[SCHEDULE 13G/A] Oportun Financial Corporation SEC Filing
Oportun Financial Corp (OPRT) received a Schedule 13G/A disclosing that a group of related Castlelake entities and two individuals collectively may be deemed the beneficial owners of 2,426,503 shares of Oportun common stock, representing approximately 5.5% of the 44,009,399 shares outstanding used for the calculation. The shares are held directly by McLaren Harbor, LLC and the reporting group indicates shared voting and dispositive power over all 2,426,503 shares and no sole voting or dispositive power. Reporting persons include McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; and individuals Rory O'Neill and Evan Carruthers. The filing includes a joint filing agreement and a certification that the stake was not acquired to change control.
Oportun Financial Corp (OPRT) ha presentato un Schedule 13G/A che rivela che un gruppo di entit脿 correlate di Castlelake e due persone fisiche possono essere considerate congiuntamente beneficiarie di 2.426.503 azioni ordinarie di Oportun, pari a circa il 5,5% delle 44.009.399 azioni in circolazione usate per il calcolo. Le azioni sono detenute direttamente da McLaren Harbor, LLC e il gruppo dichiara di detenere il potere condiviso di voto e di disposizione su tutte le 2.426.503 azioni, senza alcun potere di voto o disposizione esclusivo. I soggetti che rendono la comunicazione includono McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; e le persone fisiche Rory O'Neill ed Evan Carruthers. Il deposito include un accordo di deposito congiunto e una certificazione che la partecipazione non 猫 stata acquisita per modificare il controllo.
Oportun Financial Corp (OPRT) present贸 un Schedule 13G/A que revela que un grupo de entidades relacionadas de Castlelake y dos individuos pueden considerarse conjuntamente beneficiarios de 2.426.503 acciones ordinarias de Oportun, lo que representa aproximadamente el 5,5% de las 44.009.399 acciones en circulaci贸n utilizadas en el c谩lculo. Las acciones est谩n en manos directas de McLaren Harbor, LLC y el grupo informante indica que tiene el poder compartido de voto y disposici贸n sobre las 2.426.503 acciones, sin poder exclusivo de voto o disposici贸n. Las personas que informan incluyen a McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; y los individuos Rory O'Neill y Evan Carruthers. La presentaci贸n incluye un acuerdo de presentaci贸n conjunta y una certificaci贸n de que la participaci贸n no se adquiri贸 para cambiar el control.
Oportun Financial Corp (OPRT)電� Castlelake 甏�霠� 瓿勳棿靷摛瓿� 霊� 臧滌澑鞚� 歆戨嫧鞝侅溂搿� 2,426,503欤�鞚� Oportun 氤错喌欤茧ゼ 鞁れ鞝� 靻岇湢鞛愲 氤� 靾� 鞛堨潓鞚� 氚濏瀸 Schedule 13G/A毳� 鞝滌稖頄堨姷雼堧嫟. 鞚措姅 瓿勳偘鞐� 靷毄霅� 齑� 氚滍枆欤检嫕 44,009,399欤检潣 鞎� 5.5%鞐� 頃措嫻頃╇媹雼�. 頃措嫻 欤检嫕鞚� McLaren Harbor, LLC臧� 歆侅爲 氤挫湢頃橁碃 鞛堨溂氅� 氤搓碃 攴鸽９鞚� 氇摖 2,426,503欤检棎 雽�頃� 瓿惦彊 鞚橁舶甓� 氚� 觳橂秳甓�鞚� 臧�歆�瓿� 鞛堦碃 雼弲 鞚橁舶甓� 霕愲姅 觳橂秳甓岇潃 鞐嗠嫟瓿� 氇呾嫓頄堨姷雼堧嫟. 氤搓碃鞚胳棎電� McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; 攴鸽Μ瓿� 臧滌澑 Rory O'Neill 氚� Evan Carruthers臧� 韽暔霅╇媹雼�. 鞝滌稖 靹滊鞐愲姅 瓿惦彊 鞝滌稖 瓿勳暯瓿� 歆�攵勳澊 瓴届榿甓� 氤�瓴届潉 氇╈爜鞙茧 旆摑霅橃 鞎婌晿雼る姅 鞚胳鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Oportun Financial Corp (OPRT) a d茅pos茅 un Schedule 13G/A r茅v茅lant qu'un groupe d'entit茅s affili茅es 脿 Castlelake et deux personnes physiques peuvent 锚tre consid茅r茅s conjointement comme les b茅n茅ficiaires effectifs de 2 426 503 actions ordinaires d'Oportun, soit environ 5,5% des 44 009 399 actions en circulation utilis茅es pour le calcul. Les actions sont d茅tenues directement par McLaren Harbor, LLC et le groupe d茅clarant indique d茅tenir le pouvoir conjoint de vote et de disposition sur l'ensemble des 2 426 503 actions, sans pouvoir de vote ou de disposition exclusif. Les personnes d茅clarantes comprennent McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; ainsi que les individus Rory O'Neill et Evan Carruthers. Le d茅p么t comprend un accord de d茅p么t conjoint et une certification que la participation n'a pas 茅t茅 acquise dans le but de changer le contr么le.
