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[8-K] Castellum, Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

United Community Banks, Inc. (UCBI) filed a Form 4 reporting that EVP & Chief Banking Officer Richard Bradshaw made a Rule 16 “G� transaction—classified as a bona-fide gift—of 328 common shares on 31 Jul 2025 at a price of $0. After the transfer, Bradshaw directly owns 77,584 shares. No derivative securities or additional transactions were disclosed. Given the small size of the gift (�0.4 % of his holdings) and the absence of a sale for consideration, the event is routine and immaterial to UCBI’s share float or governance profile.

United Community Banks, Inc. (UCBI) ha presentato un Modulo 4 segnalando che il EVP e Chief Banking Officer Richard Bradshaw ha effettuato una transazione ai sensi della Regola 16 “G�, classificata come un regalo autentico, di 328 azioni ordinarie in data 31 lug 2025 al prezzo di $0. Dopo il trasferimento, Bradshaw possiede direttamente 77.584 azioni. Non sono stati divulgati titoli derivati né altre transazioni. Considerando la modesta entità del regalo (circa lo 0,4% delle sue partecipazioni) e l’assenza di una vendita a fronte di un corrispettivo, l’evento è di natura ordinaria e irrilevante per il flottante azionario o il profilo di governance di UCBI.

United Community Banks, Inc. (UCBI) presentó un Formulario 4 informando que el EVP y Director de Banca Richard Bradshaw realizó una transacción bajo la Regla 16 “G�, clasificada como un regalo genuino, de 328 acciones comunes el 31 de julio de 2025 a un precio de $0. Tras la transferencia, Bradshaw posee directamente 77,584 acciones. No se divulgaron valores derivados ni transacciones adicionales. Dado el tamaño reducido del regalo (aproximadamente el 0,4% de sus participaciones) y la ausencia de una venta con contraprestación, el evento es rutinario e irrelevante para el flotante de acciones o el perfil de gobernanza de UCBI.

United Community Banks, Inc. (UCBI)� EVP � 최고은행책임자 Richard Bradshaw가 규칙 16 “G”에 따른 거래� 신고� Form 4� 제출했습니다. 해당 거래� 진정� 증여� 분류되며, 2025� 7� 31�328�� 보통주를 $0 가격으� 이전했습니다. 이전 � Bradshaw� 직접 77,584�� 보유하고 있습니다. 파생증권이나 추가 거래� 공개되지 않았습니�. 증여 규모가 작고(보유 주식� � 0.4%) 대가� 받지 않은 판매가 없으므�, � 사건은 일상적이� UCBI� 유통 주식 수나 지배구조에 미치� 영향은 미미합니�.

United Community Banks, Inc. (UCBI) a déposé un formulaire 4 indiquant que le EVP et Directeur bancaire Richard Bradshaw a effectué une transaction selon la règle 16 “G� � classée comme un don authentique � de 328 actions ordinaires le 31 juillet 2025 au prix de 0 $. Après ce transfert, Bradshaw détient directement 77 584 actions. Aucun titre dérivé ni transaction supplémentaire n’a été divulgué. Étant donné la faible taille du don (environ 0,4 % de ses avoirs) et l’absence de vente contre rémunération, cet événement est courant et sans impact significatif sur le flottant ou le profil de gouvernance de UCBI.

United Community Banks, Inc. (UCBI) reichte ein Formular 4 ein, das meldet, dass EVP & Chief Banking Officer Richard Bradshaw eine Regel 16 “G�-Transaktion � klassifiziert als echte Schenkung � von 328 Stammaktien am 31. Juli 2025 zum Preis von $0 durchgeführt hat. Nach der Übertragung besitzt Bradshaw direkt 77.584 Aktien. Keine derivativen Wertpapiere oder weitere Transaktionen wurden offengelegt. Aufgrund der geringen Größe der Schenkung (ca. 0,4 % seines Bestands) und des Fehlens eines Verkaufs gegen Entgelt ist das Ereignis routinemäßig und unerheblich für den Streubesitz oder das Governance-Profil von UCBI.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: EVP gifts 328 shares; negligible impact on float or signal.

The Form 4 shows a non-monetary transfer under code G, typically a charitable gift or family transfer. The amount is de minimis relative to Bradshaw’s remaining 77.6 k-share stake and UCBI’s 119 m outstanding shares. No derivatives were exercised or disposed, so dilution and cash-flow implications are nil. Insider gifts are generally neutral signals, as they do not reflect valuation views. Governance risk remains unchanged; Bradshaw retains substantial alignment with shareholders.

United Community Banks, Inc. (UCBI) ha presentato un Modulo 4 segnalando che il EVP e Chief Banking Officer Richard Bradshaw ha effettuato una transazione ai sensi della Regola 16 “G�, classificata come un regalo autentico, di 328 azioni ordinarie in data 31 lug 2025 al prezzo di $0. Dopo il trasferimento, Bradshaw possiede direttamente 77.584 azioni. Non sono stati divulgati titoli derivati né altre transazioni. Considerando la modesta entità del regalo (circa lo 0,4% delle sue partecipazioni) e l’assenza di una vendita a fronte di un corrispettivo, l’evento è di natura ordinaria e irrilevante per il flottante azionario o il profilo di governance di UCBI.

