC Filings

SOFI NASDAQ

Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

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Rhea-AI Summary

SoFi Technologies insider activity: Eric Schuppenhauer, an executive, had 55,731 restricted stock units (RSUs) vest on 08/14/2025, which converted one-for-one into 55,731 shares of common stock, increasing his beneficial ownership to 214,671.81 shares. On 08/15/2025 he disposed of 23,354 shares at $22.849 per share to satisfy tax withholding obligations; those sold shares were not newly issued to him and reduced his beneficial ownership to 191,317.81 shares. The filing shows he continues to hold 668,772 RSUs that can convert into common stock on a one-for-one basis.

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Rhea-AI Summary

SoFi Technologies (SOFI) Chief Risk Officer Arun Pinto reported stock-settlement activity tied to restricted stock units (RSUs). On 08/14/2025, 45,389 RSUs vested and were converted into common stock on a one-for-one basis. A portion of the shares were sold the next day: on 08/15/2025, 24,147 shares were disposed of at a price of $22.849 per share to satisfy tax withholding obligations; those sold shares were not issued to the reporting person. Following these transactions, the Form 4 shows the reporting person held 159,257 shares of common stock and 453,886 RSUs (derivative holdings) as reported on the form. The filing was signed by an attorney-in-fact on behalf of the reporting person.

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Filing
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Form 144 for SoFi Technologies (SOFI) shows that Arun R. Pinto intends to sell 24,147 shares of common stock through Fidelity Brokerage Services on 08/15/2025, with an aggregate market value of $551,725.14 and the transaction venue listed as NASDAQ. The shares were acquired on 08/14/2025 through restricted stock vesting and were paid as compensation on the same date. The filing discloses prior sales by the same person within the past three months: 24,290 shares sold on 05/15/2025 for $331,123.71 and 5,611 shares sold on 06/17/2025 for $82,244.92. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.

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Filing
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SoFi Technologies, Inc. (SOFI) reported a Form 144 notice that a holder plans to sell 23,354 common shares that vested as restricted stock on 08/14/2025. The shares are scheduled for sale on or about 08/15/2025 on NASDAQ with an aggregate market value reported at $533,606.20, based on 1,197,450,100 shares outstanding. The filing shows the shares were acquired by restricted stock vesting from the issuer and payment is listed as compensation. The notice also discloses a prior sale by the same person of 22,989 common shares on 05/15/2025 for $313,388.35. The filer affirms they have no undisclosed material adverse information about the issuer.

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Rhea-AI Summary

On 25 Jul 2025, SoFi Technologies (SOFI) filed a Form 4 for director Steven J. Freiberg. The filing records an award of 2,823 restricted stock units (RSUs), convertible into common shares on a one-for-one basis at $0 exercise price. Vesting triggers at the earlier of (i) the company’s next annual shareholder meeting after 14 Jul 2025 or (ii) 12 months from that date.

The transaction is coded A (grant) and involves no purchase or sale of existing shares; post-grant derivative holdings total 2,823 units held directly. No 10b5-1 plan, dispositions, or cash consideration were disclosed.

  • Form type: Insider Form 4
  • Security: RSUs â†� common stock
  • Impact: governance-related compensation; immaterial to SoFi’s capital structure given its ~1 bn share float.

The event reflects routine board compensation and does not meaningfully affect valuation or float.

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Form 4 filed for SoFi Technologies, Inc. (SOFI) discloses that director Gary Meltzer received 2,823 Restricted Stock Units (RSUs) on 07/25/2025. The grant, reported under transaction code “A,� carries a conversion ratio of one common share per RSU and was awarded at $0 cost to the director. According to the filing, the RSUs will vest at the earlier of (i) the company’s next annual shareholder meeting after 07/14/2025 or (ii) 12 months from that date. Following the transaction, Meltzer’s derivative holdings stand at 2,823 RSUs; no non-derivative common shares were reported. The document was signed by attorney-in-fact Deanna M. Smith on 08/01/2025.

The filing records a routine director equity grant and does not indicate any open-market buying or selling activity. Given the modest size of the award relative to SoFi’s total share count, the event is considered immaterial to near-term valuation but does modestly reinforce director-shareholder alignment.

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FAQ

What is the current stock price of Sofi Technologies (SOFI)?

The current stock price of Sofi Technologies (SOFI) is $22.75 as of August 19, 2025.

What is the market cap of Sofi Technologies (SOFI)?

The market cap of Sofi Technologies (SOFI) is approximately 28.5B.
Sofi Technologies Inc

NASDAQ:SOFI

SOFI Rankings

SOFI Stock Data

28.46B
1.16B
3.02%
53.72%
9.35%
Credit Services
Finance Services
United States
SAN FRANCISCO