AG˹ٷ

STOCK TITAN

[Form 4] American Battery Technology Company Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Scott Jolcover, Chief Mineral Resource Officer of American Battery Technology Company (ABAT), reported insider transactions covering early September 2025. On 09/03/2025 82,406 shares of common stock vested under his employment agreement at no cash price, increasing his direct beneficial ownership to 328,873 shares. On 09/04/2025 he sold 19,930 shares at $2.51 per share to cover the related tax liability, reducing his direct ownership to 308,943 shares. Also on 09/04/2025 the company issued 428,279 warrants to Mr. Jolcover with a $0.99 exercise price; these warrants vest 1/12th quarterly beginning October 1, 2024 and expire three years after issuance or vesting (effective beginning September 4, 2028).

Scott Jolcover, Chief Mineral Resource Officer di American Battery Technology Company (ABAT), ha comunicato operazioni interne avvenute agli inizi di settembre 2025. Il 03/09/2025 sono venute a scadenza 82.406 azioni ordinarie previste dal suo contratto di lavoro senza alcun corrispettivo in denaro, portando la sua partecipazione diretta a 328.873 azioni. Il 04/09/2025 ha venduto 19.930 azioni a $2,51 ciascuna per coprire le imposte dovute, riducendo la sua partecipazione diretta a 308.943 azioni. Sempre il 04/09/2025 la società ha emesso a suo favore 428.279 warrant con prezzo di esercizio di $0,99; tali warrant maturano in 1/12 trimestrale a partire dal 1° ottobre 2024 e scadono tre anni dopo l'emissione o la maturazione (effettivo a partire dal 04/09/2028).

Scott Jolcover, Chief Mineral Resource Officer de American Battery Technology Company (ABAT), informó sobre operaciones de insider a principios de septiembre de 2025. El 03/09/2025 se adquirieron 82.406 acciones ordinarias en virtud de su contrato laboral sin pago en efectivo, aumentando su propiedad directa a 328.873 acciones. El 04/09/2025 Ի徱ó 19.930 acciones a $2,51 por acción para cubrir la obligación fiscal relacionada, reduciendo su participación directa a 308.943 acciones. También el 04/09/2025 la compañía le emitió 428.279 warrants con precio de ejercicio de $0,99; estos warrants se consolidan en fracciones de 1/12 de forma trimestral desde el 1 de octubre de 2024 y expiran tres años después de la emisión o del devengo (efectivo a partir del 04/09/2028).

스콧 졸커�(Scott Jolcover) 미국 배터� 테크놀로지 컴퍼�(ABAT) 최고 광물 자원 책임자는 2025� 9� � 내부� 거래� 보고했습니다. 2025-09-03� 고용계약� 따라 현금 대가 없이 82,406주의 보통주가 취득되어 그의 직접 보유 주식� 328,873주로 증가했습니다. 2025-09-04에는 관� 세금 부담을 충당하기 위해 주당 $2.5119,930주를 매각하여 직접 보유가 308,943주로 줄었습니�. 같은 날인 2025-09-04 회사� 행사가� $0.99428,279건의 워런트를 졸커버에� 발행했으�, � 워런트는 2024� 10� 1일부� 분기별로 1/12� 권리가 부여되� 발행 또는 취득 � 3�(유효시작�: 2028-09-04)� 만료됩니�.

Scott Jolcover, Chief Mineral Resource Officer d'American Battery Technology Company (ABAT), a déclaré des opérations d'initiés réalisées début septembre 2025. Le 03/09/2025, 82 406 actions ordinaires prévues par son contrat de travail ont été acquises sans contrepartie en numéraire, portant sa détention directe à 328 873 actions. Le 04/09/2025, il a vendu 19 930 actions à $2,51 l'action pour couvrir l'impôt afférent, réduisant sa détention directe à 308 943 actions. Également le 04/09/2025, la société lui a émis 428 279 bons de souscription (warrants) au prix d'exercice de $0,99 ; ces warrants acquièrent droit par tranches trimestrielles de 1/12 à partir du 1er octobre 2024 et expirent trois ans après l'émission ou la consolidation des droits (effectif à partir du 04/09/2028).

Scott Jolcover, Chief Mineral Resource Officer von American Battery Technology Company (ABAT), meldete Insider-Transaktionen Anfang September 2025. Am 03.09.2025 wurden ihm im Rahmen seines Anstellungsvertrags 82.406 Stammaktien ohne Barausgleich zugeteilt, womit sein direktes wirtschaftliches Eigentum auf 328.873 Aktien anstieg. Am 04.09.2025 verkaufte er 19.930 Aktien zu $2,51 je Aktie, um die daraus resultierende Steuerverbindlichkeit zu begleichen, wodurch sein Direktbestand auf 308.943 Aktien sank. Ebenfalls am 04.09.2025 gab das Unternehmen ihm 428.279 Warrants mit einem Ausübungspreis von $0,99 aus; diese Warrants werden ab dem 1. Oktober 2024 vierteljährlich zu jeweils 1/12 fällig und verfallen drei Jahre nach Ausgabe oder nach Vesting (wirksam ab 04.09.2028).

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Insider received equity and warrants, sold a small tranche to cover taxes; net equity position remains sizable.

The Form 4 discloses routine equity compensation activity rather than opportunistic trading. Vesting of 82,406 shares and issuance of 428,279 warrants reflect compensation tied to employment; the subsequent sale of 19,930 shares at $2.51 was explicitly to cover tax obligations. Post-transactions direct common stock holdings totaled 308,943, and outstanding warrants provide additional potential dilution if exercised at $0.99. This filing appears procedural and compensation-driven, with no evidence of material corporate developments disclosed here.

