[D] TNF Pharmaceuticals, Inc. SEC Filing
TNF Pharmaceuticals, Inc. filed a Form D reporting a Regulation D, Rule 506(b) exempt offering conducted in 2025 for a total of $7,000,000, of which $7,000,000 was sold and $0 remained. The issuer is a Delaware corporation formed in 2023 with principal offices in New York. The filing lists executive officers and directors, including Mitchell Glass as Chief Medical Officer who signed the notice.
Placement agents received estimated sales commissions of $630,000 and warrants to purchase up to 126,000 shares at a $5.00 exercise price were issued to agents or designees. The offering was not in connection with a business combination, had a $0 minimum outside-investor investment, and lists 12 total investors.
TNF Pharmaceuticals, Inc. ha presentato un Modulo D relativo a un'offerta esente ai sensi del Regulation D, Rule 506(b) condotta nel 2025 per un totale di $7.000.000, interamente sottoscritti ($7.000.000 venduti, $0 residui). L'emittente 猫 una societ脿 del Delaware costituita nel 2023 con sede principale a New York. Nell'inoltro sono indicati dirigenti e amministratori, tra cui Mitchell Glass come Chief Medical Officer, che ha firmato la comunicazione.
Agenti di collocamento hanno ricevuto commissioni di vendita stimate in $630.000 e sono stati emessi ai medesimi o a loro designati warrant per l'acquisto fino a 126.000 azioni a un prezzo di esercizio di $5,00. L'offerta non era connessa a una combinazione aziendale, prevedeva un investimento minimo da investitori esterni di $0 e riporta un totale di 12 investitori.
TNF Pharmaceuticals, Inc. present贸 un Formulario D que informa una oferta exenta bajo el Regulation D, Rule 506(b) realizada en 2025 por un total de $7,000,000, de los cuales se vendieron $7,000,000 y quedaron $0. El emisor es una corporaci贸n de Delaware constituida en 2023 con oficinas principales en Nueva York. La presentaci贸n enumera a los principales ejecutivos y directores, incluido Mitchell Glass como Chief Medical Officer, quien firm贸 la notificaci贸n.
Los agentes colocadores recibieron comisiones de venta estimadas en $630,000 y se emitieron a los agentes o sus designados warrants para comprar hasta 126,000 acciones a un precio de ejercicio de $5.00. La oferta no estuvo relacionada con una combinaci贸n empresarial, ten铆a una inversi贸n m铆nima de inversores externos de $0 y figura con un total de 12 inversores.
TNF Pharmaceuticals, Inc.電� 2025雲勳棎 鞁れ嫓霅� Regulation D, Rule 506(b) 氅挫牅 瓿惦鞐� 雽頃� 齑濎暋 $7,000,000鞛勳潉 氤搓碃頃橂姅 Form D毳� 鞝滌稖頄堨溂氅�, 鞚� 欷� $7,000,000臧 氇憪 韺愲Г霅橁碃 $0臧 雮晿鞀惦媹雼�. 氚滍枆須岇偓電� 2023雲勳棎 靹る霅� 雿鸽澕鞗柎 氩曥澑鞙茧 氤胳偓電� 雺挫殨鞐� 鞛堨姷雼堧嫟. 鞝滌稖靹滌棎電� 鞛勳洂 氚� 鞚挫偓霌れ澊 旮办灛霅橃柎 鞛堨溂氅�, Mitchell Glass臧 Chief Medical Officer搿滌劀 韱奠靹滌棎 靹滊獏頄堨姷雼堧嫟.
頂岆爤鞚挫姢毹柬姼 鞐愳澊鞝勴姼霌れ潃 於旍爼 韺愲Г 靾橃垬耄� $630,000鞚� 氚涭晿瓿�, 鞐愳澊鞝勴姼 霕愲姅 攴� 歆氇呾澑鞐愱矊 頄夓偓臧瓴� $5.00搿� 斓滊寑 126,000欤茧ゼ 毵れ垬頃� 靾� 鞛堧姅 鞗岆煱韸戈皜 氚滍枆霅橃棃鞀惦媹雼�. 鞚� 瓿惦電� 旮办梾瓴绊暕瓿� 甏霠澊 鞐嗢棃瓿�, 鞕鸽秬 韴瀽鞛� 斓滌唽 韴瀽鞎§潃 $0鞚措┌ 齑� 韴瀽鞛� 靾橂姅 12氇呾溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.
