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[8-K] Avalon GloboCare Corp. Reports Material Event

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8-K
Rhea-AI Filing Summary

Avalon GloboCare Corp. issued 221,000 shares of unregistered common stock to a noteholder upon partial conversions of an outstanding promissory note between July 30, 2025 and August 6, 2025. After these issuances the company reported 3,690,109 shares outstanding as of August 6, 2025. The filing states the shares were not registered under the Securities Act and were offered in reliance on the Section 4(a)(2) exemption.

The disclosure provides the exact share amount and updated share count but contains no details on the promissory note balance converted, the conversion price, or any cash impacts. The information is factual and narrow in scope, limited to the share issuance and the registration exemption relied upon.

Avalon GloboCare Corp. ha emesso 221.000 azioni ordinarie non registrate a un portatore della nota a seguito di conversioni parziali di una cambiale promissoria in essere tra il 30 luglio 2025 e il 6 agosto 2025. Dopo queste emissioni la societ脿 ha riportato 3.690.109 azioni in circolazione al 6 agosto 2025. La comunicazione afferma che le azioni non sono state registrate ai sensi del Securities Act e sono state offerte avvalendosi dell'esenzione prevista dalla Section 4(a)(2).

La divulgazione indica l'esatto ammontare delle azioni e l'aggiornamento del numero totale, ma non fornisce dettagli sul saldo della cambiale convertito, sul prezzo di conversione o su eventuali implicazioni di cassa. Le informazioni sono fattuali e di portata limitata, circoscritte all'emissione delle azioni e all'esenzione di registrazione invocata.

Avalon GloboCare Corp. emiti贸 221.000 acciones ordinarias no registradas a un tenedor de pagar茅s tras conversiones parciales de un pagar茅 en vigor entre el 30 de julio de 2025 y el 6 de agosto de 2025. Tras estas emisiones la compa帽铆a inform贸 de 3.690.109 acciones en circulaci贸n a fecha de 6 de agosto de 2025. El documento indica que las acciones no fueron registradas conforme al Securities Act y se ofrecieron en virtud de la exenci贸n de la Section 4(a)(2).

La divulgaci贸n proporciona el n煤mero exacto de acciones y el recuento actualizado, pero no incluye detalles sobre el saldo del pagar茅 convertido, el precio de conversi贸n ni los efectos en efectivo. La informaci贸n es factual y de alcance limitado, restringida a la emisi贸n de acciones y a la exenci贸n de registro invocada.

Avalon GloboCare Corp.電� 2025雲� 7鞗� 30鞚茧秬韯� 2025雲� 8鞗� 6鞚� 靷澊鞐� 旮办〈 鞎届啀鞏挫潓(promissory note)鞚� 攵攵� 鞝勴櫂鞚� 韱淀暣 鞎届啀鞏挫潓 氤挫湢鞛愳棎瓴� 221,000欤检潣 氙鸽摫搿� 氤错喌欤茧ゼ 氚滍枆頄堨姷雼堧嫟. 鞚措煬頃� 氚滍枆 鞚错泟 須岇偓電� 2025雲� 8鞗� 6鞚� 旮办鞙茧 3,690,109欤检潣 氚滍枆 欤检嫕鞚� 氤搓碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 頃措嫻 欤检嫕霌れ澊 Securities Act鞐� 霐半澕 霌彪霅橃 鞎婌晿鞙茧┌ Section 4(a)(2) 鞓堨櫢鞐� 霐半澕 鞝滉车霅橃棃雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.

瓿奠嫓電� 鞝曧檿頃� 欤检嫕 靾橃檧 臧膘嫚霅� 氚滍枆 欤检嫕 靾橂ゼ 鞝滉车頃橃毵�, 鞝勴櫂霅� 鞎届啀鞏挫潓鞚� 鞛旍暋, 鞝勴櫂 臧瓴� 霕愲姅 順勱笀 鞓來枼鞐� 雽頃� 靹鸽秬 靷暛鞚 韽暔頃橃 鞎婌姷雼堧嫟. 頃措嫻 鞝曤炒電� 靷嫟鞐� 攴缄卑頃� 氩旍渼臧 膦侅潃 雮挫毄鞙茧, 欤检嫕 氚滍枆 氚� 欤检灔霅� 霌彪 鞓堨櫢鞐� 甑暅霅╇媹雼�.

