AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] Moody's Corporation Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

On 5 Aug 2025, Spectrum Brands Holdings (SPB) filed an 8-K, Item 5.07 detailing results of its 2025 Annual Meeting. A solid quorum of 21.53 million shares, representing 87.71% of outstanding stock, was present.

  • Director elections: All seven nominees were re-elected for one-year terms with support ranging from 95.46% (CEO David M. Maura) to 99.47% (Leslie L. Campbell & Joan Chow).
  • Auditor ratification: KPMG LLP was confirmed for FY-2025 with 98.75% of votes cast in favour.
  • Say-on-Pay: Compensation of named executive officers passed with 97.91% approval.

No other material proposals or financial statements were submitted. The decisive vote margins indicate broad shareholder confidence in the company’s governance, audit oversight and compensation practices; the filing announces no strategic or financial changes.

Il 5 agosto 2025, Spectrum Brands Holdings (SPB) ha presentato un 8-K, Punto 5.07 con i risultati della sua Assemblea Annuale 2025. Era presente un solido quorum di 21,53 milioni di azioni, pari al 87,71% del capitale sociale in circolazione.

  • Eletti i direttori: Tutti e sette i candidati sono stati rieletti per un mandato di un anno con un sostegno che va dal 95,46% (CEO David M. Maura) al 99,47% (Leslie L. Campbell e Joan Chow).
  • Ratifica del revisore: KPMG LLP è stata confermata per l’esercizio fiscale 2025 con il 98,75% dei voti favorevoli.
  • Say-on-Pay: La remunerazione dei dirigenti nominati è stata approvata con il 97,91% dei voti.

Non sono state presentate altre proposte rilevanti né bilanci finanziari. I margini di voto decisivi indicano una vasta fiducia degli azionisti nella governance, nel controllo contabile e nelle politiche retributive dell’azienda; la comunicazione non annuncia cambiamenti strategici o finanziari.

El 5 de agosto de 2025, Spectrum Brands Holdings (SPB) presentó un 8-K, Punto 5.07 detallando los resultados de su Junta Anual 2025. Se contó con un quórum sólido de 21,53 millones de acciones, que representan el 87,71% del capital social en circulación.

  • Elecciones de directores: Los siete nominados fueron reelegidos por un año con apoyos que oscilaron entre el 95,46% (CEO David M. Maura) y el 99,47% (Leslie L. Campbell y Joan Chow).
  • Ratificación del auditor: KPMG LLP fue confirmado para el año fiscal 2025 con el 98,75% de los votos a favor.
  • Say-on-Pay: La compensación de los ejecutivos nombrados fue aprobada con un 97,91% de apoyo.

No se presentaron otras propuestas materiales ni estados financieros. Los amplios márgenes de votación indican una sólida confianza de los accionistas en la gobernanza, supervisión de auditoría y prácticas de compensación de la empresa; la presentación no anuncia cambios estratégicos ni financieros.

2025ë…� 8ì›� 5ì�, Spectrum Brands Holdings(SPB)ëŠ� 8-K, 항목 5.07ì� 제출하여 2025ë…� ì—°ë¡€ ì´íšŒ ê²°ê³¼ë¥� ìƒì„¸íž� 보고했습니다. ì´� 발행 주ì‹ì� 87.71%ì—� 해당하는 2,153ë§� ì£�ê°€ ì¶œì„하여 확실í•� 정족ìˆ�(quorum)ë¥� 형성했습니다.

  • ì´ì‚¬ ì„ ì¶œ: 7ëª…ì˜ í›„ë³´ ì „ì›ì� 1ë…� 임기ë¡� 재선ë˜ì—ˆìœ¼ë©°, ì§€ì§€ìœ¨ì€ 95.46%(CEO David M. Maura)ì—서 99.47%(Leslie L. Campbell ë°� Joan Chow)까지 다양했습니다.
  • ê°ì‚¬ì� 승ì¸: KPMG LLPê°€ 2025 íšŒê³„ì—°ë„ ê°ì‚¬ì¸ìœ¼ë¡� 98.75% 찬성으로 확정ë˜ì—ˆìŠµë‹ˆë‹�.
  • ìž„ì› ë³´ìˆ˜ 승ì¸(Say-on-Pay): 명명ë� ìž„ì› ë³´ìˆ˜ëŠ� 97.91%ì� 찬성으로 통과ë˜ì—ˆìŠµë‹ˆë‹�.

