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[Form 4] SES AI Corporation Insider Trading Activity

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Form Type
4
Rhea-AI Filing Summary

SES AI Corporation's Chief Financial Officer Jing Nealis reported a Form 4 filing on June 28, 2025, disclosing transactions from June 16, 2025. The key details include:

  • A withholding transaction (Code F) of 15,691 shares of Class A Common Stock at $0.9586 per share to cover tax obligations from a vesting restricted share award
  • Following the transaction, Nealis beneficially owns 2,647,669 shares directly, which includes:
    • 61,800 unvested shares from a restricted share award granted August 16, 2021 (vesting over 4 years)
    • 1,426,800 shares underlying restricted stock units subject to forfeiture

This transaction represents a standard tax withholding event rather than an open market sale, with shares automatically withheld for tax purposes upon vesting of equity awards.

Il Chief Financial Officer di SES AI Corporation, Jing Nealis, ha segnalato una comunicazione Form 4 il 28 giugno 2025, riguardante operazioni effettuate il 16 giugno 2025. I dettagli principali sono:

  • Una transazione di ritenuta fiscale (Codice F) di 15.691 azioni di Azioni Ordinarie Classe A a 0,9586 $ per azione per coprire obblighi fiscali derivanti da un premio di azioni vincolate maturate
  • Dopo la transazione, Nealis detiene direttamente in modo beneficiario 2.647.669 azioni, che includono:
    • 61.800 azioni non maturate da un premio di azioni vincolate concesso il 16 agosto 2021 (maturazione in 4 anni)
    • 1.426.800 azioni sottostanti unit脿 azionarie vincolate soggette a decadenza

Questa transazione rappresenta un evento standard di ritenuta fiscale e non una vendita sul mercato aperto, con azioni trattenute automaticamente a scopo fiscale al momento della maturazione delle azioni.

El Director Financiero de SES AI Corporation, Jing Nealis, inform贸 una presentaci贸n del Formulario 4 el 28 de junio de 2025, revelando transacciones del 16 de junio de 2025. Los detalles clave incluyen:

  • Una transacci贸n de retenci贸n (C贸digo F) de 15,691 acciones de acciones comunes Clase A a $0.9586 por acci贸n para cubrir obligaciones fiscales derivadas de una concesi贸n de acciones restringidas que se consolidan
  • Tras la transacci贸n, Nealis posee beneficiosamente 2,647,669 acciones directamente, que incluyen:
    • 61,800 acciones no consolidadas de una concesi贸n de acciones restringidas otorgada el 16 de agosto de 2021 (consolidaci贸n en 4 a帽os)
    • 1,426,800 acciones subyacentes a unidades de acciones restringidas sujetas a p茅rdida

Esta transacci贸n representa un evento est谩ndar de retenci贸n fiscal y no una venta en el mercado abierto, con acciones retenidas autom谩ticamente para prop贸sitos fiscales al consolidarse las concesiones de capital.

SES AI Corporation鞚� 斓滉碃鞛毂呾瀯鞛�(CFO) Jing Nealis臧� 2025雲� 6鞗� 28鞚检棎 2025雲� 6鞗� 16鞚� 瓯半灅 雮挫棴鞚� 瓿店皽頃橂姅 Form 4 鞁犼碃毳� 氤搓碃頄堨姷雼堧嫟. 欤检殧 雮挫毄鞚� 雼れ潓瓿� 臧欖姷雼堧嫟:

