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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): July 21, 2025
AVALON GLOBOCARE CORP.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-38728 |
|
47-1685128 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission File
Number) |
|
(I.R.S.
Employer
Identification
Number) |
4400 Route 9 South, Suite 3100, Freehold, NJ 07728
(Address
of principal executive offices)
(732)
780-4400
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2.)
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common Stock, par value $0.0001 per share |
|
ALBT |
|
The
Nasdaq Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.01. Entry into a Material Definitive Agreement.
On
July 21, 2025, Avalon GloboCare Corp., a Delaware corporation (the “Company”) entered into entered into that certain securities
purchase agreement (the “Securities Purchase Agreement”), with an accredited investor, Mast Hill Fund, L.P. (the “Investor”),
pursuant to which the Company agreed to issue and sell to the Investor, upon the terms and conditions set forth in the Securities Purchase
Agreement, 300 shares of Series C Convertible Preferred Stock for up to an aggregate of $300,000 (the “Purchase Price”),
which is equal to $1,000 per share. The Company will receive net proceeds of $290,000 at the closing after deducting offering expenses.
The Company shall not be required to issue any of the Company’s common stock upon conversion of the Series C Convertible Preferred
Stock until the shareholder approval for such issuance is obtained by the Company. The foregoing description of the terms of the Securities
Purchase Agreement, and the transactions contemplated thereby, does not purport to be complete and is qualified in its entirety by reference
to the copy of the Securities Purchase Agreement filed hereto as Exhibit 10.1 to this Current Report on Form 8-K, and is incorporated
herein by reference.
Item
3.02. Unregistered Sales of Equity Securities.
The
information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated hereby reference.
The
securities described above have not been registered under the Securities Act of 1933, as amended (the “Securities Act”),
or the securities laws of any state, and were offered and sold in reliance on the exemption from registration under the Securities Act
afforded by Section 4(a)(2) thereof.
Item
9.01. Financial Statement and Exhibits.
(d)
Exhibits
Exhibit No. |
|
Description |
10.1 |
|
Securities Purchase Agreement by and between the Company and Investor, dated as of July 21, 2025 |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
AVALON GLOBOCARE CORP. |
|
|
|
Dated: July 23, 2025 |
By: |
/s/ Luisa
Ingargiola |
|
Name: |
Luisa Ingargiola |
|
Title: |
Chief Financial Officer |
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