[Form 4] Capital Southwest Corp Insider Trading Activity
Ramona L. Rogers-Windsor, a director of Capital Southwest Corporation (CSWC), was issued 2,193 shares of common stock on 08/12/2025 at a price of $0 under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. The Form 4 lists the reporting person as a director and shows the grant increased her beneficial ownership to 20,828.1428 shares. The filing indicates the Form was filed by one reporting person and bears a signature date of 08/13/2025.
The report contains only a non-derivative equity grant; no options, dispositions, or cash purchases are recorded. The filing records a standard director compensation issuance rather than a market purchase.
Ramona L. Rogers-Windsor, una director di Capital Southwest Corporation (CSWC), ha ricevuto 2,193 azioni ordinarie il 08/12/2025 al prezzo di $0 nell'ambito del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Il Modulo 4 indica la persona segnalante come director e mostra che la concessione ha aumentato la sua propriet脿 beneficiaria a 20,828.1428 azioni. Il deposito indica che il Modulo 猫 stato presentato da una sola persona segnalante e reca la data di firma 08/13/2025.
Il rapporto contiene soltanto una concessione azionaria non-derivativa; non sono registrate opzioni, cessioni o acquisti in contanti. La presentazione documenta un'emissione di compenso standard per director piuttosto che un acquisto sul mercato.
Ramona L. Rogers-Windsor, directora de Capital Southwest Corporation (CSWC), recibi贸 2,193 acciones comunes el 08/12/2025 a un precio de $0 en virtud del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. El Formulario 4 lista a la persona informante como directora y muestra que la concesi贸n aument贸 su propiedad beneficiaria a 20,828.1428 acciones. La presentaci贸n indica que el Formulario fue presentado por una sola persona informante y lleva fecha de firma 08/13/2025.
El informe contiene 煤nicamente una concesi贸n de acciones no derivadas; no se registran opciones, disposiciones ni compras en efectivo. La presentaci贸n refleja una emisi贸n de compensaci贸n est谩ndar para directores en lugar de una compra en el mercado.
Capital Southwest Corporation(CSWC)鞚� 鞚挫偓鞚� Ramona L. Rogers-Windsor電� Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan鞐� 霐半澕 08/12/2025鞐� 氤错喌欤� 2,193欤茧ゼ 欤茧嫻 $0搿� 攵�鞐皼鞎橃姷雼堧嫟. Form 4電� 氤搓碃鞛愲ゼ 鞚挫偓搿� 旮办灛頃橁碃 頃措嫻 攵�鞐 攴鸽厐鞚� 鞁れ鞝� 靻岇湢欤检嫕鞚� 20,828.1428欤茧 歃濌皜頄堨潓鞚� 氤挫棳欷嶋媹雼�. 鞝滌稖 靹滊電� 頃� 氇呾潣 氤搓碃鞛愱皜 鞝滌稖頄堨潓鞚� 雮橅儉雮措┌ 靹滊獏鞚检潃 08/13/2025鞛呺媹雼�.
氤搓碃靹滊姅 牍勴寣靸�(non-derivative) 欤检嫕 攵�鞐 韽暔頃橁碃 鞛堨溂氅�, 鞓奠厴, 觳橂秳 霕愲姅 順勱笀 毵れ垬電� 旮半霅橃柎 鞛堨 鞎婌姷雼堧嫟. 鞚� 鞝滌稖鞚� 鞁滌灔 毵れ垬臧� 鞎勲媽 響滌 鞚挫偓 氤挫儊 氚滍枆鞚� 旮半頃╇媹雼�.
Ramona L. Rogers-Windsor, administratrice de Capital Southwest Corporation (CSWC), s'est vu attribuer 2,193 actions ordinaires le 08/12/2025 au prix de 0 $ dans le cadre du Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Le Formulaire 4 indique la personne d茅clarante comme administratrice et montre que l'attribution a port茅 sa d茅tention b茅n茅ficiaire 脿 20,828.1428 actions. Le d茅p么t pr茅cise que le formulaire a 茅t茅 d茅pos茅 par une seule personne d茅clarante et porte la date de signature 08/13/2025.
Le rapport contient uniquement une attribution d'actions non d茅riv茅e ; aucune option, cession ou acquisition en num茅raire n'est enregistr茅e. Le d茅p么t enregistre une attribution de r茅mun茅ration standard pour administrateur plut么t qu'un achat sur le march茅.
Ramona L. Rogers-Windsor, Direktorin von Capital Southwest Corporation (CSWC), wurde am 08/12/2025 im Rahmen des Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan 2,193 Stammaktien zum Preis von $0 zugeteilt. Das Formular 4 nennt die meldende Person als Direktorin und zeigt, dass die Zuteilung ihre wirtschaftliche Beteiligung auf 20,828.1428 Aktien erh枚hte. Die Einreichung gibt an, dass das Formular von einer meldenden Person eingereicht wurde und tr盲gt das Unterschriftsdatum 08/13/2025.
Der Bericht enth盲lt nur eine nicht-derivative Aktienzuteilung; Optionen, Ver盲u脽erungen oder Bark盲ufe sind nicht verzeichnet. Die Einreichung dokumentiert eine standardm盲脽ige Verg眉tungsausgabe f眉r Direktoren und keinen Marktkauf.
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Insights
TL;DR: Routine non-cash director equity grant aligning director incentives; not materially dilutive.
The Form 4 documents an issuance of 2,193 common shares to director Ramona L. Rogers-Windsor under the companys 2021 Non-Employee Director Restricted Stock Award Plan. Such grants are standard for non-employee directors and are intended to align governance incentives with shareholders. The reported post-grant beneficial ownership is 20,828.1428 shares. No derivative instruments or cash purchases are reported, and the grant price is listed as $0, consistent with restricted stock awards. From a governance perspective this is routine and provides director alignment without signaling unusual insider activity.
