AG真人官方

STOCK TITAN
  1. Home
  2. Sec-filings
  3. NEWT
  4. [Form 4] NewtekOne, Inc. Insider Trading Activity

[Form 4] NewtekOne, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 snapshot: On 06/20/2025 NewtekOne, Inc. (NEWT) Chairman & CEO Barry Sloane executed two open-market purchases of 1,000 shares each at $10.3923 and $10.3925, totaling 2,000 common shares.

After the transactions, Sloane鈥檚 direct ownership increases to 1,202,459 shares. No derivative securities were reported and no Rule 10b5-1 trading plan box was checked. The incremental buy represents less than 0.2 % of his existing stake but can signal management confidence in the stock.

Riepilogo Form 4: Il 20/06/2025 Barry Sloane, Presidente e CEO di NewtekOne, Inc. (NEWT), ha effettuato due acquisti sul mercato aperto di 1.000 azioni ciascuno ai prezzi di $10,3923 e $10,3925, per un totale di 2.000 azioni ordinarie.

Dopo queste operazioni, la posizione diretta di Sloane aumenta a 1.202.459 azioni. Non sono stati segnalati strumenti derivati n茅 猫 stata selezionata la casella relativa a un piano di trading secondo la Regola 10b5-1. Questo acquisto incrementale rappresenta meno dello 0,2% della sua partecipazione attuale, ma pu貌 indicare fiducia della dirigenza nel titolo.

Resumen del Formulario 4: El 20/06/2025, Barry Sloane, Presidente y CEO de NewtekOne, Inc. (NEWT), realiz贸 dos compras en mercado abierto de 1,000 acciones cada una a $10.3923 y $10.3925, sumando un total de 2,000 acciones comunes.

Tras las transacciones, la propiedad directa de Sloane aumenta a 1,202,459 acciones. No se reportaron valores derivados ni se marc贸 la casilla relacionada con un plan de negociaci贸n bajo la Regla 10b5-1. Esta compra incremental representa menos del 0.2% de su participaci贸n actual, pero puede ser una se帽al de confianza de la direcci贸n en la acci贸n.

Form 4 鞖旍暯: 2025雲� 6鞗� 20鞚�, NewtekOne, Inc.(NEWT)鞚� 須岇灔 瓴� CEO鞚� 氚半Μ 鞀鞏胳潃 臧侁皝 $10.3923瓿� $10.3925鞐� 1,000欤检敥 霊� 彀 瓿店皽 鞁滌灔鞐愳劀 欤检嫕鞚� 毵れ垬頃橃棳 齑� 2,000 氤错喌欤�毳� 旆摑頄堨姷雼堧嫟.

瓯半灅 頉� 鞀鞏胳潣 歆侅爲 靻岇湢 欤检嫕 靾�电� 1,202,459欤�搿� 歃濌皜頄堨姷雼堧嫟. 韺岇儩 歃濌秾鞚� 氤搓碃霅橃 鞎婌晿鞙茧┌, Rule 10b5-1 瓯半灅 瓿勴殟 氚曥姢霃� 觳错伂霅橃 鞎婌晿鞀惦媹雼�. 鞚措矆 於旉皜 毵れ垬电� 旮办〈 歆�攵勳潣 0.2% 氙鸽鞚挫毵� 瓴届榿歆勳潣 欤检嫕鞐� 雽�頃� 鞁犽毳� 雮橅儉雮� 靾� 鞛堨姷雼堧嫟.

R茅sum茅 du Formulaire 4 : Le 20/06/2025, Barry Sloane, Pr茅sident et CEO de NewtekOne, Inc. (NEWT), a r茅alis茅 deux achats sur le march茅 ouvert de 1 000 actions chacun aux prix de 10,3923 $ et 10,3925 $, totalisant 2 000 actions ordinaires.

Apr猫s ces transactions, la possession directe de Sloane s鈥櫭﹍猫ve 脿 1 202 459 actions. Aucun titre d茅riv茅 n鈥檃 茅t茅 d茅clar茅 et aucune case relative 脿 un plan de trading selon la r猫gle 10b5-1 n鈥檃 茅t茅 coch茅e. Cet achat suppl茅mentaire repr茅sente moins de 0,2 % de sa participation actuelle, mais peut indiquer la confiance de la direction dans l鈥檃ction.