TNF Pharmaceuticals, Inc. a d茅pos茅 un formulaire D d茅clarant une offre exon茅r茅e en vertu du Regulation D, Rule 506(b) r茅alis茅e en 2025 pour un montant total de $7,000,000, dont $7,000,000 ont 茅t茅 vendus et $0 restent. L'茅metteur est une soci茅t茅 du Delaware cr茅茅e en 2023, dont le si猫ge principal est 脿 New York. Le d茅p么t mentionne les dirigeants et administrateurs, y compris Mitchell Glass en tant que Chief Medical Officer, qui a sign茅 l'avis.
Les agents placers ont re莽u des commissions de vente estim茅es 脿 $630,000 et des warrants donnant droit d'acheter jusqu'脿 126,000 actions au prix d'exercice de $5.00 ont 茅t茅 茅mis aux agents ou 脿 leurs d茅sign茅s. L'offre n'茅tait pas li茅e 脿 une op茅ration de fusion-acquisition, pr茅voyait un investissement minimum des investisseurs externes de $0 et compte au total 12 investisseurs.
TNF Pharmaceuticals, Inc. hat ein Form D eingereicht, das ein 2025 durchgef眉hrtes, nach Regulation D, Rule 506(b) befreites Angebot in H枚he von insgesamt $7.000.000 meldet; davon wurden $7.000.000 verkauft und $0 verblieben. Der Emittent ist eine 2023 gegr眉ndete Delaware-Corporation mit Hauptsitz in New York. Die Einreichung nennt F眉hrungskr盲fte und Direktoren, darunter Mitchell Glass als Chief Medical Officer, der die Mitteilung unterzeichnete.
Platzierungsagenten erhielten gesch盲tzte Verkaufsprovisionen von $630.000, und den Agenten oder deren Beauftragten wurden Warrants zum Kauf von bis zu 126.000 Aktien zu einem Aus眉bungspreis von $5,00 ausgestellt. Das Angebot stand nicht im Zusammenhang mit einer Unternehmenszusammenschlie脽ung, sah eine Mindestinvestition externer Investoren von $0 vor und listet insgesamt 12 Investoren.
- Completed capital raise of $7.0M provides immediate funding for corporate activities
- No proceeds paid to named insiders according to the filing
- Use of Rule 506(b) allowed a private placement to accredited investors without general solicitation
- Estimated sales commissions of $630,000 (~9% of proceeds) are relatively high and reduce net proceeds
- Placement-agent warrants for 126,000 shares at $5.00 introduce potential dilution if exercised
- Filing does not disclose specific use of proceeds, limiting investor visibility into capital allocation
Insights
TL;DR: Completed $7.0M Rule 506(b) offering with notable underwriting costs and issued placement-agent warrants; modest capital raise for an early-stage pharmaceutical issuer.
The Form D shows a finished private placement under Rule 506(b) raising $7.0 million, with sales commissions estimated at $630,000 representing ~9% of gross proceeds. Issuer granted warrants to placement agents for 126,000 shares at $5.00, which could dilute existing holders if exercised. The offering lists 12 investors and no proceeds paid to named insiders. For investors, key considerations include dilution from warrants and use of proceeds details, which are not specified in the filing.
TL;DR: Governance disclosure is standard for a Form D; officers and directors are identified and no insider payments were reported.
The filing appropriately names executive officers and directors with addresses and roles, and certifies no payments to those individuals from the offering proceeds. The issuer declined to disclose revenue/net asset amounts and indicates formation in 2023, consistent with an early-stage entity. The document provides required regulatory attestations but lacks narrative on intended use of funds, which limits governance transparency regarding capital allocation.
TNF Pharmaceuticals, Inc. ha presentato un Modulo D relativo a un'offerta esente ai sensi del Regulation D, Rule 506(b) condotta nel 2025 per un totale di $7.000.000, interamente sottoscritti ($7.000.000 venduti, $0 residui). L'emittente 猫 una societ脿 del Delaware costituita nel 2023 con sede principale a New York. Nell'inoltro sono indicati dirigenti e amministratori, tra cui Mitchell Glass come Chief Medical Officer, che ha firmato la comunicazione.
Agenti di collocamento hanno ricevuto commissioni di vendita stimate in $630.000 e sono stati emessi ai medesimi o a loro designati warrant per l'acquisto fino a 126.000 azioni a un prezzo di esercizio di $5,00. L'offerta non era connessa a una combinazione aziendale, prevedeva un investimento minimo da investitori esterni di $0 e riporta un totale di 12 investitori.
TNF Pharmaceuticals, Inc. present贸 un Formulario D que informa una oferta exenta bajo el Regulation D, Rule 506(b) realizada en 2025 por un total de $7,000,000, de los cuales se vendieron $7,000,000 y quedaron $0. El emisor es una corporaci贸n de Delaware constituida en 2023 con oficinas principales en Nueva York. La presentaci贸n enumera a los principales ejecutivos y directores, incluido Mitchell Glass como Chief Medical Officer, quien firm贸 la notificaci贸n.