  • 鞝滍暅霅� 欤检嫕 氤挫儊旮堨澊 靹膘法霅棎 霐半ジ 靹戈笀 鞚橂毳� 於╇嫻頃橁赴 鞙勴暣 1欤茧嫻 $0.9586鞐� 15,691欤�鞚� 韥措灅鞀� A 氤错喌欤检棎 雽�頃� 鞗愳矞歆曥垬 瓯半灅(旖旊摐 F)
  • 瓯半灅 頉� Nealis電� 歆侅爲鞝侅溂搿� 2,647,669欤�毳� 鞁れ鞝侅溂搿� 氤挫湢頃橁碃 鞛堨溂氅�, 鞐赴鞐愲姅 雼れ潓鞚� 韽暔霅╇媹雼�:
    • 2021雲� 8鞗� 16鞚检棎 攵�鞐悳 鞝滍暅 欤检嫕 氤挫儊鞐愳劀 4雲勱皠 氩犾姢韺呺悩電� 61,800欤�鞚� 氙胳劚靾� 欤检嫕
    • 氇办垬 雽�靸侅澑 鞝滍暅 欤检嫕 雼渼(RSU) 1,426,800欤�

鞚� 瓯半灅電� 瓿店皽 鞁滌灔 韺愲Г臧� 鞎勲媽 響滌 靹戈笀 鞗愳矞歆曥垬 鞚措菠韸鸽ゼ 雮橅儉雮措┌, 欤检嫕 氤挫儊鞚� 氩犾姢韺呺悹 霑� 鞛愲彊鞙茧 靹戈笀 氇╈爜鞙茧 欤检嫕鞚� 鞗愳矞歆曥垬霅╇媹雼�.

Le directeur financier de SES AI Corporation, Jing Nealis, a d茅clar茅 un d茅p么t du formulaire 4 le 28 juin 2025, r茅v茅lant des transactions du 16 juin 2025. Les d茅tails cl茅s comprennent :

  • Une op茅ration de retenue (Code F) de 15 691 actions d'actions ordinaires de classe A 脿 0,9586 $ par action pour couvrir les obligations fiscales li茅es 脿 une attribution d'actions restreintes en cours d'acquisition
  • Suite 脿 cette op茅ration, Nealis d茅tient directement et b茅n茅ficiairement 2 647 669 actions, comprenant :
    • 61 800 actions non acquises issues d'une attribution d'actions restreintes accord茅e le 16 ao没t 2021 (acquisition sur 4 ans)
    • 1 426 800 actions sous-jacentes 脿 des unit茅s d'actions restreintes soumises 脿 une 茅ventuelle perte

Cette op茅ration repr茅sente un 茅v茅nement standard de retenue fiscale et non une vente sur le march茅 ouvert, les actions 茅tant automatiquement retenues 脿 des fins fiscales lors de l'acquisition des titres.

Der Chief Financial Officer von SES AI Corporation, Jing Nealis, meldete am 28. Juni 2025 eine Form 4 Einreichung, die Transaktionen vom 16. Juni 2025 offenlegt. Die wichtigsten Details sind:

  • Eine Steuerabzugs-Transaktion (Code F) von 15.691 Aktien der Klasse A Stammaktien zu 0,9586 $ pro Aktie, um Steuerverpflichtungen aus einer vestenden Restricted-Share-Auszeichnung zu decken
  • Nach der Transaktion besitzt Nealis wirtschaftlich direkt 2.647.669 Aktien, darunter:
    • 61.800 unverfallbare Aktien aus einer am 16. August 2021 gew盲hrten Restricted-Share-Auszeichnung (Vesting 眉ber 4 Jahre)
    • 1.426.800 Aktien, die zugrundeliegenden Restricted Stock Units unterliegen einem Verfall

Diese Transaktion stellt ein standardm盲脽iges Steuerabzugsereignis dar und keinen Verkauf am offenen Markt, wobei Aktien automatisch zur Steuerzwecken bei Vesting von Beteiligungen einbehalten werden.

Positive
  • None.
Negative
  • None.

