[144] Ameriprise Financial, Inc. SEC Filing
Ameriprise Financial, Inc. (AMP) Form 144 shows a proposed sale of 9,929 shares of common stock valued at $5,032,933.59 to be sold on 08/19/2025 on the NYSE through American Enterprise Investment Services in Minneapolis. The filing reports the shares represent part of 94,271,565 shares outstanding and were acquired on 08/19/2025 via employee stock options from Ameriprise Financial, Inc., with the payment method noted as a Non-Qualified Stock Options Net Exercise. The filer indicates no securities sold in the past three months. The notice includes the standard representation that the seller has no undisclosed material adverse information.
Ameriprise Financial, Inc. (AMP) 鈥� Il modulo Form 144 indica una proposta di vendita di 9.929 azioni ordinarie per un valore di $5.032.933,59, da eseguirsi il 19/08/2025 alla NYSE tramite American Enterprise Investment Services a Minneapolis. La comunicazione specifica che tali azioni fanno parte di un totale di 94.271.565 azioni in circolazione e sono state acquisite il 19/08/2025 tramite stock option per dipendenti di Ameriprise Financial, Inc., con modalit脿 di pagamento indicata come Non-Qualified Stock Options Net Exercise. Il dichiarante segnala nessuna vendita di titoli negli ultimi tre mesi. L鈥檃vviso include la consueta dichiarazione che il venditore non 猫 a conoscenza di informazioni rilevanti non divulgate.
Ameriprise Financial, Inc. (AMP) 鈥� El Formulario 144 muestra una propuesta de venta de 9.929 acciones ordinarias por un valor de $5.032.933,59, prevista para el 19/08/2025 en la NYSE a trav茅s de American Enterprise Investment Services en Minneapolis. La presentaci贸n indica que esas acciones forman parte de un total de 94.271.565 acciones en circulaci贸n y fueron adquiridas el 19/08/2025 mediante opciones sobre acciones para empleados de Ameriprise Financial, Inc., con el m茅todo de pago se帽alado como Non-Qualified Stock Options Net Exercise. El declarante informa que no ha vendido valores en los 煤ltimos tres meses. El aviso incluye la representaci贸n est谩ndar de que el vendedor no posee informaci贸n adversa material no divulgada.
Ameriprise Financial, Inc. (AMP) 鈥� Form 144電� 9,929欤� 氤错喌欤�(韽夑皜鞎� $5,032,933.59)鞚� 毵り皝 鞓堨爼 靷暛鞚� 氤搓碃頃橂┌, 毵り皝 鞓堨爼鞚检潃 2025-08-19搿� 氙鸽媹鞎犿彺毽姢鞚� American Enterprise Investment Services毳� 韱淀暣 NYSE鞐愳劀 瓯半灅霅� 鞓堨爼鞛呺媹雼�. 鞁犼碃靹滌棎電� 頃措嫻 欤检嫕鞚� 齑� 氚滍枆 欤检嫕靾� 94,271,565欤检潣 鞚茧秬鞚措┌ 2025-08-19鞐� Ameriprise Financial, Inc.鞚� 膦呾梾鞗� 鞀ろ啞鞓奠厴鞙茧 旆摑霅橃棃瓿� 歆�旮� 氚╈嫕鞚� Non-Qualified Stock Options Net Exercise搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 歆�雮� 3臧滌洈臧� 毵り皝頃� 歃濌秾鞚� 鞐嗢棃雼�瓿� 氤搓碃頃╇媹雼�. 韱奠鞐愲姅 韺愲Г鞛愱皜 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒毳� 氤挫湢頃橁碃 鞛堨 鞎婋嫟電� 響滌鞝侅澑 歆勳垹鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Ameriprise Financial, Inc. (AMP) 鈥� Le formulaire 144 indique une proposition de vente de 9 929 actions ordinaires d鈥檜ne valeur de $5 032 933,59, pr茅vue le 19/08/2025 sur le NYSE via American Enterprise Investment Services 脿 Minneapolis. Le d茅p么t pr茅cise que ces actions font partie des 94 271 565 actions en circulation et ont 茅t茅 acquises le 19/08/2025 par le biais d鈥�options d鈥檃chat d鈥檃ctions attribu茅es aux employ茅s d鈥橝meriprise Financial, Inc., le mode de r猫glement 茅tant indiqu茅 comme Non-Qualified Stock Options Net Exercise. Le d茅clarant signale aucune cession de titres au cours des trois derniers mois. L鈥檃vis inclut la d茅claration standard selon laquelle le vendeur ne d茅tient pas d鈥檌nformations d茅favorables importantes non divulgu茅es.
