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[8-K] Tao Synergies Inc. Reports Material Event

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TAO Synergies Inc. stockholders approved an amendment and restatement of the 2020 Equity Incentive Plan, increasing the number of shares reserved for issuance by 2,000,000 to 2,675,000 shares. At the Special Meeting, holders of 567,847 shares, or approximately 35.23% of outstanding common stock, were present in person or by proxy, constituting a quorum.

Stockholders also authorized, for Nasdaq compliance, the issuance of common stock underlying convertible preferred stock and warrants issued under certain June 2025 agreements in an amount equal to or in excess of 20% of the Company’s common stock outstanding before those issuances. Final vote totals were: Proposal 1 � For 500,450, Against 66,872, Abstain 525; Proposal 2 � For 492,781, Against 73,988, Abstain 1,078; Proposal 3 � For 523,728, Against 42,865, Abstain 1,254. The Amended and Restated Equity Incentive Plan is filed as Exhibit 10.1.

TAO Synergies Inc. gli azionisti hanno approvato la modifica e la riformulazione del 2020 Equity Incentive Plan, aumentando il numero di azioni riservate all'emissione di 2,000,000 fino a 2,675,000 azioni. Alla Riunione Straordinaria erano presenti, di persona o per delega, titolari di 567,847 azioni, pari a circa il 35.23% del capitale sociale ordinario in circolazione, costituendo il quorum.

Per conformità a Nasdaq, gli azionisti hanno inoltre autorizzato l’emissione delle azioni ordinarie sottostanti le azioni privilegiate convertibili e le warrant emesse ai sensi di alcuni accordi di giugno 2025 in una quantità pari o superiore al 20% delle azioni ordinarie in circolazione prima di tali emissioni. Risultati finali dei voti: Proposta 1 � Favorevoli 500,450, Contrari 66,872, Astenuti 525; Proposta 2 � Favorevoli 492,781, Contrari 73,988, Astenuti 1,078; Proposta 3 � Favorevoli 523,728, Contrari 42,865, Astenuti 1,254. Il Piano di Incentivazione Azionaria modificato e rifatto è depositato come Allegato 10.1.

Los accionistas de TAO Synergies Inc. aprobaron la enmienda y la reexpresión del 2020 Equity Incentive Plan, incrementando las acciones reservadas para emisión en 2,000,000 hasta un total de 2,675,000 acciones. En la Junta Especial, estuvieron presentes en persona o por poder titulares de 567,847 acciones, aproximadamente el 35.23% del capital social ordinario en circulación, constituyendo quórum.

Asimismo, los accionistas autorizaron, para cumplir con Nasdaq, la emisión de acciones ordinarias subyacentes a las acciones preferentes convertibles y a los warrants emitidos bajo ciertos acuerdos de junio de 2025 en una cantidad igual o superior al 20% de las acciones ordinarias en circulación antes de esas emisiones. Totales finales de la votación: Propuesta 1 � A favor 500,450, En contra 66,872, Abstenciones 525; Propuesta 2 � A favor 492,781, En contra 73,988, Abstenciones 1,078; Propuesta 3 � A favor 523,728, En contra 42,865, Abstenciones 1,254. La versión enmendada y reexpresada del Plan de Incentivos en Acciones se presenta como Anexo 10.1.

TAO Synergies Inc.� 주주들은 2020 Equity Incentive Plan� 수정 � 재작성에 대� 승인했으�, 발행� 위해 예약� 주식 수를 2,000,000� 증가시켜 � 2,675,000주로 했습니다. 특별총회에는 직접 또는 위임으로 보유주식 567,847�(발행 보통� 총수� � 35.23%)가 참석하여 정족수가 성립되었습니�.

