AG˹ٷ

STOCK TITAN

[8-K] Income Opportunity AG˹ٷty Investors, Inc. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Form 144 discloses that 48,743 shares of RBC Bearings Incorporated’s 5.00% Series A Mandatory Convertible Preferred Stock (symbol RBCP) may be sold through Merrill Lynch, Northbrook, IL, on or about 08/07/2025. The shares� aggregate market value is approximately $19.99 million, compared with 31.56 million preferred units outstanding.

The filing lists prior insider activity: in the last three months, 35,000 shares were sold for gross proceeds of $13.31 million by Daniel Bergeron (address provided). The planned sale plus recent sales total 83,743 shares and roughly $33.3 million in proceeds. No earnings, operational updates, or adverse information are provided; the filer attests to having no undisclosed material information. Rule 144 allows resale of restricted securities subject to volume and manner-of-sale limits, so the notice indicates intent rather than a guaranteed transaction, but it nonetheless signals significant potential insider liquidation.

Il modulo 144 dichiara che 48.743 azioni delle azioni privilegiate convertibili obbligatorie di serie A al 5,00% di RBC Bearings Incorporated (simbolo RBCP) potrebbero essere vendute tramite Merrill Lynch, Northbrook, IL, intorno al 08/07/2025. Il valore di mercato complessivo delle azioni è di circa 19,99 milioni di dollari, rispetto a 31,56 milioni di unità privilegiate in circolazione.

La comunicazione elenca le attività precedenti degli insider: negli ultimi tre mesi, 35.000 azioni sono state vendute per un ricavo lordo di 13,31 milioni di dollari da Daniel Bergeron (indirizzo fornito). La vendita pianificata più le vendite recenti ammontano a un totale di 83.743 azioni e circa 33,3 milioni di dollari di ricavi. Non sono fornite informazioni su utili, aggiornamenti operativi o notizie negative; il dichiarante attesta di non avere informazioni materiali non divulgate. La Regola 144 consente la rivendita di titoli soggetti a restrizioni, con limiti di volume e modalità di vendita, quindi l’avviso indica un’intenzione più che una transazione garantita, ma segnala comunque una potenziale significativa liquidazione da parte di insider.

El formulario 144 revela que 48,743 acciones de las acciones preferentes convertibles obligatorias Serie A al 5.00% de RBC Bearings Incorporated (símbolo RBCP) podrían venderse a través de Merrill Lynch, Northbrook, IL, alrededor del 07/08/2025. El valor de mercado total de las acciones es aproximadamente de 19.99 millones de dólares, en comparación con 31.56 millones de unidades preferentes en circulación.

El informe enumera la actividad previa de los insiders: en los últimos tres meses, 35,000 acciones fueron vendidas por ingresos brutos de 13.31 millones de dólares por Daniel Bergeron (dirección proporcionada). La venta planificada junto con las ventas recientes suman un total de 83,743 acciones y aproximadamente 33.3 millones de dólares en ingresos. No se proporcionan ganancias, actualizaciones operativas ni información adversa; el declarante asegura no tener información material no divulgada. La Regla 144 permite la reventa de valores restringidos sujetos a límites de volumen y forma de venta, por lo que el aviso indica intención más que una transacción garantizada, pero aún así señala una potencial liquidación significativa por parte de insiders.

� 144� RBC Bearings Incorporated� 5.00% 시리� A 강제 전환 우선�(RBCP 심볼) 48,743�가 Merrill Lynch, Northbrook, IL� 통해 2025� 8� 7일경 매도� � 있음� 공시합니�. � 주식들의 � 시장 가치는 � 1,999� 달러이며, 현재 3,156� �� 우선주가 발행되어 있습니다.

신고서에� 이전 내부� 거래 내역� 포함되어 있습니다: 지� 3개월 동안 Daniel Bergeron(주소 제공)� 35,000�� 매도하여 � 1,331� 달러� 수익� 올렸습니�. 계획� 매도와 최근 매도� 합하� � 83,743�와 � 3,330� 달러� 수익� 해당합니�. 수익, 운영 업데이트 또는 부정적 정보� 제공되지 않았으며, 신고자는 공개되지 않은 중요 정보� 보유하지 않았음을 증명합니�. 규칙 144� 제한� 증권� 재판매를 거래� � 판매 방식 제한 하에 허용하므�, � 통지� 확정� 거래가 아닌 의도� 나타내지�, 상당� 내부� 매각 가능성� 시사합니�.

