AG˹ٷ

STOCK TITAN

[Form 4] Alphabet Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Netflix (NFLX) has submitted a Form 144 signaling that CFO Spencer Neumann plans to sell 685 common shares via Morgan Stanley Smith Barney on or about 6 Aug 2025. At the filing’s referenced market price, the sale is valued at roughly $0.80 million. This prospective disposal equals just 0.0002 % of Netflix’s 424.9 million shares outstanding, indicating a minimal dilution impact.

The notice also discloses three prior monthly sales by Neumann: 2,601 shares on 6 Jun, 1 Jul and 1 Aug 2025, yielding a total of $9.6 million in gross proceeds. As required, the filer certifies no knowledge of undisclosed material adverse information and references potential execution under a Rule 10b5-1 plan. The document provides no operational or earnings data; its sole purpose is to inform the market of insider trading intentions and historical activity.

Netflix (NFLX) ha presentato un modulo 144 che segnala l'intenzione del CFO Spencer Neumann di vendere 685 azioni ordinarie tramite Morgan Stanley Smith Barney intorno al 6 agosto 2025. Al prezzo di mercato indicato nella comunicazione, la vendita vale circa 0,80 milioni di dollari. Questa potenziale cessione rappresenta solo lo 0,0002% delle 424,9 milioni di azioni in circolazione di Netflix, indicando un impatto di diluizione minimo.

La notifica rivela anche tre vendite mensili precedenti effettuate da Neumann: 2.601 azioni rispettivamente il 6 giugno, 1 luglio e 1 agosto 2025, per un ricavo lordo complessivo di 9,6 milioni di dollari. Come richiesto, il dichiarante certifica di non possedere informazioni materiali riservate non divulgate e fa riferimento a una possibile esecuzione nell'ambito di un piano conforme alla Regola 10b5-1. Il documento non fornisce dati operativi o sugli utili; il suo unico scopo è informare il mercato sulle intenzioni e le attività passate di trading degli insider.

Netflix (NFLX) ha presentado un Formulario 144 que señala que el CFO Spencer Neumann planea vender 685 acciones comunes a través de Morgan Stanley Smith Barney alrededor del 6 de agosto de 2025. Al precio de mercado referenciado en la presentación, la venta tiene un valor aproximado de 0,80 millones de dólares. Esta posible disposición equivale apenas al 0,0002 % de las 424,9 millones de acciones en circulación de Netflix, lo que indica un impacto mínimo en la dilución.

El aviso también revela tres ventas mensuales previas realizadas por Neumann: 2.601 acciones el 6 de junio, 1 de julio y 1 de agosto de 2025, generando un total de 9,6 millones de dólares en ingresos brutos. Según lo requerido, el declarante certifica no tener conocimiento de información material adversa no divulgada y menciona una posible ejecución bajo un plan conforme a la Regla 10b5-1. El documento no proporciona datos operativos ni de ganancias; su único propósito es informar al mercado sobre las intenciones y actividades históricas de comercio de información privilegiada.

넷플릭스(NFLX)� CFO 스펜� 노이�� 2025� 8� 6일경 모건 스탠� 스미� 바니� 통해 685� 보통�� 매도� 계획임을 알리� 양식 144� 제출했습니다. 제출서에 명시� 시장 가� 기준으로 이번 매도 가치는 � 80� 달러� 달합니다. 이는 넷플릭스� 발행 주식 4� 2,490� � � 단지 0.0002%� 해당하여 희석 효과� 매우 미미� 수준입니�.

해당 공지에는 노이만이 이전� 진행� � 차례� 월별 매도 내역� 포함되어 있습니다: 2025� 6� 6�, 7� 1�, 8� 1일에 각각 2,601주를 매도� � 960� 달러� � 수익� 올렸습니�. 제출자는 미공� 중대� 부정적 정보가 없음� 인증하며, 10b5-1 규정� 따른 계획� 따라 거래가 이루어질 � 있음� 언급했습니다. � 문서� 운영 실적이나 수익 데이터는 포함하지 않고, 내부� 거래 의도 � 과거 활동� 시장� 알리� � 목적� 있습니다.

Netflix (NFLX) a soumis un formulaire 144 indiquant que le CFO Spencer Neumann prévoit de vendre 685 actions ordinaires via Morgan Stanley Smith Barney aux alentours du 6 août 2025. Au prix du marché mentionné dans le dépôt, la vente est estimée à environ 0,80 million de dollars. Cette cession potentielle représente seulement 0,0002 % des 424,9 millions d’actions en circulation de Netflix, indiquant un impact dilutif minimal.

L’avis révèle également trois ventes mensuelles antérieures réalisées par Neumann : 2 601 actions les 6 juin, 1er juillet et 1er août 2025, générant un produit brut total de 9,6 millions de dollars. Conformément aux exigences, le déclarant certifie ne pas avoir connaissance d’informations défavorables importantes non divulguées et mentionne une possible exécution dans le cadre d’un plan conforme à la règle 10b5-1. Le document ne fournit aucune donnée opérationnelle ou de résultats ; son seul but est d’informer le marché des intentions et des activités passées de trading d’initiés.

