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[Form 4] NewtekOne, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

On 08/01/2025, NewtekOne, Inc. (NEWT) director Richard J. Salute filed a Form 4 disclosing open-market purchases of the company’s common stock.

  • Transactions: 700 shares at $11.23 and 1,400 shares at $11.2499, totaling 2,100 shares.
  • Post-trade ownership: 43,605 shares held directly.
  • No derivative securities were reported.

The filing was submitted on 08/04/2025 and reflects routine insider buying activity by a board member.

Il 01/08/2025, il direttore di NewtekOne, Inc. (NEWT), Richard J. Salute, ha presentato un Modulo 4 che dichiara acquisti sul mercato aperto di azioni ordinarie della società.

  • Transazioni: 700 azioni a 11,23$ e 1.400 azioni a 11,2499$, per un totale di 2.100 azioni.
  • Possesso dopo la transazione: 43.605 azioni detenute direttamente.
  • Non sono stati segnalati titoli derivati.

La presentazione è stata effettuata il 04/08/2025 e riflette un'attività di acquisto interna di routine da parte di un membro del consiglio di amministrazione.

El 01/08/2025, el director de NewtekOne, Inc. (NEWT), Richard J. Salute, presentó un Formulario 4 que revela compras en el mercado abierto de acciones ordinarias de la empresa.

  • Transacciones: 700 acciones a $11.23 y 1,400 acciones a $11.2499, sumando un total de 2,100 acciones.
  • Propiedad tras la operación: 43,605 acciones en posesión directa.
  • No se reportaron valores derivados.

La presentación se realizó el 04/08/2025 y refleja una actividad rutinaria de compra interna por parte de un miembro del consejo.

2025� 8� 1�, NewtekOne, Inc. (NEWT) 이사 Richard J. Salute가 회사 보통주를 공개 시장에서 매수� 내용� 담은 Form 4� 제출했습니다.

  • 거래 내역: 700주를 주당 $11.23�, 1,400주를 주당 $11.2499� 매수하여 � 2,100�입니�.
  • 거래 � 보유 주식: 직Ϊ 보유� 주식 43,605주입니다.
  • 파생 증권은 보고되지 않았습니�.

해당 서류� 2025� 8� 4일에 제출되었으며, 이사회의 구성원이 일상적으� 내부� 매수� � 것을 반영합니�.

Le 01/08/2025, le directeur de NewtekOne, Inc. (NEWT), Richard J. Salute, a déposé un formulaire 4 révélant des achats sur le marché libre d’actions ordinaires de la société.

  • Transactions : 700 actions à 11,23 $ et 1 400 actions à 11,2499 $, soit un total de 2 100 actions.
  • Possession après transaction : 43 605 actions détenues directement.
  • Aucun titre dérivé n’a été signalé.

Le dépôt a été effectué le 04/08/2025 et reflète une activité d’achat interne courante d’un membre du conseil d’administration.

Am 01.08.2025 reichte Richard J. Salute, Direktor von NewtekOne, Inc. (NEWT), ein Formular 4 ein, das Käufe von Stammaktien des Unternehmens am offenen Markt offenlegt.

  • Transaktionen: 700 Aktien zu 11,23 $ und 1.400 Aktien zu 11,2499 $, insgesamt 2.100 Aktien.
  • Besitz nach dem Handel: 43.605 Aktien, die direkt gehalten werden.
  • Keine Derivate wurden gemeldet.

Die Einreichung erfolgte am 04.08.2025 und spiegelt eine routinemäßige Insider-Kaufaktivität eines Vorstandsmitglieds wider.

Positive
  • Director purchased 2,100 NEWT shares in the open market at roughly $11.24, increasing direct ownership to 43,605 shares.
Negative
  • None.

Insights

TL;DR: Small insider buy (2,100 shares) modestly raises director’s stake to 43,605; immaterial to float, neutral market impact.

The purchase increases Salute’s direct holdings by roughly 5% but represents a de-minimis portion of NEWT’s outstanding shares. No derivatives or sales were disclosed, suggesting a straightforward accumulation rather than hedging. While insider buying can be viewed favorably, the scale is too small to alter valuation or liquidity dynamics, rendering the event not materially impactful for most investors.