Avalon GloboCare Corp. a 茅mis 221 000 actions ordinaires non enregistr茅es 脿 un d茅tenteur de billet 脿 ordre lors de conversions partielles d'un billet 脿 ordre en cours entre le 30 juillet 2025 et le 6 ao没t 2025. Apr猫s ces 茅missions, la soci茅t茅 a d茅clar茅 3 690 109 actions en circulation au 6 ao没t 2025. Le d茅p么t indique que ces actions n'ont pas 茅t茅 enregistr茅es en vertu du Securities Act et ont 茅t茅 offertes en s'appuyant sur l'exemption de la Section 4(a)(2).

La divulgation pr茅cise le nombre exact d'actions et le total actualis茅, mais ne fournit aucun d茅tail sur le solde du billet converti, le prix de conversion ni les impacts de tr茅sorerie. L'information est factuelle et de port茅e limit茅e, restreinte 脿 l'茅mission des actions et 脿 l'exemption d'enregistrement invoqu茅e.

Avalon GloboCare Corp. hat zwischen dem 30. Juli 2025 und dem 6. August 2025 im Zuge teilweiser Umwandlungen eines ausstehenden Schuldscheins 221.000 nicht registrierte Stammaktien an einen Inhaber des Schuldscheins ausgegeben. Nach diesen Emissionen meldete das Unternehmen zum 6. August 2025 3.690.109 ausstehende Aktien. Die Einreichung besagt, dass die Aktien nicht gem盲脽 dem Securities Act registriert waren und unter Berufung auf die Section 4(a)(2)-Ausnahme angeboten wurden.

Die Offenlegung nennt die genaue St眉ckzahl und die aktualisierte Gesamtzahl der Aktien, enth盲lt jedoch keinerlei Angaben zum umgewandelten Schuldscheinsaldo, zum Umwandlungspreis oder zu etwaigen Barwirkungen. Die Informationen sind sachlich und eng gefasst und beschr盲nken sich auf die Aktienausgabe und die in Anspruch genommene Registrierungsausnahme.

Positive
  • Issued 221,000 shares to a noteholder upon partial conversion, a clear and specific corporate action disclosed
  • Updated outstanding share count: 3,690,109, providing a current capitalization figure
Negative
  • Securities were unregistered and offered relying on Section 4(a)(2), so no registration statement was filed for these shares
  • Share count increased by approximately 6.4%, representing dilution to existing shareholders
  • Filing omits conversion terms (conversion price and amount of principal converted), limiting assessment of financial impact

Insights

TL;DR: Company issued 221,000 shares, raising outstanding count to 3,690,109, a roughly 6.4% increase in shares outstanding.

The filing reports a partial conversion of a promissory note into 221,000 shares between July 30, 2025 and August 6, 2025, bringing total outstanding common shares to 3,690,109. Based on those figures, the issuance increases the prior share count by approximately 6.4%, a dilution that is material to share count but not necessarily dispositive for valuation without price or converted principal details. The securities were issued under the Section 4(a)(2) exemption and were unregistered, which is a routine disclosure for private conversions.

TL;DR: Partial note conversion created a measurable increase in outstanding shares and was completed via an unregistered issuance.

The filing confirms a non-public issuance of 221,000 shares to a noteholder, increasing outstanding shares to 3,690,109. The company relied on the Section 4(a)(2) exemption, so there is no registration statement for these shares. The disclosure lacks detail on governance approvals, conversion terms, or whether similar conversion rights remain outstanding, limiting assessment of future dilution or contractual obligations. For governance review, those missing details are important but not provided in this filing.