Le formulaire 144 révèle que 48 743 actions des actions privilégiées convertibles obligatoires de série A à 5,00 % de RBC Bearings Incorporated (symbole RBCP) pourraient être vendues via Merrill Lynch, Northbrook, IL, aux alentours du 07/08/2025. La valeur marchande totale des actions est d’environ 19,99 millions de dollars, comparée à 31,56 millions d’unités privilégiées en circulation.

Le dépôt liste les activités antérieures des initiés : au cours des trois derniers mois, 35 000 actions ont été vendues pour un produit brut de 13,31 millions de dollars par Daniel Bergeron (adresse fournie). La vente prévue plus les ventes récentes totalisent 83 743 actions et environ 33,3 millions de dollars de produits. Aucun bénéfice, mise à jour opérationnelle ou information défavorable n’est fournie ; le déposant atteste ne pas détenir d’informations matérielles non divulguées. La règle 144 autorise la revente de titres restreints sous réserve de limites de volume et de mode de vente, donc cet avis indique une intention plutôt qu’une transaction garantie, mais signale néanmoins une liquidation potentielle importante de la part des initiés.

Formular 144 gibt bekannt, dass 48.743 Aktien der 5,00% Series A Mandatory Convertible Preferred Stock von RBC Bearings Incorporated (Symbol RBCP) voraussichtlich über Merrill Lynch, Northbrook, IL, etwa am 07.08.2025 verkauft werden könnten. Der gesamte Marktwert der Aktien beträgt etwa 19,99 Millionen US-Dollar, im Vergleich zu 31,56 Millionen ausstehenden Vorzugsaktien.

Die Meldung listet frühere Insider-Aktivitäten auf: In den letzten drei Monaten wurden 35.000 Aktien von Daniel Bergeron (Adresse angegeben) für Bruttoerlöse von 13,31 Millionen US-Dollar verkauft. Der geplante Verkauf zusammen mit den jüngsten Verkäufen ergibt insgesamt 83.743 Aktien und etwa 33,3 Millionen US-Dollar Erlöse. Es werden keine Gewinne, operative Updates oder negative Informationen angegeben; der Meldende bestätigt, keine nicht offengelegten wesentlichen Informationen zu besitzen. Regel 144 erlaubt den Weiterverkauf von beschränkten Wertpapieren unter Volumen- und Verkaufsmodus-Beschränkungen, daher zeigt die Mitteilung eine Absicht an, keine garantierte Transaktion, signalisiert jedoch eine bedeutende potenzielle Insider-Veräußerung.

Positive
  • Regulatory compliance: The filer follows Rule 144 procedures, signaling transparency and legal adherence.
Negative
  • Significant insider selling: Planned disposal of 48,743 preferred shares (~$20 m) plus recent $13 m sales may create supply overhang.
  • Potential sentiment impact: Repeated sales could be viewed as diminished insider confidence in RBC Bearings� preferred equity.

Insights

TL;DR: Large Rule 144 notice flags ~$20 m preferred share sale, adding to $13 m recent insider disposals—potential supply overhang.

The filing authorizes sale of 48,743 RBCP shares (~0.15% of units outstanding) valued near $20 m. Combined with 35 k shares already sold since June, insider dispositions reach $33 m. While Rule 144 compliance is routine, the scale may pressure pricing for a relatively thinly traded preferred class and could be interpreted as waning insider confidence. No offsetting positives such as buybacks or operational updates appear. Overall impact: moderately negative.

TL;DR: Filing shows transparent adherence to Rule 144, yet ongoing insider sales raise governance and sentiment questions.

Management’s certification of no undisclosed material facts aligns with best practices and reduces litigation risk. However, successive sizable sales by Daniel Bergeron may prompt investors to question alignment of insider and shareholder interests, especially ahead of the 2025 mandatory conversion date. Monitoring future 10-b5-1 plan disclosures and board communications is advisable.

Il modulo 144 dichiara che 48.743 azioni delle azioni privilegiate convertibili obbligatorie di serie A al 5,00% di RBC Bearings Incorporated (simbolo RBCP) potrebbero essere vendute tramite Merrill Lynch, Northbrook, IL, intorno al 08/07/2025. Il valore di mercato complessivo delle azioni è di circa 19,99 milioni di dollari, rispetto a 31,56 milioni di unità privilegiate in circolazione.