TL;DR: Non-cash grant of 2,193 shares on 08/12/2025; likely neutral to share price and valuation.
The filing shows an acquisition code transaction dated 08/12/2025 where the director received 2,193 shares at a reported price of $0. Beneficial ownership following the transaction is listed as 20,828.1428 shares. No sales, options, or other derivative activity are present on this Form 4. Given the size and nature of the grant (director restricted stock), this is unlikely to have a material impact on CSWCs market valuation or financial statements in isolation, and appears to be routine director compensation rather than a signal of private information.
Ramona L. Rogers-Windsor, una director di Capital Southwest Corporation (CSWC), ha ricevuto 2,193 azioni ordinarie il 08/12/2025 al prezzo di $0 nell'ambito del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Il Modulo 4 indica la persona segnalante come director e mostra che la concessione ha aumentato la sua propriet脿 beneficiaria a 20,828.1428 azioni. Il deposito indica che il Modulo 猫 stato presentato da una sola persona segnalante e reca la data di firma 08/13/2025.
Il rapporto contiene soltanto una concessione azionaria non-derivativa; non sono registrate opzioni, cessioni o acquisti in contanti. La presentazione documenta un'emissione di compenso standard per director piuttosto che un acquisto sul mercato.
Ramona L. Rogers-Windsor, directora de Capital Southwest Corporation (CSWC), recibi贸 2,193 acciones comunes el 08/12/2025 a un precio de $0 en virtud del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. El Formulario 4 lista a la persona informante como directora y muestra que la concesi贸n aument贸 su propiedad beneficiaria a 20,828.1428 acciones. La presentaci贸n indica que el Formulario fue presentado por una sola persona informante y lleva fecha de firma 08/13/2025.
El informe contiene 煤nicamente una concesi贸n de acciones no derivadas; no se registran opciones, disposiciones ni compras en efectivo. La presentaci贸n refleja una emisi贸n de compensaci贸n est谩ndar para directores en lugar de una compra en el mercado.
Capital Southwest Corporation(CSWC)鞚� 鞚挫偓鞚� Ramona L. Rogers-Windsor電� Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan鞐� 霐半澕 08/12/2025鞐� 氤错喌欤� 2,193欤茧ゼ 欤茧嫻 $0搿� 攵�鞐皼鞎橃姷雼堧嫟. Form 4電� 氤搓碃鞛愲ゼ 鞚挫偓搿� 旮办灛頃橁碃 頃措嫻 攵�鞐 攴鸽厐鞚� 鞁れ鞝� 靻岇湢欤检嫕鞚� 20,828.1428欤茧 歃濌皜頄堨潓鞚� 氤挫棳欷嶋媹雼�. 鞝滌稖 靹滊電� 頃� 氇呾潣 氤搓碃鞛愱皜 鞝滌稖頄堨潓鞚� 雮橅儉雮措┌ 靹滊獏鞚检潃 08/13/2025鞛呺媹雼�.
氤搓碃靹滊姅 牍勴寣靸�(non-derivative) 欤检嫕 攵�鞐 韽暔頃橁碃 鞛堨溂氅�, 鞓奠厴, 觳橂秳 霕愲姅 順勱笀 毵れ垬電� 旮半霅橃柎 鞛堨 鞎婌姷雼堧嫟. 鞚� 鞝滌稖鞚� 鞁滌灔 毵れ垬臧� 鞎勲媽 響滌 鞚挫偓 氤挫儊 氚滍枆鞚� 旮半頃╇媹雼�.
Ramona L. Rogers-Windsor, administratrice de Capital Southwest Corporation (CSWC), s'est vu attribuer 2,193 actions ordinaires le 08/12/2025 au prix de 0 $ dans le cadre du Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Le Formulaire 4 indique la personne d茅clarante comme administratrice et montre que l'attribution a port茅 sa d茅tention b茅n茅ficiaire 脿 20,828.1428 actions. Le d茅p么t pr茅cise que le formulaire a 茅t茅 d茅pos茅 par une seule personne d茅clarante et porte la date de signature 08/13/2025.
Le rapport contient uniquement une attribution d'actions non d茅riv茅e ; aucune option, cession ou acquisition en num茅raire n'est enregistr茅e. Le d茅p么t enregistre une attribution de r茅mun茅ration standard pour administrateur plut么t qu'un achat sur le march茅.
Ramona L. Rogers-Windsor, Direktorin von Capital Southwest Corporation (CSWC), wurde am 08/12/2025 im Rahmen des Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan 2,193 Stammaktien zum Preis von $0 zugeteilt. Das Formular 4 nennt die meldende Person als Direktorin und zeigt, dass die Zuteilung ihre wirtschaftliche Beteiligung auf 20,828.1428 Aktien erh枚hte. Die Einreichung gibt an, dass das Formular von einer meldenden Person eingereicht wurde und tr盲gt das Unterschriftsdatum 08/13/2025.
Der Bericht enth盲lt nur eine nicht-derivative Aktienzuteilung; Optionen, Ver盲u脽erungen oder Bark盲ufe sind nicht verzeichnet. Die Einreichung dokumentiert eine standardm盲脽ige Verg眉tungsausgabe f眉r Direktoren und keinen Marktkauf.
FAQ
What transaction was reported on the CSWC Form 4?
Who filed the Form 4 for CSWC?
How many shares does the reporting person own after the transaction?
Was any cash paid for the shares reported on the Form 4?
When was the Form 4 signed and filed?