Netflix (NFLX) hat ein Formular 144 eingereicht, das signalisiert, dass CFO Spencer Neumann plant, etwa am 6. August 2025 685 Stammaktien über Morgan Stanley Smith Barney zu verkaufen. Zum im Formular genannten Marktpreis beläuft sich der Verkauf auf ungefähr 0,80 Millionen US-Dollar. Diese geplante Veräußerung entspricht lediglich 0,0002 % der 424,9 Millionen ausstehenden Netflix-Aktien und hat somit eine minimale Verwässerungswirkung.

Die Mitteilung offenbart zudem drei vorherige monatliche Verkäufe von Neumann: 2.601 Aktien am 6. Juni, 1. Juli und 1. August 2025, die zusammen einen Bruttoerlös von 9,6 Millionen US-Dollar erzielten. Wie vorgeschrieben, bestätigt der Meldende, keine Kenntnis von nicht veröffentlichten, wesentlichen nachteiligen Informationen zu haben, und verweist auf eine mögliche Durchführung im Rahmen eines Rule 10b5-1-Plans. Das Dokument enthält keine operativen oder Gewinnzahlen; sein einziger Zweck ist es, den Markt über Insiderhandelsabsichten und vergangene Aktivitäten zu informieren.

Positive
  • Transparent disclosure of insider trading plans, allowing investors to monitor executive activity.
  • Sale volume is immaterial relative to the 425 million-share float, limiting dilution or price impact concerns.
Negative
  • Continued insider selling by the CFO over consecutive months can foster negative sentiment about management’s outlook.

Insights

TL;DR: CFO plans small share sale (685 sh); continuing pattern of monthly disposals, immaterial to float but may raise sentiment questions.

The filing is not financially material—the planned sale represents a de-minimis fraction of outstanding shares. Nevertheless, it extends a recent trend of insider sales by the same executive totaling roughly 8,488 shares over three months. While executives routinely diversify, serial sales can create a marginally negative sentiment signal for investors monitoring insider behavior. No new company fundamentals were released, so the impact on valuation models is negligible. Overall, the disclosure is mainly a compliance event, but we note ongoing insider selling in our qualitative risk framework.

Netflix (NFLX) ha presentato un modulo 144 che segnala l'intenzione del CFO Spencer Neumann di vendere 685 azioni ordinarie tramite Morgan Stanley Smith Barney intorno al 6 agosto 2025. Al prezzo di mercato indicato nella comunicazione, la vendita vale circa 0,80 milioni di dollari. Questa potenziale cessione rappresenta solo lo 0,0002% delle 424,9 milioni di azioni in circolazione di Netflix, indicando un impatto di diluizione minimo.

La notifica rivela anche tre vendite mensili precedenti effettuate da Neumann: 2.601 azioni rispettivamente il 6 giugno, 1 luglio e 1 agosto 2025, per un ricavo lordo complessivo di 9,6 milioni di dollari. Come richiesto, il dichiarante certifica di non possedere informazioni materiali riservate non divulgate e fa riferimento a una possibile esecuzione nell'ambito di un piano conforme alla Regola 10b5-1. Il documento non fornisce dati operativi o sugli utili; il suo unico scopo è informare il mercato sulle intenzioni e le attività passate di trading degli insider.

Netflix (NFLX) ha presentado un Formulario 144 que señala que el CFO Spencer Neumann planea vender 685 acciones comunes a través de Morgan Stanley Smith Barney alrededor del 6 de agosto de 2025. Al precio de mercado referenciado en la presentación, la venta tiene un valor aproximado de 0,80 millones de dólares. Esta posible disposición equivale apenas al 0,0002 % de las 424,9 millones de acciones en circulación de Netflix, lo que indica un impacto mínimo en la dilución.

El aviso también revela tres ventas mensuales previas realizadas por Neumann: 2.601 acciones el 6 de junio, 1 de julio y 1 de agosto de 2025, generando un total de 9,6 millones de dólares en ingresos brutos. Según lo requerido, el declarante certifica no tener conocimiento de información material adversa no divulgada y menciona una posible ejecución bajo un plan conforme a la Regla 10b5-1. El documento no proporciona datos operativos ni de ganancias; su único propósito es informar al mercado sobre las intenciones y actividades históricas de comercio de información privilegiada.

넷플릭스(NFLX)� CFO 스펜� 노이�� 2025� 8� 6일경 모건 스탠� 스미� 바니� 통해 685� 보통�� 매도� 계획임을 알리� 양식 144� 제출했습니다. 제출서에 명시� 시장 가� 기준으로 이번 매도 가치는 � 80� 달러� 달합니다. 이는 넷플릭스� 발행 주식 4� 2,490� � � 단지 0.0002%� 해당하여 희석 효과� 매우 미미� 수준입니�.

해당 공지에는 노이만이 이전� 진행� � 차례� 월별 매도 내역� 포함되어 있습니다: 2025� 6� 6�, 7� 1�, 8� 1일에 각각 2,601주를 매도� � 960� 달러� � 수익� 올렸습니�. 제출자는 미공� 중대� 부정적 정보가 없음� 인증하며, 10b5-1 규정� 따른 계획� 따라 거래가 이루어질 � 있음� 언급했습니다. � 문서� 운영 실적이나 수익 데이터는 포함하지 않고, 내부� 거래 의도 � 과거 활동� 시장� 알리� � 목적� 있습니다.