기타 중요í•� 제안ì´ë‚˜ 재무제표ëŠ� 제출ë˜ì§€ 않았습니ë‹�. ê²°ì •ì ì¸ 투표 ê²°ê³¼ëŠ� ì£¼ì£¼ë“¤ì´ íšŒì‚¬ì� 거버넌스, ê°ì‚¬ ê°ë… ë°� ë³´ìƒ ê´€í–‰ì— ëŒ€í•� í­ë„“ì€ ì‹ ë¢°ë¥� 가지ê³� 있ìŒì� 보여주며, ì´ë²ˆ 제출ì—서ëŠ� ì „ëžµì � ë˜ëŠ” 재무ì � ë³€ê²� 사항ì� 발표ë˜ì§€ 않았습니ë‹�.

Le 5 août 2025, Spectrum Brands Holdings (SPB) a déposé un 8-K, point 5.07 détaillant les résultats de son Assemblée Générale Annuelle 2025. Un quorum solide de 21,53 millions d’actions, représentant 87,71% du capital en circulation, était présent.

  • Élections des administrateurs : Les sept candidats ont tous été réélus pour un mandat d’un an avec un soutien allant de 95,46% (PDG David M. Maura) à 99,47% (Leslie L. Campbell et Joan Chow).
  • Ratification de l’auditeur : KPMG LLP a été confirmé pour l’exercice 2025 avec 98,75% des voix favorables.
  • Say-on-Pay : La rémunération des dirigeants nommés a été approuvée avec 97,91% des voix.

Aucune autre proposition importante ni états financiers n’ont été soumis. Les larges marges de vote indiquent une confiance étendue des actionnaires dans la gouvernance, la supervision de l’audit et les pratiques de rémunération de l’entreprise ; le dépôt n’annonce aucun changement stratégique ou financier.

Am 5. August 2025 reichte Spectrum Brands Holdings (SPB) ein 8-K, Punkt 5.07 ein, in dem die Ergebnisse der Hauptversammlung 2025 dargestellt wurden. Ein solides Quorum von 21,53 Millionen Aktien, was 87,71% des ausstehenden Aktienkapitals entspricht, war anwesend.

  • Direktorenwahlen: Alle sieben Kandidaten wurden für ein Jahr wiedergewählt, mit Zustimmungsraten von 95,46% (CEO David M. Maura) bis 99,47% (Leslie L. Campbell & Joan Chow).
  • Bestätigung des Wirtschaftsprüfers: KPMG LLP wurde für das Geschäftsjahr 2025 mit 98,75% der abgegebenen Stimmen bestätigt.
  • Say-on-Pay: Die Vergütung der benannten Führungskräfte wurde mit 97,91% Zustimmung angenommen.

Es wurden keine weiteren wesentlichen Vorschläge oder Finanzberichte eingereicht. Die deutlichen Abstimmungsergebnisse zeigen ein breites Vertrauen der Aktionäre in die Unternehmensführung, die Prüfungsaufsicht und die Vergütungspolitik; die Einreichung kündigt keine strategischen oder finanziellen Änderungen an.

Positive
  • High shareholder support (>95% for all proposals) reinforces confidence in management, board oversight and executive compensation policies.
Negative
  • None.

Insights

TL;DR: Turnout 87.7%, all proxies pass with >95% support—signals investor confidence but is a routine governance event with limited market impact.

High approval percentages across directors, auditor, and say-on-pay suggest strong alignment between management and shareholders. The absence of dissent or alternative proposals indicates no immediate governance concerns or activist pressure. While positive for sentiment, the disclosures do not alter earnings outlook or capital structure; therefore, market impact should be neutral.

