Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to the performance of Alphabet, DocuSign, and Intuitive Surgical, due June 24, 2027. The securities offer potential periodic contingent coupon payments at 17.00% per annum.
Key features include:
- Stated principal amount of $1,000 per security with total offering of $2,898,000
- Contingent coupon payments of 4.25% per quarter if worst-performing underlying is above its barrier value
- Automatic early redemption if worst-performing underlying closes at or above initial value on observation dates
- 60% downside protection barrier at maturity
- Risk of principal loss if worst-performing underlying falls below barrier at maturity
The estimated value of $961.20 per security is less than the issue price. Securities are unsecured obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup Inc. Investors face credit risk and may receive significantly less than the principal amount at maturity.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to the worst-performing stock among Alphabet, DocuSign, and Intuitive Surgical, due June 24, 2027. The securities offer potential periodic contingent coupon payments at an 18.40% annualized rate.
Key features include:
- Principal Amount: $1,000 per security with total issuance of $3,483,000
- Coupon Barrier: 60% of each underlying's initial value
- Automatic early redemption if worst-performing stock equals/exceeds initial value on observation dates
- Risk of principal loss if worst-performing stock falls below 60% barrier at maturity
- Estimated value of $975.10 per security, below issue price
The securities expose investors to downside risk of the worst-performing stock without participation in upside gains or dividends. All payments are subject to Citigroup's credit risk and the securities have limited liquidity with no exchange listing.
Citigroup Global Markets Holdings has filed a prospectus supplement for Market Linked Securities due June 29, 2028, linked to Marvell Technology stock performance. These auto-callable securities offer:
- Monthly contingent coupon payments at least 14.85% per annum if the underlying stock closes at or above 60% of its starting value
- Memory feature allowing recovery of previously missed coupon payments
- Automatic early redemption if stock closes at or above starting value on any monthly observation date from September 2025
- Principal protection at maturity if stock closes at or above 50% of starting value
Key risks include potential loss of principal if stock closes below 50% of starting value at maturity, credit risk of Citigroup, and limited liquidity as securities won't be exchange-listed. Initial offering price is $1,000 per security with estimated value of at least $910.50. Wells Fargo Securities will act as selling agent with up to 2.325% commission.
Citigroup Global Markets Holdings has issued Callable Equity Linked Securities tied to the performance of three major indices: Nasdaq-100, Russell 2000, and S&P 500, due December 24, 2026. The securities offer an attractive 7.80% annual coupon rate but come with significant risks.
Key features include:
- Principal amount: $1,000 per security
- Monthly coupon payments of 0.65%
- Callable by issuer monthly from June 2026 to November 2026
- Final barrier value set at 65% of initial index values
Notable risks: Investors may lose significant principal if any index falls below its barrier value at maturity. Payment is determined by the worst-performing index. The estimated value ($983.70) is less than the issue price. Securities are subject to Citigroup's credit risk and may have limited liquidity. Total offering size is $520,000 with CGMI receiving up to $6.50 per security in underwriting fees.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Enhanced Barrier Digital Securities linked to the common stock of Stanley Black & Decker, Inc. (SWK). The notes are unsecured, senior obligations with a $1,000 stated principal amount, priced on 20 Jun 2025, issued on 25 Jun 2025, and maturing on 23 Jul 2026. They pay no coupons and are not listed on any exchange.
Return profile:
- If the final underlying value is ≥ $38.73 (60% of the initial value of $64.55), investors receive $1,140 (principal + fixed digital return of 14%).
- If the final value is < $38.73, investors receive 15.49187 shares of SWK (or cash equivalent). This exposes holders to the full downside of SWK; the redemption value could be significantly below par and may be zero.
Key structural features:
- Initial underlying value: $64.55; Barrier: $38.73.
- Estimated value at pricing: $978.80 (� 97.9% of issue price), reflecting dealer margin and funding cost.
- Underwriting fee: up to $11 (1.1%) per note; selling concession $10; structuring fee up to $1.
- Credit exposure to both Citigroup Global Markets Holdings Inc. and Citigroup Inc.; product is not FDIC-insured.
Investor trade-offs:
- Upside cap: maximum total return is 14%, even if SWK appreciates substantially.
