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[Form 4] Royce Global Trust, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Royce Global Trust insider filing: Christopher D. Clark, a director and President/CEO Investment Advisor, reported a purchase of 1,600 shares of Royce Global Trust at $12.69 per share on 08/26/2025. After the transaction he beneficially owned 50,638 shares directly and 5,000 shares indirectly (held by spouse). The Form 4 discloses no derivative transactions.

Comunicazione insider di Royce Global Trust: Christopher D. Clark, membro del consiglio e Presidente/Amministratore Delegato della società di consulenza agli investimenti, ha segnalato l'acquisto di 1.600 azioni di Royce Global Trust al prezzo di $12,69 per azione in data 26/08/2025. Dopo l'operazione possedeva direttamente beneficiariamente 50.638 azioni e indirettamente 5.000 azioni (in capo al coniuge). Il modulo Form 4 non indica operazioni su strumenti derivati.

Presentación de insider de Royce Global Trust: Christopher D. Clark, director y Presidente/CEO del asesor de inversiones, informó la compra de 1.600 acciones de Royce Global Trust a $12.69 por acción el 26/08/2025. Tras la transacción poseía de forma beneficiaria 50.638 acciones directamente y 5.000 de forma indirecta (a nombre de su cónyuge). El Formulario 4 no revela operaciones con derivados.

Royce Global Trust 내부 공시: 투자자문 회사� 이사 � 사장/CEO� Christopher D. Clark� 2025-08-26� Royce Global Trust 주식 1,600주를 주당 $12.69� 매수했다� 보고했습니다. � 거래 � 그는 직접적으� 50,638주를 실질 소유하고 있고, 배우� 명의� 5,000주를 간접 보유하고 있습니다. Form 4에는 파생상품 거래가 기재되어 있지 않습니다.

Déclaration d'initié de Royce Global Trust : Christopher D. Clark, administrateur et président/directeur général du conseiller en investissements, a déclaré l'achat de 1 600 actions de Royce Global Trust au prix de 12,69 $ par action le 26/08/2025. Après la transaction, il détenait à titre bénéficiaire 50 638 actions directement et 5 000 actions indirectement (détenues par son conjoint). Le formulaire 4 ne signale aucune opération sur dérivés.

Insider-Meldung von Royce Global Trust: Christopher D. Clark, Direktor sowie Präsident/CEO des Investmentberaters, meldete den Kauf von 1.600 Aktien der Royce Global Trust zu $12,69 je Aktie am 26.08.2025. Nach der Transaktion hielt er wirtschaftlich begünstigt 50.638 Aktien direkt und 5.000 Aktien indirekt (im Besitz der Ehefrau). In Formular 4 sind keine Derivatgeschäfte angegeben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider purchase by a senior officer and director, modest in size relative to typical institutional holdings.

The filing documents a straightforward open-market purchase of 1,600 common shares at $12.69 by Christopher D. Clark, who holds multiple roles with RGT. The disclosure increases transparency about insider ownership and shows incremental alignment of management with shareholders, but the position size is small and does not indicate a material change in control or capital structure.

TL;DR: Compliance disclosure appears complete and routine; no red flags in reporting.

The Form 4 is signed and dated, lists Clark's officer/director status, and reports direct and indirect holdings. No amendments, derivative activity, or complex arrangements are disclosed. From a governance perspective, the report meets Section 16 transparency requirements and presents no evident governance concerns.

Comunicazione insider di Royce Global Trust: Christopher D. Clark, membro del consiglio e Presidente/Amministratore Delegato della società di consulenza agli investimenti, ha segnalato l'acquisto di 1.600 azioni di Royce Global Trust al prezzo di $12,69 per azione in data 26/08/2025. Dopo l'operazione possedeva direttamente beneficiariamente 50.638 azioni e indirettamente 5.000 azioni (in capo al coniuge). Il modulo Form 4 non indica operazioni su strumenti derivati.

Presentación de insider de Royce Global Trust: Christopher D. Clark, director y Presidente/CEO del asesor de inversiones, informó la compra de 1.600 acciones de Royce Global Trust a $12.69 por acción el 26/08/2025. Tras la transacción poseía de forma beneficiaria 50.638 acciones directamente y 5.000 de forma indirecta (a nombre de su cónyuge). El Formulario 4 no revela operaciones con derivados.

Royce Global Trust 내부 공시: 투자자문 회사� 이사 � 사장/CEO� Christopher D. Clark� 2025-08-26� Royce Global Trust 주식 1,600주를 주당 $12.69� 매수했다� 보고했습니다. � 거래 � 그는 직접적으� 50,638주를 실질 소유하고 있고, 배우� 명의� 5,000주를 간접 보유하고 있습니다. Form 4에는 파생상품 거래가 기재되어 있지 않습니다.

Déclaration d'initié de Royce Global Trust : Christopher D. Clark, administrateur et président/directeur général du conseiller en investissements, a déclaré l'achat de 1 600 actions de Royce Global Trust au prix de 12,69 $ par action le 26/08/2025. Après la transaction, il détenait à titre bénéficiaire 50 638 actions directement et 5 000 actions indirectement (détenues par son conjoint). Le formulaire 4 ne signale aucune opération sur dérivés.

Insider-Meldung von Royce Global Trust: Christopher D. Clark, Direktor sowie Präsident/CEO des Investmentberaters, meldete den Kauf von 1.600 Aktien der Royce Global Trust zu $12,69 je Aktie am 26.08.2025. Nach der Transaktion hielt er wirtschaftlich begünstigt 50.638 Aktien direkt und 5.000 Aktien indirekt (im Besitz der Ehefrau). In Formular 4 sind keine Derivatgeschäfte angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLARK CHRISTOPHER D

(Last) (First) (Middle)
ROYCE GLOBAL TRUST, INC.
ONE MADISON AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROYCE GLOBAL TRUST, INC. [ RGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
President CEO Investment Advisor
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/26/2025 P 1,600 A $12.69 50,638 D
Common Stock 5,000 I Held by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Christopher D. Clark 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RGT insider Christopher D. Clark report on Form 4?

He purchased 1,600 shares of Royce Global Trust at $12.69 per share on 08/26/2025 and reported direct beneficial ownership of 50,638 shares and indirect ownership of 5,000 shares.

Does the Form 4 show any derivative transactions for RGT?

No. The filing lists only non-derivative common stock activity and explicitly shows no derivative securities reported.

What positions does Christopher D. Clark hold at Royce Global Trust (RGT)?

He is reported as a Director and as President/CEO Investment Advisor on the Form 4 filing.

When was the transaction reported in the RGT Form 4 executed?

The transaction date is 08/26/2025.

How many shares does Clark beneficially own after the reported transaction?

Direct ownership: 50,638 shares; Indirect (spouse): 5,000 shares, as stated on the Form 4.
Royce Global Trust, Inc.

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Asset Management
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