TL;DR: Transactions align with employment agreement terms; vesting and tax-sale are standard corporate governance events.

The filing documents compensation mechanics: equity vesting and warrant issuance per an employment agreement, plus a tax-covering disposition. The warrant vesting schedule (1/12th quarterly) and three-year post-vesting expiry are specified, which stakeholders can use to model potential future dilution timing. There are no departures, related-party transfers, or unusual transaction codes indicating atypical governance concerns in this disclosure.

Scott Jolcover, Chief Mineral Resource Officer di American Battery Technology Company (ABAT), ha comunicato operazioni interne avvenute agli inizi di settembre 2025. Il 03/09/2025 sono venute a scadenza 82.406 azioni ordinarie previste dal suo contratto di lavoro senza alcun corrispettivo in denaro, portando la sua partecipazione diretta a 328.873 azioni. Il 04/09/2025 ha venduto 19.930 azioni a $2,51 ciascuna per coprire le imposte dovute, riducendo la sua partecipazione diretta a 308.943 azioni. Sempre il 04/09/2025 la società ha emesso a suo favore 428.279 warrant con prezzo di esercizio di $0,99; tali warrant maturano in 1/12 trimestrale a partire dal 1° ottobre 2024 e scadono tre anni dopo l'emissione o la maturazione (effettivo a partire dal 04/09/2028).

Scott Jolcover, Chief Mineral Resource Officer de American Battery Technology Company (ABAT), informó sobre operaciones de insider a principios de septiembre de 2025. El 03/09/2025 se adquirieron 82.406 acciones ordinarias en virtud de su contrato laboral sin pago en efectivo, aumentando su propiedad directa a 328.873 acciones. El 04/09/2025 Ի徱ó 19.930 acciones a $2,51 por acción para cubrir la obligación fiscal relacionada, reduciendo su participación directa a 308.943 acciones. También el 04/09/2025 la compañía le emitió 428.279 warrants con precio de ejercicio de $0,99; estos warrants se consolidan en fracciones de 1/12 de forma trimestral desde el 1 de octubre de 2024 y expiran tres años después de la emisión o del devengo (efectivo a partir del 04/09/2028).

스콧 졸커�(Scott Jolcover) 미국 배터� 테크놀로지 컴퍼�(ABAT) 최고 광물 자원 책임자는 2025� 9� � 내부� 거래� 보고했습니다. 2025-09-03� 고용계약� 따라 현금 대가 없이 82,406주의 보통주가 취득되어 그의 직접 보유 주식� 328,873주로 증가했습니다. 2025-09-04에는 관� 세금 부담을 충당하기 위해 주당 $2.5119,930주를 매각하여 직접 보유가 308,943주로 줄었습니�. 같은 날인 2025-09-04 회사� 행사가� $0.99428,279건의 워런트를 졸커버에� 발행했으�, � 워런트는 2024� 10� 1일부� 분기별로 1/12� 권리가 부여되� 발행 또는 취득 � 3�(유효시작�: 2028-09-04)� 만료됩니�.

Scott Jolcover, Chief Mineral Resource Officer d'American Battery Technology Company (ABAT), a déclaré des opérations d'initiés réalisées début septembre 2025. Le 03/09/2025, 82 406 actions ordinaires prévues par son contrat de travail ont été acquises sans contrepartie en numéraire, portant sa détention directe à 328 873 actions. Le 04/09/2025, il a vendu 19 930 actions à $2,51 l'action pour couvrir l'impôt afférent, réduisant sa détention directe à 308 943 actions. Également le 04/09/2025, la société lui a émis 428 279 bons de souscription (warrants) au prix d'exercice de $0,99 ; ces warrants acquièrent droit par tranches trimestrielles de 1/12 à partir du 1er octobre 2024 et expirent trois ans après l'émission ou la consolidation des droits (effectif à partir du 04/09/2028).

Scott Jolcover, Chief Mineral Resource Officer von American Battery Technology Company (ABAT), meldete Insider-Transaktionen Anfang September 2025. Am 03.09.2025 wurden ihm im Rahmen seines Anstellungsvertrags 82.406 Stammaktien ohne Barausgleich zugeteilt, womit sein direktes wirtschaftliches Eigentum auf 328.873 Aktien anstieg. Am 04.09.2025 verkaufte er 19.930 Aktien zu $2,51 je Aktie, um die daraus resultierende Steuerverbindlichkeit zu begleichen, wodurch sein Direktbestand auf 308.943 Aktien sank. Ebenfalls am 04.09.2025 gab das Unternehmen ihm 428.279 Warrants mit einem Ausübungspreis von $0,99 aus; diese Warrants werden ab dem 1. Oktober 2024 vierteljährlich zu jeweils 1/12 fällig und verfallen drei Jahre nach Ausgabe oder nach Vesting (wirksam ab 04.09.2028).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOLCOVER SCOTT

(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NV 89503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Mineral Resource Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 A 82,406(1) A $0.00 328,873 D
Common Stock 09/04/2025 F 19,930(2) D $2.51 308,943 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $0.99 09/04/2025 P 428,279(3) (4) (5) Common Stock 428,279 $0.99 428,279 D
Explanation of Responses:
1. Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
3. Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
4. The Warrants vest 1/12th quarterly, beginning October 1, 2024, and thereafter until fully vested.
5. The Warrants expire three years after issuance or vesting, whichever is later, beginning September 4, 2028.
/s/ Scott Jolcover 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
American Battery Technology Co

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232.23M
87.79M
5.18%
18.78%
8.26%
Waste Management
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
United States
RENO