[Form 4/A] Broadridge Financial Solutions Inc Amended Insider Trading Activity
Broadridge Financial Solutions (BR) 鈥� Form 4/A insider filing
Director Robert N. Duelks submitted an amended Form 4 detailing a 06/06/2025 transaction. The amendment corrects the original filing to show that the Robert N. Duelks 2007 Revocable Trust鈥攏ot the director鈥檚 direct account鈥攕old 500 common shares at $245.1495 (code 鈥淪鈥�).
Post-sale holdings stand at 8,853 BR shares for the trust (indirect ownership 鈥淚鈥�) and 20,358 shares held directly by Duelks. No derivative securities or additional transactions were reported.
The update improves disclosure accuracy but also confirms a modest insider sale.
Broadridge Financial Solutions (BR) 鈥� Comunicazione interna Form 4/A
Il direttore Robert N. Duelks ha presentato un modulo Form 4 modificato relativo a una transazione del 06/06/2025. La modifica corregge la dichiarazione originale, indicando che 猫 stato il Robert N. Duelks 2007 Revocable Trust鈥攅 non il conto diretto del direttore鈥攁 vendere 500 azioni ordinarie al prezzo di 245,1495$ (codice 鈥淪鈥�).
Dopo la vendita, il trust detiene 8.853 azioni BR (propriet脿 indiretta 鈥淚鈥�), mentre Duelks possiede direttamente 20.358 azioni. Non sono stati segnalati titoli derivati o ulteriori operazioni.
Questo aggiornamento migliora la precisione della comunicazione, confermando al contempo una vendita interna di entit脿 contenuta.
Broadridge Financial Solutions (BR) 鈥� Presentaci贸n interna Formulario 4/A
El director Robert N. Duelks present贸 un Formulario 4 enmendado detallando una transacci贸n del 06/06/2025. La enmienda corrige la presentaci贸n original para mostrar que el Robert N. Duelks 2007 Revocable Trust, y no la cuenta directa del director, vendi贸 500 acciones comunes a 245.1495$ (c贸digo 鈥淪鈥�).
Tras la venta, el fideicomiso posee 8,853 acciones BR (propiedad indirecta 鈥淚鈥�) y Duelks mantiene 20,358 acciones en propiedad directa. No se reportaron valores derivados ni transacciones adicionales.
La actualizaci贸n mejora la precisi贸n de la divulgaci贸n, confirmando tambi茅n una venta interna modesta.
Broadridge Financial Solutions (BR) 鈥� Form 4/A 雮措秬鞛� 鞁犼碃 靾橃爼
鞚挫偓 Robert N. Duelks臧� 2025雲� 6鞗� 6鞚� 瓯半灅毳� 靸侅劯頌� 氚濏瀸 靾橃爼霅� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞚� 靾橃爼鞚� 鞗愲灅 鞁犼碃靹滌棎靹� 鞚挫偓 氤胳澑鞚� 歆侅爲 瓿勳臧� 鞎勲媽 Robert N. Duelks 2007 Revocable Trust臧� 氤错喌欤� 500欤茧ゼ 欤茧嫻 245.1495雼煬鞐� 毵る弰頃� 靷嫟鞚� 氚旊鞛§潃 瓴冹瀰雼堧嫟(旖旊摐 鈥淪鈥�).
毵る弰 頉� 鞁犿儊鞚� BR 欤检嫕 氤挫湢霟夓潃 8,853欤�(臧勳爲 靻岇湢 鈥淚鈥�)鞚措┌, Duelks 氤胳澑鞚� 歆侅爲 20,358欤茧ゼ 氤挫湢頃橁碃 鞛堨姷雼堧嫟. 韺岇儩 歃濌秾鞚措倶 於旉皜 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
鞚措矆 鞐呺嵃鞚错姼電� 瓿奠嫓鞚� 鞝曧檿靹膘潉 雴掛澊氅�, 靻岅窚氇� 雮措秬鞛� 毵る弰 靷嫟霃� 頇曥澑鞁滌紲 欷嶋媹雼�.
