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STOCK TITAN

[Form 4] Ameriprise Financial, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Ameriprise Financial insider sale reported. Heather J. Melloh, EVP and General Counsel of Ameriprise Financial (AMP), reported a sale of 1,500 shares of the company's common stock at a price of $512.335 per share. After the transaction the reporting person beneficially owned 2,562 shares. The Form 4 discloses the change in ownership for this officer but contains no additional commentary or derivative transactions.

Segnalata vendita di titoli da parte di un insider di Ameriprise Financial. Heather J. Melloh, EVP e General Counsel di Ameriprise Financial (AMP), ha venduto 1.500 azioni ordinarie della società a 512,335 USD per azione. Dopo l'operazione la soggetta riportante deteneva beneficiariamente 2.562 azioni. Il modulo Form 4 indica la variazione della partecipazione per questa dirigente e non riporta ulteriori commenti né operazioni su strumenti derivati.

Reportada venta por un insider de Ameriprise Financial. Heather J. Melloh, EVP y asesora jurídica general de Ameriprise Financial (AMP), informó la venta de 1.500 acciones ordinarias de la compañía a 512,335 USD por acción. Tras la operación, la persona informante poseía beneficiosamente 2.562 acciones. El Formulario 4 revela el cambio en la participación de esta directiva y no contiene comentarios adicionales ni transacciones con derivados.

Ameriprise Financial ë‚´ë¶€ìž� ì£¼ì‹ ë§¤ë„ ë³´ê³ . Heather J. Melloh(미국 앰리프ë¼ì´ì¦ˆ 파ì´ë‚¸ì…œ(AMP) EVP ê²� 법무ì´ì±…ìž„ìž)ê°€ 회사 보통ì£� 1,500주를 주당 512.335달러ì—� 매ë„했다ê³� 보고했습니다. 거래 í›� ë³´ê³ ìžëŠ” 사실ìƒ� 2,562주를 보유하고 있습니다. 제출ë� Form 4ëŠ� ì� ìž„ì›ì� 보유 ë³€ë™ë§Œì� 공시하며 추가 설명ì´ë‚˜ 파ìƒìƒí’ˆ 거래ëŠ� í¬í•¨í•˜ì§€ 않습니다.

Vente d'initié d'Ameriprise Financial signalée. Heather J. Melloh, EVP et conseillère juridique générale d'Ameriprise Financial (AMP), a déclaré la vente de 1 500 actions ordinaires de la société au prix de 512,335 USD par action. Après la transaction, la personne déclarante détenait à titre bénéficiaire 2 562 actions. Le formulaire 4 révèle ce changement de participation pour cette dirigeante et ne comporte aucun commentaire supplémentaire ni opération sur dérivés.

Insider-Verkauf bei Ameriprise Financial gemeldet. Heather J. Melloh, EVP und General Counsel von Ameriprise Financial (AMP), meldete den Verkauf von 1.500 Stammaktien des Unternehmens zu einem Preis von 512,335 USD pro Aktie. Nach der Transaktion hielt die meldende Person wirtschaftlich 2.562 Aktien. Das Formular 4 dokumentiert die Änderung der Beteiligung dieser Managerin und enthält keine weiteren Kommentare oder Derivatgeschäfte.

Positive
  • Sale was fully disclosed via Form 4, providing regulatory transparency
  • Transaction is direct with clear reporting of pre- and post-transaction ownership
Negative
  • Reduction in direct holdings from the officer, with 1,500 shares sold
  • No explanation in the filing for the reason behind the sale

Insights

TL;DR: Routine officer share sale; small reduction in holdings, likely non-material to AMP's market capitalization.

The reported sale of 1,500 shares at $512.335 reduces the officer's direct holdings to 2,562 shares. For a large-cap financial firm like Ameriprise, the absolute share counts reported here are modest and do not indicate a material change in insider ownership or control. The Form 4 contains no derivatives or additional compensatory transactions that would suggest strategic repositioning.

TL;DR: Disclosure is compliant and specific; provides transparency about insider activity without signaling governance issues.

