AG˹ٷ

STOCK TITAN

[Form 4/A] First Capital Inc Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Chris Frederick, who serves as Chief Executive Officer and a director of First Capital Inc (FCAP), reported a purchase of common stock on 08/15/2025. The filing shows a purchase of 200 shares at a price of $38.25 per share. The report lists direct beneficial ownership positions of 1,200 shares (noted as jointly owned with spouse) and an additional 3,225 shares held directly. It also discloses 1,442 shares held indirectly via an IRA and 3,670 shares held indirectly via an ESOP, as stated in the form.

The document is an amended Form 4 reporting insider changes in beneficial ownership and provides explicit ownership breakdowns by form and the nature of indirect holdings. No earnings, contract terms, or other corporate actions are disclosed in this filing.

Chris Frederick, Amministratore Delegato e membro del consiglio di First Capital Inc (FCAP), ha dichiarato l'acquisto di azioni ordinarie il 15/08/2025. La comunicazione riporta l'acquisto di 200 azioni a 38,25 USD ciascuna. Il rapporto indica una titolarità diretta di 1.200 azioni (segnalate come possedute in comune con il coniuge) e ulteriori 3.225 azioni detenute direttamente. Sono inoltre riportate 1.442 azioni detenute indirettamente tramite un IRA e 3.670 azioni detenute indirettamente tramite un ESOP, come specificato nel modulo.

Si tratta di un Modulo 4 emendato che segnala variazioni nella proprietà reale degli insider e fornisce la ripartizione dettagliata delle partecipazioni e la natura delle detenzioni indirette. Nel documento non sono divulgati utili, termini contrattuali o altre operazioni societarie.

Chris Frederick, que ejerce como Director Ejecutivo y miembro del consejo de First Capital Inc (FCAP), informó la compra de acciones ordinarias el 15/08/2025. La presentación muestra la adquisición de 200 acciones a 38,25 USD por acción. El informe enumera una participación de beneficio directo de 1.200 acciones (indicadas como propiedad conjunta con su cónyuge) y otras 3.225 acciones detenidas directamente. También revela 1.442 acciones mantenidas indirectamente a través de un IRA y 3.670 acciones mantenidas indirectamente a través de un ESOP, según consta en el formulario.

El documento es un Formulario 4 enmendado que reporta cambios en la propiedad beneficiaria de los insiders y ofrece un desglose explícito de la titularidad por tipo de formulario y la naturaleza de las participaciones indirectas. No se divulgan ganancias, términos contractuales u otras acciones corporativas en esta presentación.

First Capital Inc(FCAP)� 최고경영�(CEO) � 이사� 크리� 프레데릭(Chris Frederick)� 2025-08-15� 보통주를 매입했다� 보고했습니다. 제출 서류에는 주당 38.25달러� 200주를 매수� 것으� 기재되어 있습니다. 보고서에� 배우자왶� 공동 소유� 표기� 직접� 이익 보유 1,200�왶 추가� 직접 보유 3,225�가 기재되어 있습니다. 또한 서류에는 IRA� 통한 간접 보유 1,442�ESOP� 통한 간접 보유 3,670�가 명시되어 있습니다.

� 문서� 내부� 지� 변동을 보고하는 수정� Form 4�, 보유 내역� 항목별로 명확� 구분하여 간접 보유� 성격까지 밝히� 있습니다. � 제출서에� 수익, 계약 조건 또는 기타 회사� 조치� 관� 내용은 포함되어 있지 않습니다.

Chris Frederick, directeur général et administrateur de First Capital Inc (FCAP), a déclaré un achat d'actions ordinaires le 15/08/2025. Le dossier indique l'achat de 200 actions au prix de 38,25 USD chacune. Le rapport liste une détention bénéficiaire directe de 1 200 actions (mentionnées comme détenues conjointement avec le conjoint) et 3 225 actions détenues directement. Il divulgue également 1 442 actions détenues indirectement via un IRA et 3 670 actions détenues indirectement via un ESOP, comme indiqué dans le formulaire.

Le document est un formulaire 4 modifié signalant des changements dans la propriété bénéficiaire des initiés et fournit une ventilation explicite de la détention selon le formulaire et la nature des détentions indirectes. Aucune rémunération, condition contractuelle ou autre opération d'entreprise n'est divulguée dans ce dépôt.