Broadridge Financial Solutions (BR) 鈥� D茅claration d鈥檌niti茅 Formulaire 4/A
Le directeur Robert N. Duelks a soumis un formulaire 4 modifi茅 d茅taillant une transaction du 06/06/2025. L鈥檃mendement corrige la d茅claration initiale en pr茅cisant que c鈥檈st le Robert N. Duelks 2007 Revocable Trust鈥攅t non le compte direct du directeur鈥攓ui a vendu 500 actions ordinaires 脿 245,1495 $ (code 芦 S 禄).
Apr猫s la vente, le trust d茅tient 8 853 actions BR (propri茅t茅 indirecte 芦 I 禄) et Duelks poss猫de directement 20 358 actions. Aucun titre d茅riv茅 ni transaction suppl茅mentaire n鈥檃 茅t茅 signal茅.
Cette mise 脿 jour am茅liore la pr茅cision de la divulgation tout en confirmant une vente interne mod茅r茅e.
Broadridge Financial Solutions (BR) 鈥� Form 4/A Insider-Meldung
Direktor Robert N. Duelks reichte eine berichtigte Form 4 ein, die eine Transaktion vom 06.06.2025 beschreibt. Die Berichtigung korrigiert die urspr眉ngliche Meldung dahingehend, dass der Robert N. Duelks 2007 Revocable Trust 鈥� und nicht das direkte Konto des Direktors 鈥� 500 Stammaktien zu 245,1495 $ (Code 鈥濻鈥�) verkauft hat.
Nach dem Verkauf h盲lt der Trust 8.853 BR-Aktien (indirekter Besitz 鈥濱鈥�) und Duelks besitzt direkt 20.358 Aktien. Es wurden keine Derivate oder weitere Transaktionen gemeldet.
Die Aktualisierung verbessert die Genauigkeit der Offenlegung und best盲tigt zugleich einen moderaten Insider-Verkauf.
- Improved transparency: Amendment clarifies that shares were sold by the revocable trust, enhancing accuracy of insider ownership records.
- Insider sale: Director-related trust disposed of 500 shares, a modest but negative sentiment indicator.
- Prior misreporting: Original Form 4 contained an ownership classification error requiring correction.
Insights
TL;DR: Small trust sale; corrective filing; immaterial to BR valuation鈥攏eutral impact.
The transaction involves only 500 shares, a negligible portion of Broadridge鈥檚 float and of Duelks鈥� combined 29,211-share stake. Because the stock was sold by a revocable trust, it likely reflects personal portfolio management rather than a signal on fundamentals. The amendment removes a classification error, restoring clarity to insider ownership data. No change to earnings outlook, liquidity, or capital structure; therefore I view the market impact as neutral.
TL;DR: Filing corrects ownership misstatement; transparency improved, but initial error is a governance blemish.
Section 16 compliance requires precise disclosure. The original misclassification鈥攄irect versus indirect holding鈥攚as promptly fixed, limiting regulatory risk. While the 500-share sale is minor, the need for an amendment highlights the importance of robust internal controls over insider reporting. Investors should monitor for repeat errors, yet one isolated correction is unlikely to sway governance assessments materially.
Broadridge Financial Solutions (BR) 鈥� Comunicazione interna Form 4/A
Il direttore Robert N. Duelks ha presentato un modulo Form 4 modificato relativo a una transazione del 06/06/2025. La modifica corregge la dichiarazione originale, indicando che 猫 stato il Robert N. Duelks 2007 Revocable Trust鈥攅 non il conto diretto del direttore鈥攁 vendere 500 azioni ordinarie al prezzo di 245,1495$ (codice 鈥淪鈥�).
Dopo la vendita, il trust detiene 8.853 azioni BR (propriet脿 indiretta 鈥淚鈥�), mentre Duelks possiede direttamente 20.358 azioni. Non sono stati segnalati titoli derivati o ulteriori operazioni.
Questo aggiornamento migliora la precisione della comunicazione, confermando al contempo una vendita interna di entit脿 contenuta.
Broadridge Financial Solutions (BR) 鈥� Presentaci贸n interna Formulario 4/A
El director Robert N. Duelks present贸 un Formulario 4 enmendado detallando una transacci贸n del 06/06/2025. La enmienda corrige la presentaci贸n original para mostrar que el Robert N. Duelks 2007 Revocable Trust, y no la cuenta directa del director, vendi贸 500 acciones comunes a 245.1495$ (c贸digo 鈥淪鈥�).