Formular 4 Zusammenfassung: Am 20.06.2025 t盲tigte Barry Sloane, Vorsitzender und CEO von NewtekOne, Inc. (NEWT), zwei K盲ufe am offenen Markt von jeweils 1.000 Aktien zu Preisen von $10,3923 und $10,3925, insgesamt 2.000 Stammaktien.

Nach den Transaktionen erh枚ht sich Sloanes direkter Besitz auf 1.202.459 Aktien. Es wurden keine Derivate gemeldet und kein Feld f眉r einen Rule 10b5-1 Handelsplan angekreuzt. Der zus盲tzliche Kauf macht weniger als 0,2 % seines bestehenden Anteils aus, kann jedoch auf Vertrauen des Managements in die Aktie hinweisen.

Positive
  • CEO open-market purchase signals personal confidence, aligning management and shareholder interests, though the dollar value is modest.
Negative
  • None.

Insights

TL;DR: Small insider buy; mildly positive sentiment, limited financial impact.

The filing shows the CEO adding only 2,000 shares鈥攁bout 0.17 % of his 1.2 million-share holding鈥攁t roughly $10.39. While the dollar value is modest (鈮�$20.8 k), open-market purchases by the top executive are typically viewed as a confidence indicator because they involve personal capital at risk. No derivatives, gifts, or automatic sales were disclosed, so the transaction is straightforward. Given the negligible size relative to float and to the insider鈥檚 prior position, the move is unlikely to influence valuation or liquidity but could provide a marginal psychological lift for shareholders looking for insider alignment.

Riepilogo Form 4: Il 20/06/2025 Barry Sloane, Presidente e CEO di NewtekOne, Inc. (NEWT), ha effettuato due acquisti sul mercato aperto di 1.000 azioni ciascuno ai prezzi di $10,3923 e $10,3925, per un totale di 2.000 azioni ordinarie.

Dopo queste operazioni, la posizione diretta di Sloane aumenta a 1.202.459 azioni. Non sono stati segnalati strumenti derivati n茅 猫 stata selezionata la casella relativa a un piano di trading secondo la Regola 10b5-1. Questo acquisto incrementale rappresenta meno dello 0,2% della sua partecipazione attuale, ma pu貌 indicare fiducia della dirigenza nel titolo.

Resumen del Formulario 4: El 20/06/2025, Barry Sloane, Presidente y CEO de NewtekOne, Inc. (NEWT), realiz贸 dos compras en mercado abierto de 1,000 acciones cada una a $10.3923 y $10.3925, sumando un total de 2,000 acciones comunes.

Tras las transacciones, la propiedad directa de Sloane aumenta a 1,202,459 acciones. No se reportaron valores derivados ni se marc贸 la casilla relacionada con un plan de negociaci贸n bajo la Regla 10b5-1. Esta compra incremental representa menos del 0.2% de su participaci贸n actual, pero puede ser una se帽al de confianza de la direcci贸n en la acci贸n.

Form 4 鞖旍暯: 2025雲� 6鞗� 20鞚�, NewtekOne, Inc.(NEWT)鞚� 須岇灔 瓴� CEO鞚� 氚半Μ 鞀鞏胳潃 臧侁皝 $10.3923瓿� $10.3925鞐� 1,000欤检敥 霊� 彀 瓿店皽 鞁滌灔鞐愳劀 欤检嫕鞚� 毵れ垬頃橃棳 齑� 2,000 氤错喌欤�毳� 旆摑頄堨姷雼堧嫟.

瓯半灅 頉� 鞀鞏胳潣 歆侅爲 靻岇湢 欤检嫕 靾�电� 1,202,459欤�搿� 歃濌皜頄堨姷雼堧嫟. 韺岇儩 歃濌秾鞚� 氤搓碃霅橃 鞎婌晿鞙茧┌, Rule 10b5-1 瓯半灅 瓿勴殟 氚曥姢霃� 觳错伂霅橃 鞎婌晿鞀惦媹雼�. 鞚措矆 於旉皜 毵れ垬电� 旮办〈 歆�攵勳潣 0.2% 氙鸽鞚挫毵� 瓴届榿歆勳潣 欤检嫕鞐� 雽�頃� 鞁犽毳� 雮橅儉雮� 靾� 鞛堨姷雼堧嫟.