The filing identifies the reporting person as EVP and General Counsel and lists a straightforward sale transaction with post-sale beneficial ownership. There are no amendments, related-party disclosures, or indirect ownership entries that would raise governance flags. The report enhances transparency by documenting insider trading activity in accordance with Section 16 requirements.

Segnalata vendita di titoli da parte di un insider di Ameriprise Financial. Heather J. Melloh, EVP e General Counsel di Ameriprise Financial (AMP), ha venduto 1.500 azioni ordinarie della società a 512,335 USD per azione. Dopo l'operazione la soggetta riportante deteneva beneficiariamente 2.562 azioni. Il modulo Form 4 indica la variazione della partecipazione per questa dirigente e non riporta ulteriori commenti né operazioni su strumenti derivati.

Reportada venta por un insider de Ameriprise Financial. Heather J. Melloh, EVP y asesora jurídica general de Ameriprise Financial (AMP), informó la venta de 1.500 acciones ordinarias de la compañía a 512,335 USD por acción. Tras la operación, la persona informante poseía beneficiosamente 2.562 acciones. El Formulario 4 revela el cambio en la participación de esta directiva y no contiene comentarios adicionales ni transacciones con derivados.

Ameriprise Financial ë‚´ë¶€ìž� ì£¼ì‹ ë§¤ë„ ë³´ê³ . Heather J. Melloh(미국 앰리프ë¼ì´ì¦ˆ 파ì´ë‚¸ì…œ(AMP) EVP ê²� 법무ì´ì±…ìž„ìž)ê°€ 회사 보통ì£� 1,500주를 주당 512.335달러ì—� 매ë„했다ê³� 보고했습니다. 거래 í›� ë³´ê³ ìžëŠ” 사실ìƒ� 2,562주를 보유하고 있습니다. 제출ë� Form 4ëŠ� ì� ìž„ì›ì� 보유 ë³€ë™ë§Œì� 공시하며 추가 설명ì´ë‚˜ 파ìƒìƒí’ˆ 거래ëŠ� í¬í•¨í•˜ì§€ 않습니다.

Vente d'initié d'Ameriprise Financial signalée. Heather J. Melloh, EVP et conseillère juridique générale d'Ameriprise Financial (AMP), a déclaré la vente de 1 500 actions ordinaires de la société au prix de 512,335 USD par action. Après la transaction, la personne déclarante détenait à titre bénéficiaire 2 562 actions. Le formulaire 4 révèle ce changement de participation pour cette dirigeante et ne comporte aucun commentaire supplémentaire ni opération sur dérivés.

Insider-Verkauf bei Ameriprise Financial gemeldet. Heather J. Melloh, EVP und General Counsel von Ameriprise Financial (AMP), meldete den Verkauf von 1.500 Stammaktien des Unternehmens zu einem Preis von 512,335 USD pro Aktie. Nach der Transaktion hielt die meldende Person wirtschaftlich 2.562 Aktien. Das Formular 4 dokumentiert die Änderung der Beteiligung dieser Managerin und enthält keine weiteren Kommentare oder Derivatgeschäfte.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MELLOH HEATHER J.

(Last) (First) (Middle)
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER

(Street)
MINNEAPOLIS MN 55474

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP AND GENERAL COUNSEL
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/04/2025 S 1,500 D $512.335 2,562 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Wendy B. Mahling for Heather J. Melloh 09/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for Ameriprise Financial (AMP)?

Heather J. Melloh, EVP and General Counsel, reported a sale of 1,500 shares of AMP common stock.

At what price were the AMP shares sold according to the Form 4?

The sale price reported was $512.335 per share.

How many AMP shares does the reporting person own after the transaction?

The reporting person beneficially owned 2,562 shares following the reported sale.

Does the Form 4 show any derivative transactions or indirect ownership?

No. The filing lists only a direct sale of common stock and does not disclose derivative securities or indirect ownership.

Who signed the Form 4 on behalf of the reporting person?

The form was signed by Wendy B. Mahling for Heather J. Melloh as indicated on the filing.
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