[Form 4] Capital Southwest Corp Insider Trading Activity
Christine S. Battist, a director of Capital Southwest Corporation (CSWC), received a grant of restricted common stock under the company鈥檚 2021 Non-Employee Director Restricted Stock Award Plan. The Form 4 reports an acquisition of 2,193 shares on 08/12/2025 at a reported price of $0, reflecting a grant rather than a cash purchase. Following the reported transaction, the filing shows 11,948 shares owned directly and 7,281 held indirectly by a trust established by Christine Sue Battist (Trust Agreement dated August 13, 2007). No derivative securities are reported. The filing identifies Battist as a director and provides the issuer ticker CSWC.
Christine S. Battist, membro del consiglio di amministrazione di Capital Southwest Corporation (CSWC), ha ricevuto una concessione di azioni ordinarie vincolate nell'ambito del Piano di assegnazione di azioni vincolate per amministratori non dipendenti 2021 della societ脿. Il Modulo 4 segnala l'acquisizione di 2,193 azioni il 08/12/2025 a un prezzo dichiarato di $0, essendo una concessione e non un acquisto in contanti. A seguito dell'operazione, il documento indica il possesso diretto di 11,948 azioni e 7,281 detenute indirettamente da un trust istituito da Christine Sue Battist (accordo di trust datato 13 agosto 2007). Non sono segnalati strumenti derivati. Il filing identifica Battist come amministratore e riporta il ticker CSWC.
Christine S. Battist, directora de Capital Southwest Corporation (CSWC), recibi贸 una concesi贸n de acciones ordinarias restringidas bajo el Plan de Asignaci贸n de Acciones Restringidas para Directores No Empleados 2021 de la compa帽铆a. El Formulario 4 registra la adquisici贸n de 2,193 acciones el 08/12/2025 a un precio informado de $0, trat谩ndose de una concesi贸n y no de una compra en efectivo. Tras la transacci贸n, la presentaci贸n muestra 11,948 acciones en propiedad directa y 7,281 mantenidas de forma indirecta por un fideicomiso establecido por Christine Sue Battist (Acuerdo de Fideicomiso con fecha 13 de agosto de 2007). No se reportan valores derivados. La presentaci贸n identifica a Battist como directora y aporta el ticker CSWC.
Capital Southwest Corporation(CSWC)鞚� 鞚挫偓鞚� Christine S. Battist電� 須岇偓鞚� 2021雲� 牍勳瀯鞗� 鞚挫偓 鞝滍暅欤检嫕 靾橃棳 瓿勴殟鞐� 霐半澕 鞝滍暅 氤错喌欤茧ゼ 靾橃棳氚涭晿鞀惦媹雼�. Form 4電� 2,193欤茧ゼ 08/12/2025鞐� 氤搓碃霅� 臧�瓴� $0搿� 旆摑頃� 瓴冹溂搿� 旮办灛頄堨溂氅�, 鞚措姅 順勱笀 毵れ瀰鞚� 鞎勲媽 靾橃棳鞛勳潉 雮橅儉雰呺媹雼�. 氤搓碃鞐� 霐半ゴ氅� 頃措嫻 瓯半灅 頉� 歆侅爲 氤挫湢 欤检嫕鞚� 11,948欤检澊瓿� Christine Sue Battist臧� 靹る頃� 鞁犿儊(鞁犿儊瓿勳暯鞚�: 2007雲� 8鞗� 13鞚�)鞚� 臧勳爲 氤挫湢頃� 欤检嫕鞚� 7,281欤检瀰雼堧嫟. 韺岇儩歃濌秾鞚� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�. 鞝滌稖靹滊電� Battist毳� 鞚挫偓搿� 鞁濍硠頃橂┌ 氚滍枆靷� 韹办护電� CSWC搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.
Christine S. Battist, administratrice de Capital Southwest Corporation (CSWC), a re莽u une attribution d'actions ordinaires restreintes dans le cadre du plan d'attribution d'actions restreintes aux administrateurs non salari茅s 2021 de la soci茅t茅. Le formulaire 4 signale l'acquisition de 2,193 actions le 08/12/2025 脿 un prix d茅clar茅 de $0, refl茅tant une attribution plut么t qu'un achat en esp猫ces. Suite 脿 cette op茅ration, le d茅p么t indique 11,948 actions d茅tenues directement et 7,281 d茅tenues indirectement par une fiducie cr茅茅e par Christine Sue Battist (contrat de fiducie dat茅 du 13 ao没t 2007). Aucun instrument d茅riv茅 n'est signal茅. Le d茅p么t identifie Battist comme administratrice et fournit le symbole CSWC.
Christine S. Battist, Direktorin von Capital Southwest Corporation (CSWC), erhielt eine Zuteilung eingeschr盲nkter Stammaktien im Rahmen des Non-Employee Director Restricted Stock Award Plans 2021 des Unternehmens. Das Formular 4 meldet den Erwerb von 2,193 Aktien am 08/12/2025 zu einem angegebenen Preis von $0, was auf eine Zuteilung und keinen Barkauf hinweist. Nach der gemeldeten Transaktion weist die Einreichung 11,948 direkt gehaltene Aktien und 7,281 Aktien auf, die indirekt durch einen von Christine Sue Battist errichteten Trust gehalten werden (Trustvereinbarung vom 13. August 2007). Es werden keine derivativen Wertpapiere gemeldet. Die Einreichung nennt Battist als Direktorin und f眉hrt das Emittentenk眉rzel CSWC an.
- None.
- None.
Insights
TL;DR Routine director compensation via restricted stock, increasing director alignment with shareholders but not signaling material corporate change.