또한 주주들은 Nasdaq 규정 준수를 위해, 2025� 6� 특정 계약� 따라 발행� 전환우선� � 워런트에 기초� 보통주를 회사� 해당 발행 � 보통� 총수� 20% 이상으로 발행하는 것을 승인했습니다. 최종 투표 결과� 다음� 같습니다: 안건 1 � 찬성 500,450, 반대 66,872, 기권 525; 안건 2 � 찬성 492,781, 반대 73,988, 기권 1,078; 안건 3 � 찬성 523,728, 반대 42,865, 기권 1,254. 수정 � 재작성된 주식 인센티브 플랜은 증빙서류(Exhibit 10.1)� 제출되었습니�.

Les actionnaires de TAO Synergies Inc. ont approuvé un amendement et la refonte du 2020 Equity Incentive Plan, portant à la hausse le nombre d'actions réservées à l'émission de 2,000,000 pour atteindre 2,675,000 actions. Lors de l'Assemblée Spéciale, des détenteurs de 567,847 actions, soit environ 35.23% des actions ordinaires en circulation, étaient présents en personne ou par procuration, constituant le quorum.

Les actionnaires ont également autorisé, afin de se conformer aux exigences du Nasdaq, l'émission d'actions ordinaires sous-jacentes aux actions privilégiées convertibles et aux warrants émises en vertu de certains accords de juin 2025, pour un montant égal ou supérieur à 20% des actions ordinaires en circulation avant ces émissions. Résultats finaux des votes : Proposition 1 � Pour 500,450, Contre 66,872, Abstentions 525 ; Proposition 2 � Pour 492,781, Contre 73,988, Abstentions 1,078 ; Proposition 3 � Pour 523,728, Contre 42,865, Abstentions 1,254. Le Plan d'Incitation en Actions amendé et refondu est déposé en tant qu'Annexe 10.1.

Die Aktionäre von TAO Synergies Inc. haben eine Änderung und Neufassung des 2020 Equity Incentive Plan genehmigt und die Anzahl der für die Ausgabe reservierten Aktien um 2,000,000 auf 2,675,000 Aktien erhöht. Auf der Sonderversammlung waren Inhaber von 567,847 Aktien anwesend (persönlich oder durch Vollmacht), was etwa 35.23% des ausstehenden Stammkapitals entspricht und einen Beschlussfähigkeitsquorum bildete.

Zur Einhaltung der Nasdaq-Anforderungen haben die Aktionäre außerdem die Ausgabe von Stammaktien, die den im Juni 2025 abgeschlossenen Vereinbarungen zufolge ausgegebenen wandelbaren Vorzugsaktien und Warrants zugrunde liegen, in einem Umfang gleich oder größer als 20% der vor diesen Ausgaben ausstehenden Stammaktien des Unternehmens genehmigt. Endgültige Abstimmungsergebnisse: Vorschlag 1 � Für 500,450, Gegen 66,872, Enthaltungen 525; Vorschlag 2 � Für 492,781, Gegen 73,988, Enthaltungen 1,078; Vorschlag 3 � Für 523,728, Gegen 42,865, Enthaltungen 1,254. Der geänderte und neu formulierte Equity Incentive Plan ist als Anlage 10.1 eingereicht.

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Insights

TL;DR: Shareholder approvals expand the equity plan by 2,000,000 shares and clear a potential issuance exceeding 20% of outstanding common stock.

The shareholder vote formally increases the equity reserve to 2,675,000 shares, enabling additional grants under the amended plan. Separately, stockholders authorized issuance of common stock underlying convertible preferred stock and warrants equal to or in excess of 20% of pre-issuance common shares to satisfy Nasdaq rules. That authorization is material because an issuance at or above 20% is potentially dilutive to existing holders. Vote tallies show clear majorities in favor of both the plan amendment and the Nasdaq-authorizing proposal.

TL;DR: Governance actions were approved to support compensation and Nasdaq compliance, though shareholder turnout was modest at about 35%.

The company achieved a quorum with 567,847 shares represented (~35.23% of outstanding stock) and received majority support for the proposed amendments and adjournment authorization. The Amended and Restated Equity Incentive Plan is filed as Exhibit 10.1, providing the formal terms. From a governance perspective, the outcomes reflect routine corporate housekeeping to enable talent awards and to meet listing-rule requirements.