Chris Frederick, Chief Executive Officer und Direktor von First Capital Inc (FCAP), meldete am 15.08.2025 den Kauf von Stammaktien. Die Einreichung weist den Erwerb von 200 Aktien zu je 38,25 USD aus. Der Bericht nennt eine direkte wirtschaftliche Beteiligung von 1.200 Aktien (als gemeinsames Eigentum mit dem Ehepartner angegeben) sowie zusätzlich 3.225 direkt gehaltene Aktien. Ebenfalls offengelegt sind 1.442 Aktien, die indirekt über ein IRA gehalten werden, und 3.670 Aktien, die indirekt über einen ESOP gehalten werden, wie im Formular angegeben.

Es handelt sich um ein berichtetes, berichtigt eingereichtes Form 4 zur Meldung von Änderungen in der wirtschaftlichen Insider-Beteiligung und enthält eine explizite Aufschlüsselung nach Form und Art der indirekten Beteiligungen. Es werden keine Erträge, Vertragsbedingungen oder sonstige Unternehmensmaßnahmen in dieser Einreichung offengelegt.

Positive
  • CEO and director disclosed an insider purchase of 200 shares, demonstrating timely reporting and transparency
  • Detailed breakdown of holdings (direct, IRA, ESOP) clarifies the reporting person’s economic interests
Negative
  • The transaction size is relatively small and does not indicate a material change in ownership or control
  • The filing contains no information on total outstanding shares, so impact on ownership percentage cannot be determined from this form alone

Insights

TL;DR: CEO/director reported a small purchase and disclosed direct and indirect holdings, improving transparency but not materially altering ownership.

The filing records a purchase of 200 common shares at $38.25, and enumerates direct holdings of 1,200 shares (jointly owned), an additional 3,225 direct shares, and indirect holdings of 1,442 (IRA) and 3,670 (ESOP). From a governance perspective, timely amended disclosure by an insider maintains regulatory transparency. The size of the purchase relative to total disclosed holdings appears modest and does not indicate a material change in control or voting power based on the information provided.

TL;DR: Insider acquisition is small in scale; useful for monitoring insider behavior but not materially impactful alone.

The transaction code indicates a purchase (P) of 200 shares at $38.25. The detailed breakdown of direct and indirect ownership (including IRA and ESOP accounts) helps clarify the reporting person’s economic and voting exposure. There are no derivative transactions reported. Given the absolute share counts reported, this disclosure is informative for investor monitoring but does not signal a material repositioning by the insider.

Chris Frederick, Amministratore Delegato e membro del consiglio di First Capital Inc (FCAP), ha dichiarato l'acquisto di azioni ordinarie il 15/08/2025. La comunicazione riporta l'acquisto di 200 azioni a 38,25 USD ciascuna. Il rapporto indica una titolarità diretta di 1.200 azioni (segnalate come possedute in comune con il coniuge) e ulteriori 3.225 azioni detenute direttamente. Sono inoltre riportate 1.442 azioni detenute indirettamente tramite un IRA e 3.670 azioni detenute indirettamente tramite un ESOP, come specificato nel modulo.

Si tratta di un Modulo 4 emendato che segnala variazioni nella proprietà reale degli insider e fornisce la ripartizione dettagliata delle partecipazioni e la natura delle detenzioni indirette. Nel documento non sono divulgati utili, termini contrattuali o altre operazioni societarie.

Chris Frederick, que ejerce como Director Ejecutivo y miembro del consejo de First Capital Inc (FCAP), informó la compra de acciones ordinarias el 15/08/2025. La presentación muestra la adquisición de 200 acciones a 38,25 USD por acción. El informe enumera una participación de beneficio directo de 1.200 acciones (indicadas como propiedad conjunta con su cónyuge) y otras 3.225 acciones detenidas directamente. También revela 1.442 acciones mantenidas indirectamente a través de un IRA y 3.670 acciones mantenidas indirectamente a través de un ESOP, según consta en el formulario.

El documento es un Formulario 4 enmendado que reporta cambios en la propiedad beneficiaria de los insiders y ofrece un desglose explícito de la titularidad por tipo de formulario y la naturaleza de las participaciones indirectas. No se divulgan ganancias, términos contractuales u otras acciones corporativas en esta presentación.