Netflix (NFLX) a soumis un formulaire 144 indiquant que le CFO Spencer Neumann prévoit de vendre 685 actions ordinaires via Morgan Stanley Smith Barney aux alentours du 6 août 2025. Au prix du marché mentionné dans le dépôt, la vente est estimée à environ 0,80 million de dollars. Cette cession potentielle représente seulement 0,0002 % des 424,9 millions d’actions en circulation de Netflix, indiquant un impact dilutif minimal.

L’avis révèle également trois ventes mensuelles antérieures réalisées par Neumann : 2 601 actions les 6 juin, 1er juillet et 1er août 2025, générant un produit brut total de 9,6 millions de dollars. Conformément aux exigences, le déclarant certifie ne pas avoir connaissance d’informations défavorables importantes non divulguées et mentionne une possible exécution dans le cadre d’un plan conforme à la règle 10b5-1. Le document ne fournit aucune donnée opérationnelle ou de résultats ; son seul but est d’informer le marché des intentions et des activités passées de trading d’initiés.

Netflix (NFLX) hat ein Formular 144 eingereicht, das signalisiert, dass CFO Spencer Neumann plant, etwa am 6. August 2025 685 Stammaktien über Morgan Stanley Smith Barney zu verkaufen. Zum im Formular genannten Marktpreis beläuft sich der Verkauf auf ungefähr 0,80 Millionen US-Dollar. Diese geplante Veräußerung entspricht lediglich 0,0002 % der 424,9 Millionen ausstehenden Netflix-Aktien und hat somit eine minimale Verwässerungswirkung.

Die Mitteilung offenbart zudem drei vorherige monatliche Verkäufe von Neumann: 2.601 Aktien am 6. Juni, 1. Juli und 1. August 2025, die zusammen einen Bruttoerlös von 9,6 Millionen US-Dollar erzielten. Wie vorgeschrieben, bestätigt der Meldende, keine Kenntnis von nicht veröffentlichten, wesentlichen nachteiligen Informationen zu haben, und verweist auf eine mögliche Durchführung im Rahmen eines Rule 10b5-1-Plans. Das Dokument enthält keine operativen oder Gewinnzahlen; sein einziger Zweck ist es, den Markt über Insiderhandelsabsichten und vergangene Aktivitäten zu informieren.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WALKER JOHN KENT

(Last) (First) (Middle)
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Global Affairs, CLO
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Capital Stock 08/04/2025 S 23,820 D $194.7 42,999 I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees
Class C Capital Stock 08/05/2025 G 17,802 D $0 23,503 D
Class C Capital Stock 08/05/2025 G 17,802 A $0 60,801 I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees
Class C Google Stock Units(1) 28,372 D
Class C Google Stock Units(2) 57,029 D
Class C Google Stock Units(3) 92,451 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSUs as each GSU vests. 1/6th of the GSUs vested on June 25, 2023 and an additional 1/12th of the GSUs vests quarterly thereafter until the GSUs are fully vested, subject to continuing employment on the applicable vesting dates.
2. 1/6th of the GSUs vested on June 25, 2024; 1/12th of the GSUs vested on September 25, 2024, and an additional 1/12th of the GSUs vests quarterly thereafter on the 25th day of the month until the GSUs are fully vested, subject to continued employment on the applicable vesting dates.
3. The GSUs vest as follows: (i) 27/260th of the grant will vest on each March 25, 2025, June 25, 2025, September 25, 2025 and December 25, 2025; and (ii) 19/260th of the grant will vest quarterly on the 25th day of the month from March 25, 2026 through December 25, 2026, and on the 1st day of the month from April 1, 2027 through January 1, 2028, subject to continued employment on the applicable vesting dates.
Remarks:
Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person as Trustee of The Arete Trust on May 29, 2024.
/s/ Valentina Margulis, as Attorney-in-Fact for John Kent Walker 08/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Netflix (NFLX) shares does the CFO intend to sell in this Form 144?

The Form 144 covers a planned sale of 685 common shares.

What is the approximate market value of the shares noted in the filing?

Based on the filing’s price reference, the shares are worth about $0.80 million.

When is the planned sale date for the 685 shares?

The approximate sale date disclosed is 6 August 2025.

How many Netflix shares has the CFO sold in the past three months?

He previously sold 7,803 shares (2,601 each in June, July, and August 2025) for roughly $9.6 million.

Does this filing contain any new financial or operational guidance for Netflix?

No. The Form 144 strictly reports the insider’s intended share sale and past transactions; no business metrics are included.
Alphabet Inc

NASDAQ:GOOGL

GOOGL Rankings

GOOGL Latest News

GOOGL Latest SEC Filings

GOOGL Stock Data

2.35T
10.86B
0.26%
80.94%
0.48%
Internet Content & Information
Services-computer Programming, Data Processing, Etc.
United States
MOUNTAIN VIEW