TAO Synergies Inc. gli azionisti hanno approvato la modifica e la riformulazione del 2020 Equity Incentive Plan, aumentando il numero di azioni riservate all'emissione di 2,000,000 fino a 2,675,000 azioni. Alla Riunione Straordinaria erano presenti, di persona o per delega, titolari di 567,847 azioni, pari a circa il 35.23% del capitale sociale ordinario in circolazione, costituendo il quorum.

Per conformità a Nasdaq, gli azionisti hanno inoltre autorizzato l’emissione delle azioni ordinarie sottostanti le azioni privilegiate convertibili e le warrant emesse ai sensi di alcuni accordi di giugno 2025 in una quantità pari o superiore al 20% delle azioni ordinarie in circolazione prima di tali emissioni. Risultati finali dei voti: Proposta 1 � Favorevoli 500,450, Contrari 66,872, Astenuti 525; Proposta 2 � Favorevoli 492,781, Contrari 73,988, Astenuti 1,078; Proposta 3 � Favorevoli 523,728, Contrari 42,865, Astenuti 1,254. Il Piano di Incentivazione Azionaria modificato e rifatto è depositato come Allegato 10.1.

Los accionistas de TAO Synergies Inc. aprobaron la enmienda y la reexpresión del 2020 Equity Incentive Plan, incrementando las acciones reservadas para emisión en 2,000,000 hasta un total de 2,675,000 acciones. En la Junta Especial, estuvieron presentes en persona o por poder titulares de 567,847 acciones, aproximadamente el 35.23% del capital social ordinario en circulación, constituyendo quórum.

Asimismo, los accionistas autorizaron, para cumplir con Nasdaq, la emisión de acciones ordinarias subyacentes a las acciones preferentes convertibles y a los warrants emitidos bajo ciertos acuerdos de junio de 2025 en una cantidad igual o superior al 20% de las acciones ordinarias en circulación antes de esas emisiones. Totales finales de la votación: Propuesta 1 � A favor 500,450, En contra 66,872, Abstenciones 525; Propuesta 2 � A favor 492,781, En contra 73,988, Abstenciones 1,078; Propuesta 3 � A favor 523,728, En contra 42,865, Abstenciones 1,254. La versión enmendada y reexpresada del Plan de Incentivos en Acciones se presenta como Anexo 10.1.

TAO Synergies Inc.� 주주들은 2020 Equity Incentive Plan� 수정 � 재작성에 대� 승인했으�, 발행� 위해 예약� 주식 수를 2,000,000� 증가시켜 � 2,675,000주로 했습니다. 특별총회에는 직접 또는 위임으로 보유주식 567,847�(발행 보통� 총수� � 35.23%)가 참석하여 정족수가 성립되었습니�.

또한 주주들은 Nasdaq 규정 준수를 위해, 2025� 6� 특정 계약� 따라 발행� 전환우선� � 워런트에 기초� 보통주를 회사� 해당 발행 � 보통� 총수� 20% 이상으로 발행하는 것을 승인했습니다. 최종 투표 결과� 다음� 같습니다: 안건 1 � 찬성 500,450, 반대 66,872, 기권 525; 안건 2 � 찬성 492,781, 반대 73,988, 기권 1,078; 안건 3 � 찬성 523,728, 반대 42,865, 기권 1,254. 수정 � 재작성된 주식 인센티브 플랜은 증빙서류(Exhibit 10.1)� 제출되었습니�.

Les actionnaires de TAO Synergies Inc. ont approuvé un amendement et la refonte du 2020 Equity Incentive Plan, portant à la hausse le nombre d'actions réservées à l'émission de 2,000,000 pour atteindre 2,675,000 actions. Lors de l'Assemblée Spéciale, des détenteurs de 567,847 actions, soit environ 35.23% des actions ordinaires en circulation, étaient présents en personne ou par procuration, constituant le quorum.