Il 01/08/2025, il direttore di NewtekOne, Inc. (NEWT), Richard J. Salute, ha presentato un Modulo 4 che dichiara acquisti sul mercato aperto di azioni ordinarie della società.

  • Transazioni: 700 azioni a 11,23$ e 1.400 azioni a 11,2499$, per un totale di 2.100 azioni.
  • Possesso dopo la transazione: 43.605 azioni detenute direttamente.
  • Non sono stati segnalati titoli derivati.

La presentazione è stata effettuata il 04/08/2025 e riflette un'attività di acquisto interna di routine da parte di un membro del consiglio di amministrazione.

El 01/08/2025, el director de NewtekOne, Inc. (NEWT), Richard J. Salute, presentó un Formulario 4 que revela compras en el mercado abierto de acciones ordinarias de la empresa.

  • Transacciones: 700 acciones a $11.23 y 1,400 acciones a $11.2499, sumando un total de 2,100 acciones.
  • Propiedad tras la operación: 43,605 acciones en posesión directa.
  • No se reportaron valores derivados.

La presentación se realizó el 04/08/2025 y refleja una actividad rutinaria de compra interna por parte de un miembro del consejo.

2025� 8� 1�, NewtekOne, Inc. (NEWT) 이사 Richard J. Salute가 회사 보통주를 공개 시장에서 매수� 내용� 담은 Form 4� 제출했습니다.

  • 거래 내역: 700주를 주당 $11.23�, 1,400주를 주당 $11.2499� 매수하여 � 2,100�입니�.
  • 거래 � 보유 주식: 직Ϊ 보유� 주식 43,605주입니다.
  • 파생 증권은 보고되지 않았습니�.

해당 서류� 2025� 8� 4일에 제출되었으며, 이사회의 구성원이 일상적으� 내부� 매수� � 것을 반영합니�.

Le 01/08/2025, le directeur de NewtekOne, Inc. (NEWT), Richard J. Salute, a déposé un formulaire 4 révélant des achats sur le marché libre d’actions ordinaires de la société.

  • Transactions : 700 actions à 11,23 $ et 1 400 actions à 11,2499 $, soit un total de 2 100 actions.
  • Possession après transaction : 43 605 actions détenues directement.
  • Aucun titre dérivé n’a été signalé.

Le dépôt a été effectué le 04/08/2025 et reflète une activité d’achat interne courante d’un membre du conseil d’administration.

Am 01.08.2025 reichte Richard J. Salute, Direktor von NewtekOne, Inc. (NEWT), ein Formular 4 ein, das Käufe von Stammaktien des Unternehmens am offenen Markt offenlegt.

  • Transaktionen: 700 Aktien zu 11,23 $ und 1.400 Aktien zu 11,2499 $, insgesamt 2.100 Aktien.
  • Besitz nach dem Handel: 43.605 Aktien, die direkt gehalten werden.
  • Keine Derivate wurden gemeldet.

Die Einreichung erfolgte am 04.08.2025 und spiegelt eine routinemäßige Insider-Kaufaktivität eines Vorstandsmitglieds wider.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SALUTE RICHARD J

(Last) (First) (Middle)
4800 T-REX AVENUE
SUITE 120

(Street)
BOCA RATON FL 33431

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 08/01/2025 P 700 A $11.23 42,205 D
Common stock 08/01/2025 P 1,400 A $11.2499 43,605 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Richard Salute 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many NewtekOne (NEWT) shares did Richard J. Salute buy?

He bought 2,100 shares of NEWT common stock.

What prices were paid for the NEWT shares?

Shares were acquired at $11.23 and $11.2499 per share.

What is Richard J. Salute’s total share ownership after the purchase?

His direct beneficial ownership stands at 43,605 shares.

Were any derivative securities reported in this Form 4?

No, the filing lists no derivative securities.

When was the Form 4 for NEWT filed?

The filing date is 08/04/2025.
NewtekOne, Inc.

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