Oportun Financial Corp (OPRT) reichte ein Schedule 13G/A ein, das offenlegt, dass eine Gruppe verbundener Castlelake-Gesellschaften und zwei Privatpersonen gemeinsam als wirtschaftliche Eigent眉mer von 2.426.503 Aktien der Oportun-Stammaktien angesehen werden k枚nnten, was etwa 5,5% der f眉r die Berechnung herangezogenen 44.009.399 ausstehenden Aktien entspricht. Die Aktien werden direkt von McLaren Harbor, LLC gehalten, und die meldende Gruppe gibt an, 眉ber alle 2.426.503 Aktien gemeinsame Stimm- und Verf眉gungsgewalt zu verf眉gen, jedoch keine alleinige Stimm- oder Verf眉gungsgewalt. Zu den meldenden Personen geh枚ren McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; sowie die Einzelpersonen Rory O'Neill und Evan Carruthers. Die Einreichung enth盲lt eine gemeinsame Einreichungsvereinbarung und eine Bescheinigung, dass die Beteiligung nicht zum Zweck der Kontrolle erworben wurde.
- Material ownership disclosed: Reporting Persons collectively disclose 2,426,503 shares (5.5%), meeting SEC transparency requirements
- Clear power allocation: Filing specifies shared voting and dispositive power and zero sole power, reducing ambiguity about control
- Joint filing agreement and certification included: Documents indicate the stake is not intended to change issuer control
- None.
Insights
TL;DR: A Castlelake-affiliated group discloses a 5.5% shared stake (2.43M shares), providing material ownership transparency.
The Schedule 13G/A reports a non-control group holding of 2,426,503 shares (5.5%) in Oportun, held directly by McLaren Harbor, LLC with shared voting and dispositive authority. For investors, a >5% disclosure is material because it signals a sizable passive economic interest without asserted intent to influence control. The filing cites 44,009,399 shares outstanding for the percentage calculation; the joint filing agreement and certification are provided. No changes in sole control or disposition rights are reported.
TL;DR: Disclosure is procedurally complete: group ownership disclosed, shared authority noted, and certification against control intent included.
The documentation names each reporting entity and certifies the stake was not acquired to effect control, consistent with Schedule 13G treatment. All reporting persons list shared voting and dispositive power of 2,426,503 shares and zero sole powers, clarifying internal allocation of authority. The filing includes signatures and a joint filing agreement, meeting procedural governance transparency standards. No governance actions or proposals are described.
Oportun Financial Corp (OPRT) ha presentato un Schedule 13G/A che rivela che un gruppo di entit脿 correlate di Castlelake e due persone fisiche possono essere considerate congiuntamente beneficiarie di 2.426.503 azioni ordinarie di Oportun, pari a circa il 5,5% delle 44.009.399 azioni in circolazione usate per il calcolo. Le azioni sono detenute direttamente da McLaren Harbor, LLC e il gruppo dichiara di detenere il potere condiviso di voto e di disposizione su tutte le 2.426.503 azioni, senza alcun potere di voto o disposizione esclusivo. I soggetti che rendono la comunicazione includono McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; e le persone fisiche Rory O'Neill ed Evan Carruthers. Il deposito include un accordo di deposito congiunto e una certificazione che la partecipazione non 猫 stata acquisita per modificare il controllo.
Oportun Financial Corp (OPRT) present贸 un Schedule 13G/A que revela que un grupo de entidades relacionadas de Castlelake y dos individuos pueden considerarse conjuntamente beneficiarios de 2.426.503 acciones ordinarias de Oportun, lo que representa aproximadamente el 5,5% de las 44.009.399 acciones en circulaci贸n utilizadas en el c谩lculo. Las acciones est谩n en manos directas de McLaren Harbor, LLC y el grupo informante indica que tiene el poder compartido de voto y disposici贸n sobre las 2.426.503 acciones, sin poder exclusivo de voto o disposici贸n. Las personas que informan incluyen a McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; y los individuos Rory O'Neill y Evan Carruthers. La presentaci贸n incluye un acuerdo de presentaci贸n conjunta y una certificaci贸n de que la participaci贸n no se adquiri贸 para cambiar el control.