La comunicazione elenca le attività precedenti degli insider: negli ultimi tre mesi, 35.000 azioni sono state vendute per un ricavo lordo di 13,31 milioni di dollari da Daniel Bergeron (indirizzo fornito). La vendita pianificata più le vendite recenti ammontano a un totale di 83.743 azioni e circa 33,3 milioni di dollari di ricavi. Non sono fornite informazioni su utili, aggiornamenti operativi o notizie negative; il dichiarante attesta di non avere informazioni materiali non divulgate. La Regola 144 consente la rivendita di titoli soggetti a restrizioni, con limiti di volume e modalità di vendita, quindi l’avviso indica un’intenzione più che una transazione garantita, ma segnala comunque una potenziale significativa liquidazione da parte di insider.

El formulario 144 revela que 48,743 acciones de las acciones preferentes convertibles obligatorias Serie A al 5.00% de RBC Bearings Incorporated (símbolo RBCP) podrían venderse a través de Merrill Lynch, Northbrook, IL, alrededor del 07/08/2025. El valor de mercado total de las acciones es aproximadamente de 19.99 millones de dólares, en comparación con 31.56 millones de unidades preferentes en circulación.

El informe enumera la actividad previa de los insiders: en los últimos tres meses, 35,000 acciones fueron vendidas por ingresos brutos de 13.31 millones de dólares por Daniel Bergeron (dirección proporcionada). La venta planificada junto con las ventas recientes suman un total de 83,743 acciones y aproximadamente 33.3 millones de dólares en ingresos. No se proporcionan ganancias, actualizaciones operativas ni información adversa; el declarante asegura no tener información material no divulgada. La Regla 144 permite la reventa de valores restringidos sujetos a límites de volumen y forma de venta, por lo que el aviso indica intención más que una transacción garantizada, pero aún así señala una potencial liquidación significativa por parte de insiders.

� 144� RBC Bearings Incorporated� 5.00% 시리� A 강제 전환 우선�(RBCP 심볼) 48,743�가 Merrill Lynch, Northbrook, IL� 통해 2025� 8� 7일경 매도� � 있음� 공시합니�. � 주식들의 � 시장 가치는 � 1,999� 달러이며, 현재 3,156� �� 우선주가 발행되어 있습니다.

신고서에� 이전 내부� 거래 내역� 포함되어 있습니다: 지� 3개월 동안 Daniel Bergeron(주소 제공)� 35,000�� 매도하여 � 1,331� 달러� 수익� 올렸습니�. 계획� 매도와 최근 매도� 합하� � 83,743�와 � 3,330� 달러� 수익� 해당합니�. 수익, 운영 업데이트 또는 부정적 정보� 제공되지 않았으며, 신고자는 공개되지 않은 중요 정보� 보유하지 않았음을 증명합니�. 규칙 144� 제한� 증권� 재판매를 거래� � 판매 방식 제한 하에 허용하므�, � 통지� 확정� 거래가 아닌 의도� 나타내지�, 상당� 내부� 매각 가능성� 시사합니�.

Le formulaire 144 révèle que 48 743 actions des actions privilégiées convertibles obligatoires de série A à 5,00 % de RBC Bearings Incorporated (symbole RBCP) pourraient être vendues via Merrill Lynch, Northbrook, IL, aux alentours du 07/08/2025. La valeur marchande totale des actions est d’environ 19,99 millions de dollars, comparée à 31,56 millions d’unités privilégiées en circulation.

Le dépôt liste les activités antérieures des initiés : au cours des trois derniers mois, 35 000 actions ont été vendues pour un produit brut de 13,31 millions de dollars par Daniel Bergeron (adresse fournie). La vente prévue plus les ventes récentes totalisent 83 743 actions et environ 33,3 millions de dollars de produits. Aucun bénéfice, mise à jour opérationnelle ou information défavorable n’est fournie ; le déposant atteste ne pas détenir d’informations matérielles non divulguées. La règle 144 autorise la revente de titres restreints sous réserve de limites de volume et de mode de vente, donc cet avis indique une intention plutôt qu’une transaction garantie, mais signale néanmoins une liquidation potentielle importante de la part des initiés.

Formular 144 gibt bekannt, dass 48.743 Aktien der 5,00% Series A Mandatory Convertible Preferred Stock von RBC Bearings Incorporated (Symbol RBCP) voraussichtlich über Merrill Lynch, Northbrook, IL, etwa am 07.08.2025 verkauft werden könnten. Der gesamte Marktwert der Aktien beträgt etwa 19,99 Millionen US-Dollar, im Vergleich zu 31,56 Millionen ausstehenden Vorzugsaktien.

