Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to NVIDIA Corporation, due July 12, 2028. Key features include:
- Principal amount of $1,000 per security with potential contingent coupon payments at 12.00% per annum
- Coupon payments only occur if NVIDIA's closing price is above the 60% barrier level on valuation dates
- Securities may be automatically called if NVIDIA's price equals/exceeds initial value on autocall dates
- At maturity, investors face full downside risk if NVIDIA falls below 60% barrier
- Estimated value at $913.50 per security, below issue price, with $25.50 underwriting fee
This structured product offers enhanced yield potential but carries significant risks including: possible loss of principal, no dividend participation, limited liquidity, and credit risk of Citigroup. The automatic call feature may limit upside potential if NVIDIA performs well.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Amazon.com stock, due June 23, 2028. The securities offer:
- Principal Amount: $1,000 per security with total offering of $275,000
- Contingent Coupon Rate: 11.20% per annum (2.80% per quarter), paid only if Amazon's closing price is above the 70% barrier level of $146.783
- Automatic Call Feature: Securities automatically redeem at par plus coupon if Amazon closes at or above initial value ($209.69) on any quarterly observation date
- Downside Risk: If Amazon closes below 70% barrier at maturity, investors face 1:1 losses with no floor
Key risks include potential loss of principal, no guaranteed coupons, and credit risk of Citigroup. The estimated value ($969.60) is less than the issue price ($1,000), with CGMI earning a $20 underwriting fee per security. These structured notes offer higher yield potential in exchange for significant market and credit risks.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Apple Inc, due June 23, 2028. The offering includes $400,000 worth of securities at $1,000 per unit with a potential 9.45% annual yield through contingent coupon payments.
Key features include:
- Contingent quarterly coupon payments of 2.3625% ($23.625 per security) if Apple stock closes at or above the barrier value of $140.70 (70% of initial value)
- Automatic early redemption if Apple stock closes at or above initial value of $201.00 on any potential autocall date
- At maturity, investors risk significant losses if Apple stock closes below $140.70, receiving a payment based on the stock's negative return
The securities' estimated value of $972.20 is below the issue price of $1,000, with CGMI receiving a $20 underwriting fee per security. These complex instruments carry significant risks including potential loss of principal and are not FDIC insured.
Citigroup Global Markets Holdings has filed a prospectus supplement for Trigger Autocallable Contingent Yield Notes linked to the performance of the Nasdaq-100 Index and Russell 2000 Index, due August 28, 2034. The notes offer:
- A 7.90% per annum contingent coupon paid quarterly if the least performing underlying is at or above its coupon barrier
- Automatic early redemption after one year if the least performing underlying is at or above its initial level
- Downside exposure if the least performing underlying falls below 75% of its initial level at maturity
Key features include initial levels of 21,856.33 for NDX and 2,132.684 for RTY, with 75% downside thresholds. The notes are priced at $10.00 per note with an estimated value of $9.379. Investors face significant risks including potential loss of principal, dependence on the worst-performing index, and credit risk of Citigroup. The notes are not bank deposits and lack FDIC insurance.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to the S&P 500 Index due June 23, 2028, with key features:
The securities, priced at $1,000 per unit, offer potential automatic early redemption if the S&P 500 closes at or above the initial value of 5,967.84 on specified valuation dates. Early redemption premiums are:
- June 2026: 7.50% premium
- June 2027: 15.00% premium
- June 2028: 22.50% premium
Key risks include: No interest payments, potential principal loss if index falls below buffer value (90% of initial value), and limited upside potential capped at predetermined premiums. The estimated value per security is $963.70, below the issue price, with total offering size of $305,000. Securities are guaranteed by Citigroup and include a 10% downside buffer before losses begin.
Citigroup Global Markets Holdings has issued Enhanced Barrier Digital Securities linked to the performance of the Russell 2000® Index and S&P 500® Index, due July 23, 2026. The securities, with a stated principal amount of $1,000 per unit, offer a digital return of 8.75% if the worst-performing underlying index stays above its barrier value of 70% of initial value.
Key features:
- No regular interest payments
- Digital return of $87.50 per security if worst-performing index stays above barrier
- Full downside exposure if worst-performing index falls below 70% barrier
- Initial values: Russell 2000® at 2,109.267 and S&P 500® at 5,967.84
- Total offering amount: $2,371,000 with estimated security value of $986.80
Investors face significant risks including potential loss of principal, no interest payments, and limited upside potential capped at the digital return. The securities are subject to the credit risk of Citigroup and market risks of both underlying indices.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Amazon.com stock, due March 25, 2027. The securities offer potential periodic contingent coupon payments at an 8.90% annualized rate, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 0.7417% per period if Amazon's closing price is above the barrier value of $136.299 (65% of initial value)
- Automatic early redemption if Amazon's stock price equals or exceeds initial value of $209.69 on any autocall date
- Risk of principal loss if final stock price is below barrier value, receiving shares or cash worth significantly less than principal
- Total offering size of $1,664,000 with estimated security value of $966.70, below issue price
The securities involve significant risks including potential loss of principal, no guaranteed coupon payments, and limited liquidity. All payments are subject to credit risk of Citigroup Global Markets Holdings and Citigroup Inc.
Citigroup Global Markets Holdings has issued $10 million in Autocallable Phoenix Securities linked to Thermo Fisher Scientific (TMO) stock, due June 25, 2026. These structured notes offer potential contingent coupon payments at 4.475% annualized, higher than conventional debt securities.
Key features include:
- Initial share price: $392.56 with coupon/barrier price at $333.676 (85% of initial)
- Automatic early redemption if TMO closes above initial price on any interim valuation date
- 15% downside buffer at maturity, but investors risk significant losses if TMO falls below buffer
- Contingent coupon payments only if TMO closes at/above barrier price on valuation dates
The estimated value is $996.60 per security, below the $1,000 issue price. The securities are not listed on any exchange and carry credit risk of Citigroup. CGMI receives a $1.00 underwriting fee per security, with JP Morgan acting as placement agent.
Citigroup Global Markets Holdings has filed a pricing supplement for Callable Equity Linked Securities tied to Tesla, due December 31, 2026. The securities offer high-yield coupon payments of at least 16.10% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Monthly coupon payments starting July 2025
- Callable by issuer from September 2025 to November 2026
- Principal at risk - investors may lose significant value if Tesla's stock falls below 50% of initial value
- No upside participation in Tesla stock appreciation
- Estimated security value at pricing date: minimum $927.00
Notable risks: potential loss of principal, limited liquidity (no exchange listing), and credit risk of Citigroup. The securities are designed for investors seeking high yield who can accept significant downside risk linked to Tesla's stock performance. Underwritten by CGMI with structuring fees up to $5.00 and marketing fees up to $3.75 per security.