Ameriprise Financial, Inc. (AMP) 鈥� Das Formular 144 weist einen geplanten Verkauf von 9.929 Stammaktien im Wert von $5.032.933,59 aus, der am 19.08.2025 an der NYSE 眉ber American Enterprise Investment Services in Minneapolis erfolgen soll. Die Einreichung gibt an, dass diese Aktien Teil von insgesamt 94.271.565 ausstehenden Aktien sind und am 19.08.2025 durch Mitarbeiter-Aktienoptionen von Ameriprise Financial, Inc. erworben wurden; die Zahlung erfolgte als Non-Qualified Stock Options Net Exercise. Der Melder gibt an, in den letzten drei Monaten keine Wertpapiere verkauft zu haben. Die Mitteilung enth盲lt die 眉bliche Erkl盲rung, dass der Verk盲ufer keine nicht offengelegten wesentlichen nachteiligen Informationen besitzt.
- None.
- None.
Insights
TL;DR: Routine insider sale of employee option shares; size is small relative to total float and appears procedural.
The filing documents an insider or person selling 9,929 shares acquired and proposed for sale on the same date via a net exercise of non-qualified stock options. The aggregate market value reported is $5.03 million, which represents a small fraction of the reported 94.27 million shares outstanding. No sales in the prior three months are reported. This pattern is consistent with option exercises followed by immediate sale to cover taxes or exercise costs. There is no disclosure here of any material company developments.
TL;DR: Disclosure meets Rule 144 requirements; contains standard certifications and broker details.
The Form 144 includes required broker identification and the seller鈥檚 certification about material nonpublic information. Acquisition is identified as an employee stock option with net exercise payment, which is a common mechanism for insiders to monetize vested compensation. The filing does not indicate unusual timing, aggregation of other sellers, or prior sales in the three-month lookback period. From a governance perspective, documentation appears complete for a routine insider disposition under Rule 144.
Ameriprise Financial, Inc. (AMP) 鈥� Il modulo Form 144 indica una proposta di vendita di 9.929 azioni ordinarie per un valore di $5.032.933,59, da eseguirsi il 19/08/2025 alla NYSE tramite American Enterprise Investment Services a Minneapolis. La comunicazione specifica che tali azioni fanno parte di un totale di 94.271.565 azioni in circolazione e sono state acquisite il 19/08/2025 tramite stock option per dipendenti di Ameriprise Financial, Inc., con modalit脿 di pagamento indicata come Non-Qualified Stock Options Net Exercise. Il dichiarante segnala nessuna vendita di titoli negli ultimi tre mesi. L鈥檃vviso include la consueta dichiarazione che il venditore non 猫 a conoscenza di informazioni rilevanti non divulgate.
Ameriprise Financial, Inc. (AMP) 鈥� El Formulario 144 muestra una propuesta de venta de 9.929 acciones ordinarias por un valor de $5.032.933,59, prevista para el 19/08/2025 en la NYSE a trav茅s de American Enterprise Investment Services en Minneapolis. La presentaci贸n indica que esas acciones forman parte de un total de 94.271.565 acciones en circulaci贸n y fueron adquiridas el 19/08/2025 mediante opciones sobre acciones para empleados de Ameriprise Financial, Inc., con el m茅todo de pago se帽alado como Non-Qualified Stock Options Net Exercise. El declarante informa que no ha vendido valores en los 煤ltimos tres meses. El aviso incluye la representaci贸n est谩ndar de que el vendedor no posee informaci贸n adversa material no divulgada.