Il 5 agosto 2025, Spectrum Brands Holdings (SPB) ha presentato un 8-K, Punto 5.07 con i risultati della sua Assemblea Annuale 2025. Era presente un solido quorum di 21,53 milioni di azioni, pari al 87,71% del capitale sociale in circolazione.

  • Eletti i direttori: Tutti e sette i candidati sono stati rieletti per un mandato di un anno con un sostegno che va dal 95,46% (CEO David M. Maura) al 99,47% (Leslie L. Campbell e Joan Chow).
  • Ratifica del revisore: KPMG LLP è stata confermata per l’esercizio fiscale 2025 con il 98,75% dei voti favorevoli.
  • Say-on-Pay: La remunerazione dei dirigenti nominati è stata approvata con il 97,91% dei voti.

Non sono state presentate altre proposte rilevanti né bilanci finanziari. I margini di voto decisivi indicano una vasta fiducia degli azionisti nella governance, nel controllo contabile e nelle politiche retributive dell’azienda; la comunicazione non annuncia cambiamenti strategici o finanziari.

El 5 de agosto de 2025, Spectrum Brands Holdings (SPB) presentó un 8-K, Punto 5.07 detallando los resultados de su Junta Anual 2025. Se contó con un quórum sólido de 21,53 millones de acciones, que representan el 87,71% del capital social en circulación.

  • Elecciones de directores: Los siete nominados fueron reelegidos por un año con apoyos que oscilaron entre el 95,46% (CEO David M. Maura) y el 99,47% (Leslie L. Campbell y Joan Chow).
  • Ratificación del auditor: KPMG LLP fue confirmado para el año fiscal 2025 con el 98,75% de los votos a favor.
  • Say-on-Pay: La compensación de los ejecutivos nombrados fue aprobada con un 97,91% de apoyo.

No se presentaron otras propuestas materiales ni estados financieros. Los amplios márgenes de votación indican una sólida confianza de los accionistas en la gobernanza, supervisión de auditoría y prácticas de compensación de la empresa; la presentación no anuncia cambios estratégicos ni financieros.

2025ë…� 8ì›� 5ì�, Spectrum Brands Holdings(SPB)ëŠ� 8-K, 항목 5.07ì� 제출하여 2025ë…� ì—°ë¡€ ì´íšŒ ê²°ê³¼ë¥� ìƒì„¸íž� 보고했습니다. ì´� 발행 주ì‹ì� 87.71%ì—� 해당하는 2,153ë§� ì£�ê°€ ì¶œì„하여 확실í•� 정족ìˆ�(quorum)ë¥� 형성했습니다.

  • ì´ì‚¬ ì„ ì¶œ: 7ëª…ì˜ í›„ë³´ ì „ì›ì� 1ë…� 임기ë¡� 재선ë˜ì—ˆìœ¼ë©°, ì§€ì§€ìœ¨ì€ 95.46%(CEO David M. Maura)ì—서 99.47%(Leslie L. Campbell ë°� Joan Chow)까지 다양했습니다.
  • ê°ì‚¬ì� 승ì¸: KPMG LLPê°€ 2025 íšŒê³„ì—°ë„ ê°ì‚¬ì¸ìœ¼ë¡� 98.75% 찬성으로 확정ë˜ì—ˆìŠµë‹ˆë‹�.
  • ìž„ì› ë³´ìˆ˜ 승ì¸(Say-on-Pay): 명명ë� ìž„ì› ë³´ìˆ˜ëŠ� 97.91%ì� 찬성으로 통과ë˜ì—ˆìŠµë‹ˆë‹�.