United Community Banks, Inc. (UCBI) presentó un Formulario 4 informando que el EVP y Director de Banca Richard Bradshaw realizó una transacción bajo la Regla 16 “G�, clasificada como un regalo genuino, de 328 acciones comunes el 31 de julio de 2025 a un precio de $0. Tras la transferencia, Bradshaw posee directamente 77,584 acciones. No se divulgaron valores derivados ni transacciones adicionales. Dado el tamaño reducido del regalo (aproximadamente el 0,4% de sus participaciones) y la ausencia de una venta con contraprestación, el evento es rutinario e irrelevante para el flotante de acciones o el perfil de gobernanza de UCBI.

United Community Banks, Inc. (UCBI)� EVP � 최고은행책임자 Richard Bradshaw가 규칙 16 “G”에 따른 거래� 신고� Form 4� 제출했습니다. 해당 거래� 진정� 증여� 분류되며, 2025� 7� 31�328�� 보통주를 $0 가격으� 이전했습니다. 이전 � Bradshaw� 직접 77,584�� 보유하고 있습니다. 파생증권이나 추가 거래� 공개되지 않았습니�. 증여 규모가 작고(보유 주식� � 0.4%) 대가� 받지 않은 판매가 없으므�, � 사건은 일상적이� UCBI� 유통 주식 수나 지배구조에 미치� 영향은 미미합니�.

United Community Banks, Inc. (UCBI) a déposé un formulaire 4 indiquant que le EVP et Directeur bancaire Richard Bradshaw a effectué une transaction selon la règle 16 “G� � classée comme un don authentique � de 328 actions ordinaires le 31 juillet 2025 au prix de 0 $. Après ce transfert, Bradshaw détient directement 77 584 actions. Aucun titre dérivé ni transaction supplémentaire n’a été divulgué. Étant donné la faible taille du don (environ 0,4 % de ses avoirs) et l’absence de vente contre rémunération, cet événement est courant et sans impact significatif sur le flottant ou le profil de gouvernance de UCBI.

United Community Banks, Inc. (UCBI) reichte ein Formular 4 ein, das meldet, dass EVP & Chief Banking Officer Richard Bradshaw eine Regel 16 “G�-Transaktion � klassifiziert als echte Schenkung � von 328 Stammaktien am 31. Juli 2025 zum Preis von $0 durchgeführt hat. Nach der Übertragung besitzt Bradshaw direkt 77.584 Aktien. Keine derivativen Wertpapiere oder weitere Transaktionen wurden offengelegt. Aufgrund der geringen Größe der Schenkung (ca. 0,4 % seines Bestands) und des Fehlens eines Verkaufs gegen Entgelt ist das Ereignis routinemäßig und unerheblich für den Streubesitz oder das Governance-Profil von UCBI.

0001877939False00018779392025-08-042025-08-04

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
Date of Report (Date of earliest event reported): August 4, 2025
CASTELLUM, INC.
(Exact name of Registrant as specified in its charter)
Nevada001-4152627-4079982
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
1934 Old Gallows Road, Suite 350
Vienna, VA 22182
(Address of principal executive offices, including zip code)
(703) 752-6157
(Registrant’s telephone number, including area code)
Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(c)).
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, par value $0.0001 per shareCTMNYSE American LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 1.01 Entry into a Material Definitive Agreement
On August 4, 2025 Castellum, Inc. (the "Company") and Emil Kaunitz executed a a letter agreement dated August 1, 2025 to extend the maturity date of a note payable in the principal amount of $400,000 (the "Note") to March 1, 2026, at which time the principal amount will amortize at $50,000 per month for eight months. All other terms of the Note remain unchanged.

Item 8.01 Other Events

On August 4, 2025, the Company prepaid $2 million in principal on a note payable to Robert Eisiminger (the "Eisiminger Note") which matures on August 31, 2026. The remaining principal balance on the Eisiminger Note is $2 million. The Company issued a press release concerning the prepayment, the full text of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.Exhibit Title
10.1
Second Letter Agreement dated August 1, 2025 by and between the Company and Emil Kaunitz
99.1
Press Release dated August 5, 2025
104Cover Page Interactive Data File (embedded within the Inline XBRL document).



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
CASTELLUM, INC.
Date: August 5, 2025By:/s/ Glen R. Ives
Name:Glen R. Ives
Title:Chief Executive Officer (Principal Executive Officer)

FAQ

What did United Community Banks' EVP Richard Bradshaw report in the Form 4?

He reported gifting 328 shares of UCBI common stock on 07/31/2025.

How many UCBI shares does Richard Bradshaw own after the transaction?

He now holds 77,584 direct shares.

What does transaction code "G" mean in a Form 4 filing?

Code G denotes a bona-fide gift of securities with no consideration exchanged.

Were any derivative securities involved in this Form 4?

No, the filing shows no derivative securities acquired or disposed.

Is this insider transaction likely to affect UCBI's stock price?

Given the small size (328 shares) and gift nature, it is considered immaterial to market dynamics.
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