First Capital Inc(FCAP)� 최고경영�(CEO) � 이사� 크리� 프레데릭(Chris Frederick)� 2025-08-15� 보통주를 매입했다� 보고했습니다. 제출 서류에는 주당 38.25달러� 200주를 매수� 것으� 기재되어 있습니다. 보고서에� 배우자왶� 공동 소유� 표기� 직접� 이익 보유 1,200�왶 추가� 직접 보유 3,225�가 기재되어 있습니다. 또한 서류에는 IRA� 통한 간접 보유 1,442�ESOP� 통한 간접 보유 3,670�가 명시되어 있습니다.

� 문서� 내부� 지� 변동을 보고하는 수정� Form 4�, 보유 내역� 항목별로 명확� 구분하여 간접 보유� 성격까지 밝히� 있습니다. � 제출서에� 수익, 계약 조건 또는 기타 회사� 조치� 관� 내용은 포함되어 있지 않습니다.

Chris Frederick, directeur général et administrateur de First Capital Inc (FCAP), a déclaré un achat d'actions ordinaires le 15/08/2025. Le dossier indique l'achat de 200 actions au prix de 38,25 USD chacune. Le rapport liste une détention bénéficiaire directe de 1 200 actions (mentionnées comme détenues conjointement avec le conjoint) et 3 225 actions détenues directement. Il divulgue également 1 442 actions détenues indirectement via un IRA et 3 670 actions détenues indirectement via un ESOP, comme indiqué dans le formulaire.

Le document est un formulaire 4 modifié signalant des changements dans la propriété bénéficiaire des initiés et fournit une ventilation explicite de la détention selon le formulaire et la nature des détentions indirectes. Aucune rémunération, condition contractuelle ou autre opération d'entreprise n'est divulguée dans ce dépôt.

Chris Frederick, Chief Executive Officer und Direktor von First Capital Inc (FCAP), meldete am 15.08.2025 den Kauf von Stammaktien. Die Einreichung weist den Erwerb von 200 Aktien zu je 38,25 USD aus. Der Bericht nennt eine direkte wirtschaftliche Beteiligung von 1.200 Aktien (als gemeinsames Eigentum mit dem Ehepartner angegeben) sowie zusätzlich 3.225 direkt gehaltene Aktien. Ebenfalls offengelegt sind 1.442 Aktien, die indirekt über ein IRA gehalten werden, und 3.670 Aktien, die indirekt über einen ESOP gehalten werden, wie im Formular angegeben.

Es handelt sich um ein berichtetes, berichtigt eingereichtes Form 4 zur Meldung von Änderungen in der wirtschaftlichen Insider-Beteiligung und enthält eine explizite Aufschlüsselung nach Form und Art der indirekten Beteiligungen. Es werden keine Erträge, Vertragsbedingungen oder sonstige Unternehmensmaßnahmen in dieser Einreichung offengelegt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FREDERICK CHRIS

(Last) (First) (Middle)
220 FEDERAL DRIVE

(Street)
CORYDON IN 47112

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CAPITAL INC [ FCAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/18/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 P 200 A $38.25 1,200 D(1)
Common Stock 3,225 D
Common Stock 1,442 I By IRA
Common Stock 3,670 I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Owned jointly with spouse.
/s/ Michael C. Frederick 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the insider report for FCAP?

The filing reports a purchase of 200 shares of First Capital Inc common stock at $38.25 per share on 08/15/2025.

Who filed the Form 4/A for FCAP?

Michael C. Frederick (identified as Chris Frederick in the form), the company's Chief Executive Officer and a director, is the reporting person.

How many FCAP shares does the reporting person beneficially own after the transaction?

The form lists 1,200 shares held directly (jointly with spouse), an additional 3,225 shares held directly, 1,442 shares indirectly via an IRA, and 3,670 shares indirectly via an ESOP.

Were any derivative securities reported in this filing for FCAP?

No derivative securities (options, warrants, convertible instruments) are reported in Table II of this Form 4/A.

Does the filing indicate a change in control of FCAP?

The filing does not indicate any change in control; the reported purchase is modest and no material control shift is disclosed.
First Cap Inc

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123.64M
3.22M
4.02%
23.32%
1.98%
Banks - Regional
Savings Institution, Federally Chartered
United States
CORYDON