Los agentes colocadores recibieron comisiones de venta estimadas en $630,000 y se emitieron a los agentes o sus designados warrants para comprar hasta 126,000 acciones a un precio de ejercicio de $5.00. La oferta no estuvo relacionada con una combinaci贸n empresarial, ten铆a una inversi贸n m铆nima de inversores externos de $0 y figura con un total de 12 inversores.
TNF Pharmaceuticals, Inc.電� 2025雲勳棎 鞁れ嫓霅� Regulation D, Rule 506(b) 氅挫牅 瓿惦鞐� 雽頃� 齑濎暋 $7,000,000鞛勳潉 氤搓碃頃橂姅 Form D毳� 鞝滌稖頄堨溂氅�, 鞚� 欷� $7,000,000臧 氇憪 韺愲Г霅橁碃 $0臧 雮晿鞀惦媹雼�. 氚滍枆須岇偓電� 2023雲勳棎 靹る霅� 雿鸽澕鞗柎 氩曥澑鞙茧 氤胳偓電� 雺挫殨鞐� 鞛堨姷雼堧嫟. 鞝滌稖靹滌棎電� 鞛勳洂 氚� 鞚挫偓霌れ澊 旮办灛霅橃柎 鞛堨溂氅�, Mitchell Glass臧 Chief Medical Officer搿滌劀 韱奠靹滌棎 靹滊獏頄堨姷雼堧嫟.
頂岆爤鞚挫姢毹柬姼 鞐愳澊鞝勴姼霌れ潃 於旍爼 韺愲Г 靾橃垬耄� $630,000鞚� 氚涭晿瓿�, 鞐愳澊鞝勴姼 霕愲姅 攴� 歆氇呾澑鞐愱矊 頄夓偓臧瓴� $5.00搿� 斓滊寑 126,000欤茧ゼ 毵れ垬頃� 靾� 鞛堧姅 鞗岆煱韸戈皜 氚滍枆霅橃棃鞀惦媹雼�. 鞚� 瓿惦電� 旮办梾瓴绊暕瓿� 甏霠澊 鞐嗢棃瓿�, 鞕鸽秬 韴瀽鞛� 斓滌唽 韴瀽鞎§潃 $0鞚措┌ 齑� 韴瀽鞛� 靾橂姅 12氇呾溂搿� 旮办灛霅橃柎 鞛堨姷雼堧嫟.
TNF Pharmaceuticals, Inc. a d茅pos茅 un formulaire D d茅clarant une offre exon茅r茅e en vertu du Regulation D, Rule 506(b) r茅alis茅e en 2025 pour un montant total de $7,000,000, dont $7,000,000 ont 茅t茅 vendus et $0 restent. L'茅metteur est une soci茅t茅 du Delaware cr茅茅e en 2023, dont le si猫ge principal est 脿 New York. Le d茅p么t mentionne les dirigeants et administrateurs, y compris Mitchell Glass en tant que Chief Medical Officer, qui a sign茅 l'avis.
Les agents placers ont re莽u des commissions de vente estim茅es 脿 $630,000 et des warrants donnant droit d'acheter jusqu'脿 126,000 actions au prix d'exercice de $5.00 ont 茅t茅 茅mis aux agents ou 脿 leurs d茅sign茅s. L'offre n'茅tait pas li茅e 脿 une op茅ration de fusion-acquisition, pr茅voyait un investissement minimum des investisseurs externes de $0 et compte au total 12 investisseurs.
TNF Pharmaceuticals, Inc. hat ein Form D eingereicht, das ein 2025 durchgef眉hrtes, nach Regulation D, Rule 506(b) befreites Angebot in H枚he von insgesamt $7.000.000 meldet; davon wurden $7.000.000 verkauft und $0 verblieben. Der Emittent ist eine 2023 gegr眉ndete Delaware-Corporation mit Hauptsitz in New York. Die Einreichung nennt F眉hrungskr盲fte und Direktoren, darunter Mitchell Glass als Chief Medical Officer, der die Mitteilung unterzeichnete.
Platzierungsagenten erhielten gesch盲tzte Verkaufsprovisionen von $630.000, und den Agenten oder deren Beauftragten wurden Warrants zum Kauf von bis zu 126.000 Aktien zu einem Aus眉bungspreis von $5,00 ausgestellt. Das Angebot stand nicht im Zusammenhang mit einer Unternehmenszusammenschlie脽ung, sah eine Mindestinvestition externer Investoren von $0 vor und listet insgesamt 12 Investoren.