Il Chief Financial Officer di SES AI Corporation, Jing Nealis, ha segnalato una comunicazione Form 4 il 28 giugno 2025, riguardante operazioni effettuate il 16 giugno 2025. I dettagli principali sono:

  • Una transazione di ritenuta fiscale (Codice F) di 15.691 azioni di Azioni Ordinarie Classe A a 0,9586 $ per azione per coprire obblighi fiscali derivanti da un premio di azioni vincolate maturate
  • Dopo la transazione, Nealis detiene direttamente in modo beneficiario 2.647.669 azioni, che includono:
    • 61.800 azioni non maturate da un premio di azioni vincolate concesso il 16 agosto 2021 (maturazione in 4 anni)
    • 1.426.800 azioni sottostanti unit脿 azionarie vincolate soggette a decadenza

Questa transazione rappresenta un evento standard di ritenuta fiscale e non una vendita sul mercato aperto, con azioni trattenute automaticamente a scopo fiscale al momento della maturazione delle azioni.

El Director Financiero de SES AI Corporation, Jing Nealis, inform贸 una presentaci贸n del Formulario 4 el 28 de junio de 2025, revelando transacciones del 16 de junio de 2025. Los detalles clave incluyen:

  • Una transacci贸n de retenci贸n (C贸digo F) de 15,691 acciones de acciones comunes Clase A a $0.9586 por acci贸n para cubrir obligaciones fiscales derivadas de una concesi贸n de acciones restringidas que se consolidan
  • Tras la transacci贸n, Nealis posee beneficiosamente 2,647,669 acciones directamente, que incluyen:
    • 61,800 acciones no consolidadas de una concesi贸n de acciones restringidas otorgada el 16 de agosto de 2021 (consolidaci贸n en 4 a帽os)
    • 1,426,800 acciones subyacentes a unidades de acciones restringidas sujetas a p茅rdida

Esta transacci贸n representa un evento est谩ndar de retenci贸n fiscal y no una venta en el mercado abierto, con acciones retenidas autom谩ticamente para prop贸sitos fiscales al consolidarse las concesiones de capital.

SES AI Corporation鞚� 斓滉碃鞛毂呾瀯鞛�(CFO) Jing Nealis臧� 2025雲� 6鞗� 28鞚检棎 2025雲� 6鞗� 16鞚� 瓯半灅 雮挫棴鞚� 瓿店皽頃橂姅 Form 4 鞁犼碃毳� 氤搓碃頄堨姷雼堧嫟. 欤检殧 雮挫毄鞚� 雼れ潓瓿� 臧欖姷雼堧嫟:

  • 鞝滍暅霅� 欤检嫕 氤挫儊旮堨澊 靹膘法霅棎 霐半ジ 靹戈笀 鞚橂毳� 於╇嫻頃橁赴 鞙勴暣 1欤茧嫻 $0.9586鞐� 15,691欤�鞚� 韥措灅鞀� A 氤错喌欤检棎 雽�頃� 鞗愳矞歆曥垬 瓯半灅(旖旊摐 F)
  • 瓯半灅 頉� Nealis電� 歆侅爲鞝侅溂搿� 2,647,669欤�毳� 鞁れ鞝侅溂搿� 氤挫湢頃橁碃 鞛堨溂氅�, 鞐赴鞐愲姅 雼れ潓鞚� 韽暔霅╇媹雼�:
    • 2021雲� 8鞗� 16鞚检棎 攵�鞐悳 鞝滍暅 欤检嫕 氤挫儊鞐愳劀 4雲勱皠 氩犾姢韺呺悩電� 61,800欤�鞚� 氙胳劚靾� 欤检嫕
    • 氇办垬 雽�靸侅澑 鞝滍暅 欤检嫕 雼渼(RSU) 1,426,800欤�

鞚� 瓯半灅電� 瓿店皽 鞁滌灔 韺愲Г臧� 鞎勲媽 響滌 靹戈笀 鞗愳矞歆曥垬 鞚措菠韸鸽ゼ 雮橅儉雮措┌, 欤检嫕 氤挫儊鞚� 氩犾姢韺呺悹 霑� 鞛愲彊鞙茧 靹戈笀 氇╈爜鞙茧 欤检嫕鞚� 鞗愳矞歆曥垬霅╇媹雼�.

