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[Form 4] Tigo Energy, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Reporting person: Dillon James, Issuer: Tigo Energy, Inc. (TYGO), Relation: Officer (Chief Marketing Officer).

On 08/01/2025 the reporting person was granted 77,255 restricted stock units (RSUs) under the Issuer's 2023 Incentive Plan at a $0.00 price. The RSUs vest one-third on each of the first three anniversaries of the August 2025 grant date, subject to continued service.

Following the reported transaction the reporting person beneficially owns 200,536 shares (reported as indirect). This total includes 28,985 RSU shares from an 08/11/2023 grant and 71,396 RSU shares from a 09/16/2024 grant, each subject to similar three-year, one-third annual vesting. Form 4 was signed via attorney-in-fact and dated 08/05/2025.

Dichiarante: Dillon James, Emittente: Tigo Energy, Inc. (TYGO), Qualifica: Dirigente (Chief Marketing Officer).

In data 08/01/2025 al dichiarante sono state assegnate 77,255 unità azionarie vincolate (RSU) ai sensi del Piano Incentivi 2023 dell'Emittente a un prezzo di $0.00. Le RSU maturano per un terzo in ciascuno dei primi tre anniversari della data di assegnazione di agosto 2025, subordinatamente alla continuità del rapporto di servizio.

A seguito della transazione segnalata il dichiarante detiene beneficiariamente 200,536 azioni (segnalate come indirette). Tale totale comprende 28,985 RSU derivanti da un'assegnazione del 08/11/2023 e 71,396 RSU da un'assegnazione del 09/16/2024, entrambe soggette a un analogo piano di maturazione triennale con un terzo che matura ogni anno. Il Modulo 4 è stato firmato tramite procuratore ed è datato 08/05/2025.

Persona que reporta: Dillon James, Emisor: Tigo Energy, Inc. (TYGO), ó: Ejecutivo (Chief Marketing Officer).

El 08/01/2025 a la persona que reporta se le otorgaron 77,255 unidades restringidas de acciones (RSU) en virtud del Plan de Incentivos 2023 del Emisor a un precio de $0.00. Las RSU se consolidan en tercios en cada uno de los tres primeros aniversarios de la fecha de concesión de agosto de 2025, sujeto a la continuidad del servicio.

Tras la transacción informada, la persona que reporta posee beneficiariamente 200,536 acciones (reportadas como indirectas). Este total incluye 28,985 RSU de una concesión del 08/11/2023 y 71,396 RSU de una concesión del 09/16/2024, ambas sujetas a un calendario de consolidación similar de tres años con un tercio anual. El Formulario 4 fue firmado por apoderado y fechado el 08/05/2025.

보고�: Dillon James, 발행�: Tigo Energy, Inc. (TYGO), 직위: 임원(Chief Marketing Officer).

08/01/2025� 보고인은 발행인의 2023 인센티브 플랜� 따라 가� $0.0077,255개의 제한부 주식 단위(RSU)� 부여받았습니다. � RSU� 2025� 8� 부여일� � � 기념� 각각� 1/3� 베스팅되�, 계속 근무하는 것을 조건으로 합니�.

보고� 거래 이후 보고인은 실질적으� 200,536�(간접 보유� 신고)� 보유하고 있습니다. � 총계에는 08/11/2023 붶여분� 28,985 RSU09/16/2024 붶여분� 71,396 RSU가 포함되며, � � 유사� 3년간 � 1/3 베스� 조건� 적용됩니�. Form 4� 대리인(법정대리인)� 통해 서명되었으며 날짜� 08/05/2025입니�.

Personne déclarante : Dillon James, Émetteur : Tigo Energy, Inc. (TYGO), Qualité : Dirigeant (Chief Marketing Officer).

Le 08/01/2025, la personne déclarante s'est vu attribuer 77,255 unités d'actions restreintes (RSU) dans le cadre du Plan d'incitation 2023 de l'Émetteur, au prix de $0.00. Les RSU acquièrent droit à raison d'un tiers à chacun des trois premiers anniversaires de la date d'attribution d'août 2025, sous réserve de la poursuite du service.

À la suite de la transaction déclarée, la personne déclarante détient à titre bénéficiaire 200,536 actions (déclarées comme indirectes). Ce total inclut 28,985 RSU issus d'une attribution du 08/11/2023 et 71,396 RSU d'une attribution du 09/16/2024, toutes deux soumises à un calendrier d'acquisition similaire sur trois ans, à hauteur d'un tiers par an. Le formulaire 4 a été signé par mandataire et est daté du 08/05/2025.