Ameriprise Financial, Inc. (AMP) 鈥� Form 144電� 9,929欤� 氤错喌欤�(韽夑皜鞎� $5,032,933.59)鞚� 毵り皝 鞓堨爼 靷暛鞚� 氤搓碃頃橂┌, 毵り皝 鞓堨爼鞚检潃 2025-08-19搿� 氙鸽媹鞎犿彺毽姢鞚� American Enterprise Investment Services毳� 韱淀暣 NYSE鞐愳劀 瓯半灅霅� 鞓堨爼鞛呺媹雼�. 鞁犼碃靹滌棎電� 頃措嫻 欤检嫕鞚� 齑� 氚滍枆 欤检嫕靾� 94,271,565欤检潣 鞚茧秬鞚措┌ 2025-08-19鞐� Ameriprise Financial, Inc.鞚� 膦呾梾鞗� 鞀ろ啞鞓奠厴鞙茧 旆摑霅橃棃瓿� 歆�旮� 氚╈嫕鞚� Non-Qualified Stock Options Net Exercise搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖鞚胳潃 歆�雮� 3臧滌洈臧� 毵り皝頃� 歃濌秾鞚� 鞐嗢棃雼�瓿� 氤搓碃頃╇媹雼�. 韱奠鞐愲姅 韺愲Г鞛愱皜 瓿店皽霅橃 鞎婌潃 欷戨寑頃� 攵堧Μ頃� 鞝曤炒毳� 氤挫湢頃橁碃 鞛堨 鞎婋嫟電� 響滌鞝侅澑 歆勳垹鞚� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Ameriprise Financial, Inc. (AMP) 鈥� Le formulaire 144 indique une proposition de vente de 9 929 actions ordinaires d鈥檜ne valeur de $5 032 933,59, pr茅vue le 19/08/2025 sur le NYSE via American Enterprise Investment Services 脿 Minneapolis. Le d茅p么t pr茅cise que ces actions font partie des 94 271 565 actions en circulation et ont 茅t茅 acquises le 19/08/2025 par le biais d鈥�options d鈥檃chat d鈥檃ctions attribu茅es aux employ茅s d鈥橝meriprise Financial, Inc., le mode de r猫glement 茅tant indiqu茅 comme Non-Qualified Stock Options Net Exercise. Le d茅clarant signale aucune cession de titres au cours des trois derniers mois. L鈥檃vis inclut la d茅claration standard selon laquelle le vendeur ne d茅tient pas d鈥檌nformations d茅favorables importantes non divulgu茅es.
Ameriprise Financial, Inc. (AMP) 鈥� Das Formular 144 weist einen geplanten Verkauf von 9.929 Stammaktien im Wert von $5.032.933,59 aus, der am 19.08.2025 an der NYSE 眉ber American Enterprise Investment Services in Minneapolis erfolgen soll. Die Einreichung gibt an, dass diese Aktien Teil von insgesamt 94.271.565 ausstehenden Aktien sind und am 19.08.2025 durch Mitarbeiter-Aktienoptionen von Ameriprise Financial, Inc. erworben wurden; die Zahlung erfolgte als Non-Qualified Stock Options Net Exercise. Der Melder gibt an, in den letzten drei Monaten keine Wertpapiere verkauft zu haben. Die Mitteilung enth盲lt die 眉bliche Erkl盲rung, dass der Verk盲ufer keine nicht offengelegten wesentlichen nachteiligen Informationen besitzt.
FAQ
What shares are proposed for sale in the AMP Form 144?
When is the proposed sale date listed in the Form 144 for AMP?
How were the shares acquired according to the filing?
What is the aggregate market value of the shares to be sold?
Did the filer report any sales of AMP securities in the past three months?
Which broker is handling the proposed sale?