기타 중요í•� 제안ì´ë‚˜ 재무제표ëŠ� 제출ë˜ì§€ 않았습니ë‹�. ê²°ì •ì ì¸ 투표 ê²°ê³¼ëŠ� ì£¼ì£¼ë“¤ì´ íšŒì‚¬ì� 거버넌스, ê°ì‚¬ ê°ë… ë°� ë³´ìƒ ê´€í–‰ì— ëŒ€í•� í­ë„“ì€ ì‹ ë¢°ë¥� 가지ê³� 있ìŒì� 보여주며, ì´ë²ˆ 제출ì—서ëŠ� ì „ëžµì � ë˜ëŠ” 재무ì � ë³€ê²� 사항ì� 발표ë˜ì§€ 않았습니ë‹�.

Le 5 août 2025, Spectrum Brands Holdings (SPB) a déposé un 8-K, point 5.07 détaillant les résultats de son Assemblée Générale Annuelle 2025. Un quorum solide de 21,53 millions d’actions, représentant 87,71% du capital en circulation, était présent.

  • Élections des administrateurs : Les sept candidats ont tous été réélus pour un mandat d’un an avec un soutien allant de 95,46% (PDG David M. Maura) à 99,47% (Leslie L. Campbell et Joan Chow).
  • Ratification de l’auditeur : KPMG LLP a été confirmé pour l’exercice 2025 avec 98,75% des voix favorables.
  • Say-on-Pay : La rémunération des dirigeants nommés a été approuvée avec 97,91% des voix.

Aucune autre proposition importante ni états financiers n’ont été soumis. Les larges marges de vote indiquent une confiance étendue des actionnaires dans la gouvernance, la supervision de l’audit et les pratiques de rémunération de l’entreprise ; le dépôt n’annonce aucun changement stratégique ou financier.

Am 5. August 2025 reichte Spectrum Brands Holdings (SPB) ein 8-K, Punkt 5.07 ein, in dem die Ergebnisse der Hauptversammlung 2025 dargestellt wurden. Ein solides Quorum von 21,53 Millionen Aktien, was 87,71% des ausstehenden Aktienkapitals entspricht, war anwesend.

  • Direktorenwahlen: Alle sieben Kandidaten wurden für ein Jahr wiedergewählt, mit Zustimmungsraten von 95,46% (CEO David M. Maura) bis 99,47% (Leslie L. Campbell & Joan Chow).
  • Bestätigung des Wirtschaftsprüfers: KPMG LLP wurde für das Geschäftsjahr 2025 mit 98,75% der abgegebenen Stimmen bestätigt.
  • Say-on-Pay: Die Vergütung der benannten Führungskräfte wurde mit 97,91% Zustimmung angenommen.

Es wurden keine weiteren wesentlichen Vorschläge oder Finanzberichte eingereicht. Die deutlichen Abstimmungsergebnisse zeigen ein breites Vertrauen der Aktionäre in die Unternehmensführung, die Prüfungsaufsicht und die Vergütungspolitik; die Einreichung kündigt keine strategischen oder finanziellen Änderungen an.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tulenko Stephen T

(Last) (First) (Middle)
7 WORLD TRADE CENTER
250 GREENWICH STREET

(Street)
NEW YORK NY 10007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Moody's Analytics
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/04/2025 S 300 D $518.96 5,258.382 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Elizabeth McCarroll by power of attorney for Stephen T. Tulenko 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Spectrum Brands (SPB) shares were represented at the 2025 Annual Meeting?

21,533,229 shares, equal to 87.71% of shares outstanding as of the record date.

What were the vote results for Spectrum Brands' director elections?

Each of the seven nominees received between 95.46% and 99.47% of votes cast in favour.

Did shareholders ratify KPMG LLP as Spectrum Brands' auditor for FY-2025?

Yes. The proposal passed with 98.75% approval (21,264,799 votes for, 224,619 against).

How did Spectrum Brands' say-on-pay proposal fare in 2025?

The advisory vote on executive compensation received 97.91% support (19,484,446 votes for).

Were any additional financial statements or exhibits filed with this 8-K?

No. The only exhibit was the Cover Page Interactive Data File (Exhibit 104); no financial statements were included.
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