- Downside risk: 1-to-1 share exposure below the 60% barrier; potential complete loss of principal.
- No dividends: investors forgo SWK dividend yield during the 13-month term.
- Liquidity: no exchange listing; secondary market, if any, will be limited and at issuer’s discretion.
Overall, the note suits investors who are moderately bullish-to-neutral on SWK over the next year, seek a defined payoff, and accept both issuer credit risk and the possibility of significant capital loss below the 60% barrier.
Citigroup Global Markets Holdings has announced Autocallable Securities linked to the performance of the Nasdaq-100 Index, S&P 500 Index, and VanEck Semiconductor ETF, due June 25, 2030. The securities, with a stated principal amount of $1,000 per unit, offer potential automatic early redemption with premiums ranging from 10.20% to 51.00%.
Key features include:
- No regular interest payments
- Automatic early redemption if worst-performing underlying meets or exceeds initial value on valuation dates
- 60% downside protection barrier at maturity
- Full principal loss possible if worst-performing underlying falls below barrier
Initial underlying values are set at: Nasdaq-100 (21,626.39), S&P 500 (5,967.84), and VanEck Semiconductor ETF ($260.27). The estimated value per security is $916.80, below the issue price of $1,000. The offering includes an underwriting fee of up to $41.25 per security to CGMI.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to the performance of three major indices: Dow Jones Industrial Average, Nasdaq-100, and Russell 2000. The securities, due May 26, 2026, offer potential periodic contingent coupon payments at 10.35% per annum.
Key features include:
- Principal amount: $1,000 per security with total offering of $950,000
- Contingent coupon payment of 0.8625% monthly if worst-performing underlying is above its barrier value
- 70% downside protection barrier for all three indices
- Callable by issuer on specified dates starting September 2025
- Risk of principal loss if worst-performing index falls below barrier at maturity
The estimated value of each security is $985.20, below the issue price of $1,000. The securities are not bank deposits and carry credit risk of both Citigroup Global Markets Holdings and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Contingent Income Auto-Callable Securities (medium-term senior notes, Series N) that mature in December 2028 and are linked to the common stock of Amgen Inc. (AMGN). The $1,000-denominated notes pay a quarterly contingent coupon of 2.625% (10.50% p.a.) whenever, on the relevant valuation date, AMGN’s closing price is at or above 70 % of the initial share price (the “downside threshold�). Missed coupons can be caught up in a future quarter if the threshold is subsequently met, but lapse permanently if it is not met again before maturity.
The notes include an automatic early-redemption feature: beginning approximately three months after issuance, if AMGN’s closing price on any potential redemption date is at or above the initial share price, each note is redeemed for $1,000 plus the then-due coupon (plus any unpaid coupons). If not called early, holders receive at maturity:
- $1,000 plus the final coupon if AMGN closes at or above the 70 % threshold, or
- $1,000 + ($1,000 × share return) if AMGN is below the threshold—exposing investors to a 1-for-1 downside, with repayment potentially falling to 0 % of principal.
Key structural parameters (to be fixed on the June 26 2025 pricing date) include the initial share price, the numerical downside threshold (70 % of initial), and the estimated value (expected � $916.50, < issue price). The notes are unsecured and unsubordinated obligations of the issuer and rank pari passu with Citi’s other senior debt.
Fees & valuation: Issue price = $1,000; underwriting fee = $25; selling concession = $20; Morgan Stanley structuring fee = $5. Estimated value is based on Citi’s proprietary models using its internal funding rate and will be lower than the issue price. No exchange listing is planned; secondary liquidity, if any, will be provided solely on a best-efforts basis by Citigroup Global Markets Inc. and may include a three-month temporary bid-price premium that decays to zero.
Principal risks highlighted include full downside exposure below the 70 % barrier, coupon contingency, early-call reinvestment risk, credit risk of Citi/Citigroup, limited liquidity, model-driven estimated value, potential conflicts of interest in hedging and price determination, and uncertain U.S. tax treatment (pre-paid forward characterization, possible 30 % withholding for non-U.S. holders, and Section 871(m) considerations).
Target investors: income-seeking investors comfortable with equity downside risk, credit risk, limited liquidity and the possibility of losing all principal, in exchange for potentially above-market coupons.