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Sofi Technologies Inc SEC Filings

SOFI NASDAQ

Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

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SoFi Technologies (SOFI) EVP Kelli Keough reported a significant insider transaction on June 20, 2025, selling 10,267 shares at a weighted average price of $15.2224 per share (ranging from $15.02 to $15.57). The total transaction value amounts to approximately $156,300.

Key details of the transaction:

  • The sale was executed according to a pre-established Rule 10b5-1 Trading Plan adopted on May 21, 2024
  • Following the transaction, Keough retains direct ownership of 255,467 shares
  • The transaction was completed in multiple trades within the specified price range

This insider sale by a senior executive provides important information for investors monitoring insider trading patterns at SoFi Technologies. The structured nature of the sale through a 10b5-1 plan suggests this was a planned transaction rather than a reactive market decision.

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SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel has reported a significant insider transaction on June 20, 2025. The executive sold 66,847 shares at a price of $15.55 per share, resulting in a transaction value of approximately $1.04 million.

Following the transaction, Rishel continues to hold 724,321 shares directly. The sale was executed according to a Rule 10b5-1 Trading Plan established on May 23, 2024, which provides a pre-scheduled trading framework to help avoid accusations of insider trading.

Key transaction details:

  • Transaction Type: Sale of Common Stock
  • Ownership Type: Direct Ownership
  • Trading Plan: Executed under Rule 10b5-1
  • Filing Status: Form 4 filed within required timeframe
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SoFi Technologies, Inc. (SOFI) filed a Form 144 indicating that Kelli Keough intends to sell 31,112 common shares through J.P. Morgan Securities on or about 20 June 2025. The filing lists an aggregate market value of $477,880, implying a transaction price based on recent market quotations. The shares represent an immaterial fraction of the company’s 1,105,363,096 shares outstanding.

The document also discloses Keough’s prior sales over the last three months: 11,181 shares on 21 Apr 2025, 11,520 shares on 20 May 2025, and 59,962 shares on 17 Jun 2025, generating combined gross proceeds of $1,152,744. The current sale arises from the vesting of restricted stock units on 14 Jun 2025 and is classified as compensation.

No comments were provided in the remarks section, and there is no indication of a Rule 10b5-1 trading plan adoption date. By signing the notice, the filer asserts the absence of undisclosed material adverse information, as required under Rule 144.

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Filing
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SoFi Technologies, Inc. (SOFI) � Form 144 insider sale notice. The filing discloses that Jeremy D. Rishel has notified the SEC of an intention to sell 66,847 common shares on or about 20 June 2025. The shares were acquired through restricted-stock vesting on 14 June 2025 and will be routed through Fidelity Brokerage Services LLC for execution on the NASDAQ.

The planned sale represents an estimated market value of $1.04 million based on the filing’s reference price, and equals roughly 0.006% of SoFi’s 1.11 billion shares outstanding, indicating an immaterial dilution impact. However, it follows prior insider sales by the same individual over the last three months:

  • 68,625 shares on 20 Mar 2025 for $867,420
  • 140,494 shares on 17 Jun 2025 for $2,059,333
Combined with the new notice, Mr. Rishel will have disposed of 276,0�00+ shares for ~$3.97 million within a single quarter.

No adverse, non-public information is claimed by the filer, and the disclosure appears routine under Rule 144. Nonetheless, the consecutive insider sales could be interpreted by some investors as a negative sentiment signal, albeit the absolute quantities are small relative to float.

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Derek J. White, CEO of Galileo at SoFi Technologies (SOFI), reported significant insider transactions on June 16-17, 2025:

  • Acquired 152,759 shares through RSU settlements: - 148,404 shares from previous grants (2021-2024) - 4,355 shares from March 2025 grant
  • Disposed of 64,467 shares at $14.658 per share to satisfy tax withholding obligations
  • Following these transactions, White directly owns 1,049,383 shares
  • Maintains additional unvested RSUs: - 509,227 units from 2021-2024 grants - 256,997 units from 2025 grant

These transactions reflect scheduled RSU vesting events and associated tax-related share sales, rather than discretionary trading activity. The substantial holdings indicate significant alignment with shareholder interests.

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SoFi Technologies (SOFI) General Counsel Stephen Simcock reported multiple transactions on June 16-17, 2025:

  • Acquired 71,353 shares through RSU settlement from July 2024 grant
  • Acquired additional 6,533 shares through RSU settlement from March 2025 grant
  • Disposed of 38,222 shares at $14.658 per share to satisfy tax withholding obligations

Following these transactions, Simcock directly owns 163,924 shares of common stock. He continues to hold 856,238 RSUs from the July 2024 grant and 98,008 RSUs from the March 2025 grant. The transactions were executed pursuant to predetermined RSU vesting schedules, with share sales specifically for tax withholding purposes.

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SoFi Technologies (SOFI) EVP Kelli Keough reported multiple transactions involving Restricted Stock Units (RSUs) and common stock on June 16-17, 2025:

  • Acquired 122,187 shares through RSU settlements: - 82,643 shares from August 2024 grant - 26,477 shares from August 2024 grant - 13,067 shares from March 2025 grant
  • Disposed of 59,962 shares at $14.658 per share to satisfy tax withholding obligations
  • Following these transactions, Keough holds: - 265,734 shares of common stock (direct ownership) - 578,501 unvested RSUs from first grant - 291,244 unvested RSUs from second grant - 196,015 unvested RSUs from third grant

These transactions represent standard RSU vesting events and associated tax withholding dispositions for an executive officer, indicating continued alignment with shareholder interests through equity-based compensation.

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SoFi Technologies (SOFI) Chief Technology Officer Jeremy Rishel reported multiple transactions related to Restricted Stock Units (RSUs) on June 16-17, 2025:

  • Acquired 271,752 shares through RSU settlement from previous grants disclosed in July 2022 and March 2024
  • Acquired additional 4,792 shares from RSU settlement related to March 2025 grant
  • Disposed of 140,494 shares at $14.658 per share to satisfy tax withholding obligations

Following these transactions, Rishel directly owns 791,168 shares of common stock and continues to hold 1,351,951 and 282,695 unvested RSUs from different grant dates. The transactions were executed pursuant to the standard RSU vesting schedule and tax withholding requirements, not representing discretionary sales by the insider.

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FAQ

What is the current stock price of Sofi Technologies (SOFI)?

The current stock price of Sofi Technologies (SOFI) is $22.52 as of August 20, 2025.

What is the market cap of Sofi Technologies (SOFI)?

The market cap of Sofi Technologies (SOFI) is approximately 29.0B.
Sofi Technologies Inc

NASDAQ:SOFI

SOFI Rankings

SOFI Stock Data

29.01B
1.16B
3.02%
53.72%
9.35%
Credit Services
Finance Services
United States
SAN FRANCISCO