Oportun Financial Corp (OPRT)電� Castlelake 甏�霠� 瓿勳棿靷摛瓿� 霊� 臧滌澑鞚� 歆戨嫧鞝侅溂搿� 2,426,503欤�鞚� Oportun 氤错喌欤茧ゼ 鞁れ鞝� 靻岇湢鞛愲 氤� 靾� 鞛堨潓鞚� 氚濏瀸 Schedule 13G/A毳� 鞝滌稖頄堨姷雼堧嫟. 鞚措姅 瓿勳偘鞐� 靷毄霅� 齑� 氚滍枆欤检嫕 44,009,399欤检潣 鞎� 5.5%鞐� 頃措嫻頃╇媹雼�. 頃措嫻 欤检嫕鞚� McLaren Harbor, LLC臧� 歆侅爲 氤挫湢頃橁碃 鞛堨溂氅� 氤搓碃 攴鸽９鞚� 氇摖 2,426,503欤检棎 雽�頃� 瓿惦彊 鞚橁舶甓� 氚� 觳橂秳甓�鞚� 臧�歆�瓿� 鞛堦碃 雼弲 鞚橁舶甓� 霕愲姅 觳橂秳甓岇潃 鞐嗠嫟瓿� 氇呾嫓頄堨姷雼堧嫟. 氤搓碃鞚胳棎電� McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; 攴鸽Μ瓿� 臧滌澑 Rory O'Neill 氚� Evan Carruthers臧� 韽暔霅╇媹雼�. 鞝滌稖 靹滊鞐愲姅 瓿惦彊 鞝滌稖 瓿勳暯瓿� 歆�攵勳澊 瓴届榿甓� 氤�瓴届潉 氇╈爜鞙茧 旆摑霅橃 鞎婌晿雼る姅 鞚胳鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Oportun Financial Corp (OPRT) a d茅pos茅 un Schedule 13G/A r茅v茅lant qu'un groupe d'entit茅s affili茅es 脿 Castlelake et deux personnes physiques peuvent 锚tre consid茅r茅s conjointement comme les b茅n茅ficiaires effectifs de 2 426 503 actions ordinaires d'Oportun, soit environ 5,5% des 44 009 399 actions en circulation utilis茅es pour le calcul. Les actions sont d茅tenues directement par McLaren Harbor, LLC et le groupe d茅clarant indique d茅tenir le pouvoir conjoint de vote et de disposition sur l'ensemble des 2 426 503 actions, sans pouvoir de vote ou de disposition exclusif. Les personnes d茅clarantes comprennent McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; ainsi que les individus Rory O'Neill et Evan Carruthers. Le d茅p么t comprend un accord de d茅p么t conjoint et une certification que la participation n'a pas 茅t茅 acquise dans le but de changer le contr么le.
Oportun Financial Corp (OPRT) reichte ein Schedule 13G/A ein, das offenlegt, dass eine Gruppe verbundener Castlelake-Gesellschaften und zwei Privatpersonen gemeinsam als wirtschaftliche Eigent眉mer von 2.426.503 Aktien der Oportun-Stammaktien angesehen werden k枚nnten, was etwa 5,5% der f眉r die Berechnung herangezogenen 44.009.399 ausstehenden Aktien entspricht. Die Aktien werden direkt von McLaren Harbor, LLC gehalten, und die meldende Gruppe gibt an, 眉ber alle 2.426.503 Aktien gemeinsame Stimm- und Verf眉gungsgewalt zu verf眉gen, jedoch keine alleinige Stimm- oder Verf眉gungsgewalt. Zu den meldenden Personen geh枚ren McLaren Harbor, LLC; CL VI Ventures Offshore, L.P.; Castlelake VI GP, L.P.; Castlelake L.P.; sowie die Einzelpersonen Rory O'Neill und Evan Carruthers. Die Einreichung enth盲lt eine gemeinsame Einreichungsvereinbarung und eine Bescheinigung, dass die Beteiligung nicht zum Zweck der Kontrolle erworben wurde.
FAQ
How many OPRT shares do the reporting persons own?
What percentage of Oportun (OPRT) does this stake represent?
Do the reporting persons have sole voting or dispositive power?
Who are the entities and individuals reporting this ownership?
Was the stake acquired to change or influence control of Oportun?