Avalon GloboCare Corp. ha emesso 221.000 azioni ordinarie non registrate a un portatore della nota a seguito di conversioni parziali di una cambiale promissoria in essere tra il 30 luglio 2025 e il 6 agosto 2025. Dopo queste emissioni la societ脿 ha riportato 3.690.109 azioni in circolazione al 6 agosto 2025. La comunicazione afferma che le azioni non sono state registrate ai sensi del Securities Act e sono state offerte avvalendosi dell'esenzione prevista dalla Section 4(a)(2).

La divulgazione indica l'esatto ammontare delle azioni e l'aggiornamento del numero totale, ma non fornisce dettagli sul saldo della cambiale convertito, sul prezzo di conversione o su eventuali implicazioni di cassa. Le informazioni sono fattuali e di portata limitata, circoscritte all'emissione delle azioni e all'esenzione di registrazione invocata.

Avalon GloboCare Corp. emiti贸 221.000 acciones ordinarias no registradas a un tenedor de pagar茅s tras conversiones parciales de un pagar茅 en vigor entre el 30 de julio de 2025 y el 6 de agosto de 2025. Tras estas emisiones la compa帽铆a inform贸 de 3.690.109 acciones en circulaci贸n a fecha de 6 de agosto de 2025. El documento indica que las acciones no fueron registradas conforme al Securities Act y se ofrecieron en virtud de la exenci贸n de la Section 4(a)(2).

La divulgaci贸n proporciona el n煤mero exacto de acciones y el recuento actualizado, pero no incluye detalles sobre el saldo del pagar茅 convertido, el precio de conversi贸n ni los efectos en efectivo. La informaci贸n es factual y de alcance limitado, restringida a la emisi贸n de acciones y a la exenci贸n de registro invocada.

Avalon GloboCare Corp.電� 2025雲� 7鞗� 30鞚茧秬韯� 2025雲� 8鞗� 6鞚� 靷澊鞐� 旮办〈 鞎届啀鞏挫潓(promissory note)鞚� 攵攵� 鞝勴櫂鞚� 韱淀暣 鞎届啀鞏挫潓 氤挫湢鞛愳棎瓴� 221,000欤检潣 氙鸽摫搿� 氤错喌欤茧ゼ 氚滍枆頄堨姷雼堧嫟. 鞚措煬頃� 氚滍枆 鞚错泟 須岇偓電� 2025雲� 8鞗� 6鞚� 旮办鞙茧 3,690,109欤检潣 氚滍枆 欤检嫕鞚� 氤搓碃頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 頃措嫻 欤检嫕霌れ澊 Securities Act鞐� 霐半澕 霌彪霅橃 鞎婌晿鞙茧┌ Section 4(a)(2) 鞓堨櫢鞐� 霐半澕 鞝滉车霅橃棃雼り碃 氇呾嫓霅橃柎 鞛堨姷雼堧嫟.

瓿奠嫓電� 鞝曧檿頃� 欤检嫕 靾橃檧 臧膘嫚霅� 氚滍枆 欤检嫕 靾橂ゼ 鞝滉车頃橃毵�, 鞝勴櫂霅� 鞎届啀鞏挫潓鞚� 鞛旍暋, 鞝勴櫂 臧瓴� 霕愲姅 順勱笀 鞓來枼鞐� 雽頃� 靹鸽秬 靷暛鞚 韽暔頃橃 鞎婌姷雼堧嫟. 頃措嫻 鞝曤炒電� 靷嫟鞐� 攴缄卑頃� 氩旍渼臧 膦侅潃 雮挫毄鞙茧, 欤检嫕 氚滍枆 氚� 欤检灔霅� 霌彪 鞓堨櫢鞐� 甑暅霅╇媹雼�.