The reported issuance of 2,193 restricted shares to Director Christine Battist is consistent with standard non-employee director compensation practices. The grant price of $0 indicates these are restricted awards, subject to vesting and transfer restrictions rather than an open-market purchase. Beneficial ownership after the grant remains split between 11,948 direct and 7,281 indirect (trust) holdings, which modestly increases the director鈥檚 direct stake. This is a governance alignment action, not a transaction that, on its face, alters control or corporate strategy.
TL;DR Small equity grant to a director; immaterial to capital structure and valuation absent additional context on outstanding shares.
The Form 4 discloses a non-cash grant of 2,193 common shares under the 2021 Non-Employee Director Plan, recorded at a price of $0. The filing separately shows 11,948 shares held directly and 7,281 indirectly via a trust. There are no derivative positions reported. Without information on total outstanding shares or planned future grants, this transaction appears routine and unlikely to have a measurable impact on share count or investor valuation.
Christine S. Battist, membro del consiglio di amministrazione di Capital Southwest Corporation (CSWC), ha ricevuto una concessione di azioni ordinarie vincolate nell'ambito del Piano di assegnazione di azioni vincolate per amministratori non dipendenti 2021 della societ脿. Il Modulo 4 segnala l'acquisizione di 2,193 azioni il 08/12/2025 a un prezzo dichiarato di $0, essendo una concessione e non un acquisto in contanti. A seguito dell'operazione, il documento indica il possesso diretto di 11,948 azioni e 7,281 detenute indirettamente da un trust istituito da Christine Sue Battist (accordo di trust datato 13 agosto 2007). Non sono segnalati strumenti derivati. Il filing identifica Battist come amministratore e riporta il ticker CSWC.
Christine S. Battist, directora de Capital Southwest Corporation (CSWC), recibi贸 una concesi贸n de acciones ordinarias restringidas bajo el Plan de Asignaci贸n de Acciones Restringidas para Directores No Empleados 2021 de la compa帽铆a. El Formulario 4 registra la adquisici贸n de 2,193 acciones el 08/12/2025 a un precio informado de $0, trat谩ndose de una concesi贸n y no de una compra en efectivo. Tras la transacci贸n, la presentaci贸n muestra 11,948 acciones en propiedad directa y 7,281 mantenidas de forma indirecta por un fideicomiso establecido por Christine Sue Battist (Acuerdo de Fideicomiso con fecha 13 de agosto de 2007). No se reportan valores derivados. La presentaci贸n identifica a Battist como directora y aporta el ticker CSWC.
Capital Southwest Corporation(CSWC)鞚� 鞚挫偓鞚� Christine S. Battist電� 須岇偓鞚� 2021雲� 牍勳瀯鞗� 鞚挫偓 鞝滍暅欤检嫕 靾橃棳 瓿勴殟鞐� 霐半澕 鞝滍暅 氤错喌欤茧ゼ 靾橃棳氚涭晿鞀惦媹雼�. Form 4電� 2,193欤茧ゼ 08/12/2025鞐� 氤搓碃霅� 臧�瓴� $0搿� 旆摑頃� 瓴冹溂搿� 旮办灛頄堨溂氅�, 鞚措姅 順勱笀 毵れ瀰鞚� 鞎勲媽 靾橃棳鞛勳潉 雮橅儉雰呺媹雼�. 氤搓碃鞐� 霐半ゴ氅� 頃措嫻 瓯半灅 頉� 歆侅爲 氤挫湢 欤检嫕鞚� 11,948欤检澊瓿� Christine Sue Battist臧� 靹る頃� 鞁犿儊(鞁犿儊瓿勳暯鞚�: 2007雲� 8鞗� 13鞚�)鞚� 臧勳爲 氤挫湢頃� 欤检嫕鞚� 7,281欤检瀰雼堧嫟. 韺岇儩歃濌秾鞚� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�. 鞝滌稖靹滊電� Battist毳� 鞚挫偓搿� 鞁濍硠頃橂┌ 氚滍枆靷� 韹办护電� CSWC搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.
Christine S. Battist, administratrice de Capital Southwest Corporation (CSWC), a re莽u une attribution d'actions ordinaires restreintes dans le cadre du plan d'attribution d'actions restreintes aux administrateurs non salari茅s 2021 de la soci茅t茅. Le formulaire 4 signale l'acquisition de 2,193 actions le 08/12/2025 脿 un prix d茅clar茅 de $0, refl茅tant une attribution plut么t qu'un achat en esp猫ces. Suite 脿 cette op茅ration, le d茅p么t indique 11,948 actions d茅tenues directement et 7,281 d茅tenues indirectement par une fiducie cr茅茅e par Christine Sue Battist (contrat de fiducie dat茅 du 13 ao没t 2007). Aucun instrument d茅riv茅 n'est signal茅. Le d茅p么t identifie Battist comme administratrice et fournit le symbole CSWC.
Christine S. Battist, Direktorin von Capital Southwest Corporation (CSWC), erhielt eine Zuteilung eingeschr盲nkter Stammaktien im Rahmen des Non-Employee Director Restricted Stock Award Plans 2021 des Unternehmens. Das Formular 4 meldet den Erwerb von 2,193 Aktien am 08/12/2025 zu einem angegebenen Preis von $0, was auf eine Zuteilung und keinen Barkauf hinweist. Nach der gemeldeten Transaktion weist die Einreichung 11,948 direkt gehaltene Aktien und 7,281 Aktien auf, die indirekt durch einen von Christine Sue Battist errichteten Trust gehalten werden (Trustvereinbarung vom 13. August 2007). Es werden keine derivativen Wertpapiere gemeldet. Die Einreichung nennt Battist als Direktorin und f眉hrt das Emittentenk眉rzel CSWC an.