Le directeur financier de SES AI Corporation, Jing Nealis, a d茅clar茅 un d茅p么t du formulaire 4 le 28 juin 2025, r茅v茅lant des transactions du 16 juin 2025. Les d茅tails cl茅s comprennent :

  • Une op茅ration de retenue (Code F) de 15 691 actions d'actions ordinaires de classe A 脿 0,9586 $ par action pour couvrir les obligations fiscales li茅es 脿 une attribution d'actions restreintes en cours d'acquisition
  • Suite 脿 cette op茅ration, Nealis d茅tient directement et b茅n茅ficiairement 2 647 669 actions, comprenant :
    • 61 800 actions non acquises issues d'une attribution d'actions restreintes accord茅e le 16 ao没t 2021 (acquisition sur 4 ans)
    • 1 426 800 actions sous-jacentes 脿 des unit茅s d'actions restreintes soumises 脿 une 茅ventuelle perte

Cette op茅ration repr茅sente un 茅v茅nement standard de retenue fiscale et non une vente sur le march茅 ouvert, les actions 茅tant automatiquement retenues 脿 des fins fiscales lors de l'acquisition des titres.

Der Chief Financial Officer von SES AI Corporation, Jing Nealis, meldete am 28. Juni 2025 eine Form 4 Einreichung, die Transaktionen vom 16. Juni 2025 offenlegt. Die wichtigsten Details sind:

  • Eine Steuerabzugs-Transaktion (Code F) von 15.691 Aktien der Klasse A Stammaktien zu 0,9586 $ pro Aktie, um Steuerverpflichtungen aus einer vestenden Restricted-Share-Auszeichnung zu decken
  • Nach der Transaktion besitzt Nealis wirtschaftlich direkt 2.647.669 Aktien, darunter:
    • 61.800 unverfallbare Aktien aus einer am 16. August 2021 gew盲hrten Restricted-Share-Auszeichnung (Vesting 眉ber 4 Jahre)
    • 1.426.800 Aktien, die zugrundeliegenden Restricted Stock Units unterliegen einem Verfall

Diese Transaktion stellt ein standardm盲脽iges Steuerabzugsereignis dar und keinen Verkauf am offenen Markt, wobei Aktien automatisch zur Steuerzwecken bei Vesting von Beteiligungen einbehalten werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nealis Jing
(Last) (First) (Middle)
C/O SES AI CORPORATION
35 CABOT ROAD
(Street)
WOBURN MA 01801
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SES AI Corp [ SES ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/16/2025 F(1) 15,691 D $0.9586 2,647,669(2)(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.
2. Includes 61,800 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
3. Includes 1,426,800 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
/s/ Kyle Pilkington, Attorney-in-Fact 06/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

How many shares did SES CFO Jing Nealis forfeit for tax withholding on June 16, 2025?

SES CFO Jing Nealis had 15,691 shares of Class A Common Stock withheld at a price of $0.9586 per share to cover tax withholding obligations related to the vesting of a restricted share award. These shares were not actively sold by the CFO.

What is the total amount of SES shares beneficially owned by CFO Jing Nealis after the June 2025 transaction?

Following the reported transaction, CFO Jing Nealis beneficially owned 2,647,669 shares of SES Class A Common Stock directly. This includes 61,800 unvested restricted shares and 1,426,800 shares underlying restricted stock units subject to vesting conditions.

What is the vesting schedule for SES CFO's August 2021 restricted share award?

The restricted share award granted on August 16, 2021, vested 25% on the first anniversary of the grant date, with the remaining shares vesting in equal monthly installments over the following 36 months, subject to continued service requirements.

How many unvested restricted stock units does SES's CFO currently hold?

According to the Form 4 filing, SES CFO Jing Nealis holds 1,426,800 shares of Class A Common Stock underlying restricted stock units that are subject to forfeiture until they vest.
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SES AI

NYSE:SES

SES Rankings

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[Form 4] SES AI Corporation Insider Trading Activity

SES Stock Data

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268.39M
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35.07%
1.21%
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