Avalon GloboCare Corp. a 茅mis 221 000 actions ordinaires non enregistr茅es 脿 un d茅tenteur de billet 脿 ordre lors de conversions partielles d'un billet 脿 ordre en cours entre le 30 juillet 2025 et le 6 ao没t 2025. Apr猫s ces 茅missions, la soci茅t茅 a d茅clar茅 3 690 109 actions en circulation au 6 ao没t 2025. Le d茅p么t indique que ces actions n'ont pas 茅t茅 enregistr茅es en vertu du Securities Act et ont 茅t茅 offertes en s'appuyant sur l'exemption de la Section 4(a)(2).

La divulgation pr茅cise le nombre exact d'actions et le total actualis茅, mais ne fournit aucun d茅tail sur le solde du billet converti, le prix de conversion ni les impacts de tr茅sorerie. L'information est factuelle et de port茅e limit茅e, restreinte 脿 l'茅mission des actions et 脿 l'exemption d'enregistrement invoqu茅e.

Avalon GloboCare Corp. hat zwischen dem 30. Juli 2025 und dem 6. August 2025 im Zuge teilweiser Umwandlungen eines ausstehenden Schuldscheins 221.000 nicht registrierte Stammaktien an einen Inhaber des Schuldscheins ausgegeben. Nach diesen Emissionen meldete das Unternehmen zum 6. August 2025 3.690.109 ausstehende Aktien. Die Einreichung besagt, dass die Aktien nicht gem盲脽 dem Securities Act registriert waren und unter Berufung auf die Section 4(a)(2)-Ausnahme angeboten wurden.

Die Offenlegung nennt die genaue St眉ckzahl und die aktualisierte Gesamtzahl der Aktien, enth盲lt jedoch keinerlei Angaben zum umgewandelten Schuldscheinsaldo, zum Umwandlungspreis oder zu etwaigen Barwirkungen. Die Informationen sind sachlich und eng gefasst und beschr盲nken sich auf die Aktienausgabe und die in Anspruch genommene Registrierungsausnahme.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): August 6, 2025

 

AVALON GLOBOCARE CORP.

(Exact name of registrant as specified in its charter)

 

Delaware   001-38728   47-1685128 
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification Number)

 

4400 Route 9 South, Suite 3100, Freehold, NJ 07728(Address of principal executive offices)

 

 

(732) 780-4400

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.)

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   ALBT   The Nasdaq Capital Market

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 3.02. Unregistered Sales of Equity Securities.

 

Between July 30, 2025 and August 6, 2025, Avalon GloboCare Corp., a Delaware corporation (the “Company”), issued an aggregate of 221,000 shares of unregistered common stock to a noteholder upon partial conversions of an outstanding promissory note. After giving effect to such issuances, there were 3,690,109 shares of the Company’s common stock outstanding as of August 6, 2025.

 

The securities described above have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or the securities laws of any state, and were offered and sold in reliance on the exemption from registration under the Securities Act afforded by Section 4(a)(2) thereof.

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AVALON GLOBOCARE CORP.  
     
Dated: August 12, 2025 By: /s/ Luisa Ingargiola
  Name:  Luisa Ingargiola
  Title: Chief Financial Officer

  

 

2

 

 

FAQ

What did Avalon GloboCare (ALBT) disclose in this 8-K about share issuances?

The company disclosed it issued 221,000 shares of unregistered common stock to a noteholder upon partial conversions of a promissory note between July 30, 2025 and August 6, 2025.

How many Avalon shares were outstanding after the issuance?

After the issuances there were 3,690,109 shares of common stock outstanding as of August 6, 2025.

Were the newly issued shares registered under the Securities Act?

No. The filing states the securities have not been registered under the Securities Act and were offered relying on Section 4(a)(2).

How material is the issuance to ALBT shareholders?

The issuance increased the share count by about 6.4%, which is a measurable dilution; however, the filing does not provide conversion price or principal amounts to assess full financial impact.

Does the filing state whether the conversion reduced the company's debt?

The filing states the shares were issued upon partial conversions of a promissory note, but it does not quantify the reduction in note principal or provide cash impact details.
Avalon Globocare Corp

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