R茅sum茅 du Formulaire 4 : Le 20/06/2025, Barry Sloane, Pr茅sident et CEO de NewtekOne, Inc. (NEWT), a r茅alis茅 deux achats sur le march茅 ouvert de 1 000 actions chacun aux prix de 10,3923 $ et 10,3925 $, totalisant 2 000 actions ordinaires.

Apr猫s ces transactions, la possession directe de Sloane s鈥櫭﹍猫ve 脿 1 202 459 actions. Aucun titre d茅riv茅 n鈥檃 茅t茅 d茅clar茅 et aucune case relative 脿 un plan de trading selon la r猫gle 10b5-1 n鈥檃 茅t茅 coch茅e. Cet achat suppl茅mentaire repr茅sente moins de 0,2 % de sa participation actuelle, mais peut indiquer la confiance de la direction dans l鈥檃ction.

Formular 4 Zusammenfassung: Am 20.06.2025 t盲tigte Barry Sloane, Vorsitzender und CEO von NewtekOne, Inc. (NEWT), zwei K盲ufe am offenen Markt von jeweils 1.000 Aktien zu Preisen von $10,3923 und $10,3925, insgesamt 2.000 Stammaktien.

Nach den Transaktionen erh枚ht sich Sloanes direkter Besitz auf 1.202.459 Aktien. Es wurden keine Derivate gemeldet und kein Feld f眉r einen Rule 10b5-1 Handelsplan angekreuzt. Der zus盲tzliche Kauf macht weniger als 0,2 % seines bestehenden Anteils aus, kann jedoch auf Vertrauen des Managements in die Aktie hinweisen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SLOANE BARRY
(Last) (First) (Middle)
4800 T-REX AVENUE
SUITE 120
(Street)
BOCA RATON FL 33431
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 06/20/2025 P 1,000 A $10.3923 1,201,459 D
Common stock 06/20/2025 P 1,000 A $10.3925 1,202,459 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Barry Sloane 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

How many NEWT shares did CEO Barry Sloane purchase?

He bought 2,000 common shares on 06/20/2025.

What was the purchase price of the NEWT shares?

The shares were acquired at $10.3923 and $10.3925 per share.

What is Barry Sloane鈥檚 total direct ownership after the transaction?

His direct stake rose to 1,202,459 shares.

Were any derivative securities involved in this Form 4 filing?

No; the filing lists no derivative transactions.

Does the filing mention a Rule 10b5-1 trading plan?

The checkbox for a Rule 10b5-1 plan was not selected.
Stock NEWT logo
NewtekOne, Inc.

NASDAQ:NEWT

NEWT Rankings

#5187 Ranked by Market Cap
#450 Ranked by Dividends

NEWT Latest News

Aug 4, 2025
NewtekOne and Newtek Bank Unveil AG真人官方-Time, All-in-One Business Banking + Merchant Solutions in a Single Online Process
Jul 29, 2025
NewtekOne, Inc. Upsizes Additional Warehouse Facility to Support Growth of ALP Business
Jul 28, 2025
NewtekOne, Inc. Reports Basic and Diluted EPS of $0.53 and $0.52 for the Three Months Ended June 30, 2025
Jun 25, 2025
NewtekOne, Inc. Declares a Quarterly Dividend of $0.19 per Share
Jun 18, 2025
NewtekOne, Inc. Upsizes Warehouse Facility to Support Growth of ALP Business

NEWT Latest SEC Filings

Aug 4, 2025
[Form 4] NewtekOne, Inc. Insider Trading Activity
Jul 28, 2025
[8-K] NewtekOne, Inc. Reports Material Event
Jul 1, 2025
[Form 4] NewtekOne, Inc. Insider Trading Activity
Jul 1, 2025
[Form 4] NewtekOne, Inc. Insider Trading Activity
Jul 1, 2025
[Form 4] NewtekOne, Inc. Insider Trading Activity

NEWT Stock Data

294.75M
24.44M
7.11%
42.27%
10.88%
Banks - Regional
National Commercial Banks
United States
BOCA RATON