Meldende Person: Dillon James, Emittent: Tigo Energy, Inc. (TYGO), Relation: Officer (Chief Marketing Officer).

Am 08/01/2025 wurde der meldenden Person im Rahmen des Incentive-Plans 2023 des Emittenten 77,255 Restricted Stock Units (RSUs) zu einem Preis von $0.00 gewährt. Die RSUs vesten jeweils zu einem Drittel an jedem der ersten drei Jahrestage des Zuteilungsdatums im August 2025, vorbehaltlich fortgesetzter Dienstzugehörigkeit.

Nach der gemeldeten Transaktion besitzt die meldende Person wirtschaftlich 200,536 Aktien (als indirekt gemeldet). Diese Summe umfasst 28,985 RSU aus einer Zuteilung vom 08/11/2023 und 71,396 RSU aus einer Zuteilung vom 09/16/2024, beide jeweils mit einem ähnlichen dreijährigen Vesting (jeweils ein Drittel pro Jahr). Formular 4 wurde durch einen Bevollmächtigten unterschrieben und ist datiert 08/05/2025.

Positive
  • 77,255 RSUs granted on 08/01/2025 under the Issuer's 2023 Incentive Plan
  • Post-transaction beneficial ownership: 200,536 shares (reported as indirect)
  • Vesting schedule disclosed: one-third of each RSU grant vests on each of the first three anniversaries
Negative
  • None.

Insights

TL;DR: Routine executive equity grant: 77,255 RSUs granted 08/01/2025; total beneficial ownership 200,536 shares; vesting over three years.

The Form 4 discloses a customary equity compensation grant to the issuer's Chief Marketing Officer: 77,255 RSUs granted on 08/01/2025 under the 2023 Incentive Plan at no cash price. The RSUs vest in three equal annual tranches, aligning deliverable shares to continued service dates. Beneficial ownership reported post-transaction is 200,536 shares (indirect), which aggregates prior RSU grants from 2023 and 2024. Disclosure and filing (signed 08/05/2025) comply with Section 16 reporting requirements.

TL;DR: Compensation disclosure is clear and standard; vesting schedule and aggregate holdings are fully reported.

The filing provides explicit grant terms and vesting mechanics: one-third annual vesting for the August 2025, August 2023, and September 2024 RSU grants. The report states the issuer plan used (2023 Incentive Plan) and the post-grant beneficial ownership (200,536 shares). The filer also includes the undertaking to provide sale-price details on request. This is a routine, well-documented insider compensation disclosure with no governance exceptions noted in the document.

Dichiarante: Dillon James, Emittente: Tigo Energy, Inc. (TYGO), Qualifica: Dirigente (Chief Marketing Officer).

In data 08/01/2025 al dichiarante sono state assegnate 77,255 unità azionarie vincolate (RSU) ai sensi del Piano Incentivi 2023 dell'Emittente a un prezzo di $0.00. Le RSU maturano per un terzo in ciascuno dei primi tre anniversari della data di assegnazione di agosto 2025, subordinatamente alla continuità del rapporto di servizio.

A seguito della transazione segnalata il dichiarante detiene beneficiariamente 200,536 azioni (segnalate come indirette). Tale totale comprende 28,985 RSU derivanti da un'assegnazione del 08/11/2023 e 71,396 RSU da un'assegnazione del 09/16/2024, entrambe soggette a un analogo piano di maturazione triennale con un terzo che matura ogni anno. Il Modulo 4 è stato firmato tramite procuratore ed è datato 08/05/2025.

Persona que reporta: Dillon James, Emisor: Tigo Energy, Inc. (TYGO), ó: Ejecutivo (Chief Marketing Officer).

El 08/01/2025 a la persona que reporta se le otorgaron 77,255 unidades restringidas de acciones (RSU) en virtud del Plan de Incentivos 2023 del Emisor a un precio de $0.00. Las RSU se consolidan en tercios en cada uno de los tres primeros aniversarios de la fecha de concesión de agosto de 2025, sujeto a la continuidad del servicio.

Tras la transacción informada, la persona que reporta posee beneficiariamente 200,536 acciones (reportadas como indirectas). Este total incluye 28,985 RSU de una concesión del 08/11/2023 y 71,396 RSU de una concesión del 09/16/2024, ambas sujetas a un calendario de consolidación similar de tres años con un tercio anual. El Formulario 4 fue firmado por apoderado y fechado el 08/05/2025.