Tras la venta, el fideicomiso posee 8,853 acciones BR (propiedad indirecta 鈥淚鈥�) y Duelks mantiene 20,358 acciones en propiedad directa. No se reportaron valores derivados ni transacciones adicionales.
La actualizaci贸n mejora la precisi贸n de la divulgaci贸n, confirmando tambi茅n una venta interna modesta.
Broadridge Financial Solutions (BR) 鈥� Form 4/A 雮措秬鞛� 鞁犼碃 靾橃爼
鞚挫偓 Robert N. Duelks臧� 2025雲� 6鞗� 6鞚� 瓯半灅毳� 靸侅劯頌� 氚濏瀸 靾橃爼霅� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞚� 靾橃爼鞚� 鞗愲灅 鞁犼碃靹滌棎靹� 鞚挫偓 氤胳澑鞚� 歆侅爲 瓿勳臧� 鞎勲媽 Robert N. Duelks 2007 Revocable Trust臧� 氤错喌欤� 500欤茧ゼ 欤茧嫻 245.1495雼煬鞐� 毵る弰頃� 靷嫟鞚� 氚旊鞛§潃 瓴冹瀰雼堧嫟(旖旊摐 鈥淪鈥�).
毵る弰 頉� 鞁犿儊鞚� BR 欤检嫕 氤挫湢霟夓潃 8,853欤�(臧勳爲 靻岇湢 鈥淚鈥�)鞚措┌, Duelks 氤胳澑鞚� 歆侅爲 20,358欤茧ゼ 氤挫湢頃橁碃 鞛堨姷雼堧嫟. 韺岇儩 歃濌秾鞚措倶 於旉皜 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.
鞚措矆 鞐呺嵃鞚错姼電� 瓿奠嫓鞚� 鞝曧檿靹膘潉 雴掛澊氅�, 靻岅窚氇� 雮措秬鞛� 毵る弰 靷嫟霃� 頇曥澑鞁滌紲 欷嶋媹雼�.
Broadridge Financial Solutions (BR) 鈥� D茅claration d鈥檌niti茅 Formulaire 4/A
Le directeur Robert N. Duelks a soumis un formulaire 4 modifi茅 d茅taillant une transaction du 06/06/2025. L鈥檃mendement corrige la d茅claration initiale en pr茅cisant que c鈥檈st le Robert N. Duelks 2007 Revocable Trust鈥攅t non le compte direct du directeur鈥攓ui a vendu 500 actions ordinaires 脿 245,1495 $ (code 芦 S 禄).
Apr猫s la vente, le trust d茅tient 8 853 actions BR (propri茅t茅 indirecte 芦 I 禄) et Duelks poss猫de directement 20 358 actions. Aucun titre d茅riv茅 ni transaction suppl茅mentaire n鈥檃 茅t茅 signal茅.
Cette mise 脿 jour am茅liore la pr茅cision de la divulgation tout en confirmant une vente interne mod茅r茅e.
Broadridge Financial Solutions (BR) 鈥� Form 4/A Insider-Meldung
Direktor Robert N. Duelks reichte eine berichtigte Form 4 ein, die eine Transaktion vom 06.06.2025 beschreibt. Die Berichtigung korrigiert die urspr眉ngliche Meldung dahingehend, dass der Robert N. Duelks 2007 Revocable Trust 鈥� und nicht das direkte Konto des Direktors 鈥� 500 Stammaktien zu 245,1495 $ (Code 鈥濻鈥�) verkauft hat.
Nach dem Verkauf h盲lt der Trust 8.853 BR-Aktien (indirekter Besitz 鈥濱鈥�) und Duelks besitzt direkt 20.358 Aktien. Es wurden keine Derivate oder weitere Transaktionen gemeldet.
Die Aktualisierung verbessert die Genauigkeit der Offenlegung und best盲tigt zugleich einen moderaten Insider-Verkauf.
FAQ
How many Broadridge (BR) shares did Robert Duelks' trust sell on 06/06/2025?
At what price were the Broadridge shares sold?
How many BR shares does the trust own after the sale?
Why was the Form 4 amended?
What are Robert Duelks鈥� direct holdings in Broadridge after the amendment?