Die Meldung listet frühere Insider-Aktivitäten auf: In den letzten drei Monaten wurden 35.000 Aktien von Daniel Bergeron (Adresse angegeben) für Bruttoerlöse von 13,31 Millionen US-Dollar verkauft. Der geplante Verkauf zusammen mit den jüngsten Verkäufen ergibt insgesamt 83.743 Aktien und etwa 33,3 Millionen US-Dollar Erlöse. Es werden keine Gewinne, operative Updates oder negative Informationen angegeben; der Meldende bestätigt, keine nicht offengelegten wesentlichen Informationen zu besitzen. Regel 144 erlaubt den Weiterverkauf von beschränkten Wertpapieren unter Volumen- und Verkaufsmodus-Beschränkungen, daher zeigt die Mitteilung eine Absicht an, keine garantierte Transaktion, signalisiert jedoch eine bedeutende potenzielle Insider-Veräußerung.

false 0000949961 0000949961 2025-08-07 2025-08-07 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

Current Report

 

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)     August 7, 2025

 

Income Opportunity AG˹ٷty Investors, Inc.


(Exact name of registrant as specified in its charter)

 

Nevada   001-14784   75-2615944
(State or other jurisdiction of
Incorporation or organization)
  (Commission File Number)   (IRS Employer
Identification Number)

 

1603 LBJ Freeway, Suite 800
Dallas, TX
  75234
(Address of principal executive offices)   (Zip Code)

 

(469) 522-4200


Registrant’s Telephone Number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   Soliciting material pursuant to Rule 14a-12 under the Securities Act (17 CFR 230.425)

   Pre-commencement communications pursuant to Rule 14d-2(b) under the Securities Act (17 CFR 240.14d-2(b))

   Pre-commencement communications pursuant to Rule 13e-4(c) under the Securities Act (17 CFR 240.413e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   IOR   NYSE American

 

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 ((17 CFR 230.405 of or Rule 12b-2 of the Securities Act of 1934 (17 CFR 230.405):

 

  Emerging growth company

 

If an emerging growth company indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Section 2 – Financial Information

 

Item 2.02. Results of Operations and Financial Condition

 

On August 7, 2025, Income Opportunity AG˹ٷty Investors, Inc. (“IOR” or the “Company”) announced its operational results for the quarter ended June 30, 2025. A copy of the announcement is attached as Exhibit “99.1.”

 

The information furnished pursuant to Item 2.02 in this Form 8-K, including Exhibit “99.1” attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section, unless we specifically incorporate it by reference in a document filed under the Securities Act of 1933 or the Securities Exchange Act of 1934. We undertake no duty or obligation to publicly update or revise the information furnished pursuant to Item 2.02 of this Current Report on Form 8-K.

 

Section 9 – Financial Statements and Exhibits 

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits.

 

The following exhibit is furnished with this Report: 

 

Exhibit No.   Description  
99.1*   Press release dated August 7, 2025

 

 

* Furnished herewith

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    INCOME OPPORTUNITY REALTY INVESTORS, INC.
     
Dated: August 7, 2025 By: /s/ ERIK L. JOHNSON
    Erik L. Johnson
    President and Chief Executive Officer

 

 

 

FAQ

How many RBCP shares are being registered for sale under this Form 144?

The notice covers 48,743 shares of 5.00% Series A Mandatory Convertible Preferred Stock.

What is the aggregate market value of the securities to be sold?

The filing lists an aggregate market value of approximately $19.985 million.

Who is the broker handling the proposed sale of RBCP shares?

The broker of record is Merrill Lynch, 1033 Skokie Blvd, Suite 500, Northbrook, IL 60062.

What insider sales of RBCP occurred in the past three months?

Daniel Bergeron sold 3,718 shares on 06/06/2025 for $1.42 m and 31,282 shares on 06/09/2025 for $11.89 m.

When is the approximate date of the planned sale under this Form 144?

The filer indicates an approximate sale date of 08/07/2025.
Income Opport

NYSE:IOR

IOR Rankings

IOR Latest News

IOR Latest SEC Filings

IOR Stock Data

76.77M
366.47k
90.99%
0.32%
0.02%
Mortgage Finance
AG˹ٷ Estate Investment Trusts
United States
DALLAS