보고�: Dillon James, 발행�: Tigo Energy, Inc. (TYGO), 직위: 임원(Chief Marketing Officer).

08/01/2025� 보고인은 발행인의 2023 인센티브 플랜� 따라 가� $0.0077,255개의 제한부 주식 단위(RSU)� 부여받았습니다. � RSU� 2025� 8� 부여일� � � 기념� 각각� 1/3� 베스팅되�, 계속 근무하는 것을 조건으로 합니�.

보고� 거래 이후 보고인은 실질적으� 200,536�(간접 보유� 신고)� 보유하고 있습니다. � 총계에는 08/11/2023 붶여분� 28,985 RSU09/16/2024 붶여분� 71,396 RSU가 포함되며, � � 유사� 3년간 � 1/3 베스� 조건� 적용됩니�. Form 4� 대리인(법정대리인)� 통해 서명되었으며 날짜� 08/05/2025입니�.

Personne déclarante : Dillon James, Émetteur : Tigo Energy, Inc. (TYGO), Qualité : Dirigeant (Chief Marketing Officer).

Le 08/01/2025, la personne déclarante s'est vu attribuer 77,255 unités d'actions restreintes (RSU) dans le cadre du Plan d'incitation 2023 de l'Émetteur, au prix de $0.00. Les RSU acquièrent droit à raison d'un tiers à chacun des trois premiers anniversaires de la date d'attribution d'août 2025, sous réserve de la poursuite du service.

À la suite de la transaction déclarée, la personne déclarante détient à titre bénéficiaire 200,536 actions (déclarées comme indirectes). Ce total inclut 28,985 RSU issus d'une attribution du 08/11/2023 et 71,396 RSU d'une attribution du 09/16/2024, toutes deux soumises à un calendrier d'acquisition similaire sur trois ans, à hauteur d'un tiers par an. Le formulaire 4 a été signé par mandataire et est daté du 08/05/2025.

Meldende Person: Dillon James, Emittent: Tigo Energy, Inc. (TYGO), Relation: Officer (Chief Marketing Officer).

Am 08/01/2025 wurde der meldenden Person im Rahmen des Incentive-Plans 2023 des Emittenten 77,255 Restricted Stock Units (RSUs) zu einem Preis von $0.00 gewährt. Die RSUs vesten jeweils zu einem Drittel an jedem der ersten drei Jahrestage des Zuteilungsdatums im August 2025, vorbehaltlich fortgesetzter Dienstzugehörigkeit.

Nach der gemeldeten Transaktion besitzt die meldende Person wirtschaftlich 200,536 Aktien (als indirekt gemeldet). Diese Summe umfasst 28,985 RSU aus einer Zuteilung vom 08/11/2023 und 71,396 RSU aus einer Zuteilung vom 09/16/2024, beide jeweils mit einem ähnlichen dreijährigen Vesting (jeweils ein Drittel pro Jahr). Formular 4 wurde durch einen Bevollmächtigten unterschrieben und ist datiert 08/05/2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dillon James JD

(Last) (First) (Middle)
655 CAMPBELL TECHNOLOGY PARKWAY,
STE 150

(Street)
CAMPBELL CA 95008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 A 77,255(1) A $0.00 200,536(2)(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
2. Includes 28,985 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date") and 71,396 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), in each case, pursuant to the Issuer's 2023 Incentive Plan.
3. (Continued from Footnote 2) One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the August 2023 Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the August 2023 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date.
Remarks:
The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4.
/s/ Bill Roeschlein, as attorney-in-fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Dillon James acquire according to the TYGO Form 4?

The Form 4 reports a grant of 77,255 restricted stock units (RSUs) dated 08/01/2025 under the 2023 Incentive Plan.

How many shares does the reporting person beneficially own after the transaction?

The filing reports 200,536 shares beneficially owned following the reported transaction, indicated as indirect ownership.

What is the vesting schedule for the RSUs disclosed on the TYGO Form 4?

Each RSU grant vests in thirds: one-third on each of the first three anniversaries of the applicable grant date, subject to continued service.

Are prior RSU grants included in the beneficial ownership total?

Yes. The 200,536 total includes 28,985 RSUs from 08/11/2023 and 71,396 RSUs from 09/16/2024, per the footnotes.

When was the Form 4 filed and who signed it?

The Form 4 is dated and signed by attorney-in-fact Bill Roeschlein on 08/05/2025.
Tigo Energy Inc.

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