Les actionnaires ont également autorisé, afin de se conformer aux exigences du Nasdaq, l'émission d'actions ordinaires sous-jacentes aux actions privilégiées convertibles et aux warrants émises en vertu de certains accords de juin 2025, pour un montant égal ou supérieur à 20% des actions ordinaires en circulation avant ces émissions. Résultats finaux des votes : Proposition 1 � Pour 500,450, Contre 66,872, Abstentions 525 ; Proposition 2 � Pour 492,781, Contre 73,988, Abstentions 1,078 ; Proposition 3 � Pour 523,728, Contre 42,865, Abstentions 1,254. Le Plan d'Incitation en Actions amendé et refondu est déposé en tant qu'Annexe 10.1.

Die Aktionäre von TAO Synergies Inc. haben eine Änderung und Neufassung des 2020 Equity Incentive Plan genehmigt und die Anzahl der für die Ausgabe reservierten Aktien um 2,000,000 auf 2,675,000 Aktien erhöht. Auf der Sonderversammlung waren Inhaber von 567,847 Aktien anwesend (persönlich oder durch Vollmacht), was etwa 35.23% des ausstehenden Stammkapitals entspricht und einen Beschlussfähigkeitsquorum bildete.

Zur Einhaltung der Nasdaq-Anforderungen haben die Aktionäre außerdem die Ausgabe von Stammaktien, die den im Juni 2025 abgeschlossenen Vereinbarungen zufolge ausgegebenen wandelbaren Vorzugsaktien und Warrants zugrunde liegen, in einem Umfang gleich oder größer als 20% der vor diesen Ausgaben ausstehenden Stammaktien des Unternehmens genehmigt. Endgültige Abstimmungsergebnisse: Vorschlag 1 � Für 500,450, Gegen 66,872, Enthaltungen 525; Vorschlag 2 � Für 492,781, Gegen 73,988, Enthaltungen 1,078; Vorschlag 3 � Für 523,728, Gegen 42,865, Enthaltungen 1,254. Der geänderte und neu formulierte Equity Incentive Plan ist als Anlage 10.1 eingereicht.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 6, 2025

 

TAO Synergies Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   001-40458   46-1585656
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

1185 Avenue of the Americas, 3rd Floor
New York, New York 10036
(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (973) 242-0005

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which
registered
Common Stock, $0.0001 par value per share   TAOX   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company. x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

  

Item 5.02.  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

(e) At the Special Meeting (as defined below) of TAO Synergies Inc. (the “Company”), stockholders approved an amendment and restatement of the Company’s 2020 Equity Incentive Plan (as amended and restated, the “Amended and Restated Equity Incentive Plan”) to increase the number of shares of common stock (“Common Stock”) reserved for issuance thereunder by 2,000,000 shares to 2,675,000 shares.

 

The foregoing description of the Amended and Restated Equity Incentive Plan does not purport to be complete and is qualified in its entirety by reference to the full text of the Amended and Restated Equity Incentive Plan, a copy of which is attached as Exhibit 10.1 to this Current Report on Form 8-K (the “Current Report”) and incorporated herein by reference.

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On August 6, 2025, the Company held a Special Meeting of Stockholders (the “Special Meeting”). At the Special Meeting, the holders of 567,847 shares of the Company’s Common Stock, or approximately 35.23% of our outstanding shares of Common Stock, were represented in person or by proxy and, therefore, a quorum was present. At the Special Meeting, the Company’s stockholders considered three proposals, which are described briefly below and in more detail in the Proxy Statement. The final voting results for each proposal are set forth below.

 

Proposal 1 - Approval of the Issuance of Common Stock Underlying Shares of Convertible Preferred Stock and Warrants

 

The Company’s stockholders voted to authorize, for purposes of complying with Nasdaq Listing Rules 5635(c) and 5635(d), as applicable, the issuance of shares of Common Stock underlying shares of convertible preferred stock and warrants issued by the Company pursuant to the terms of (a) that certain Securities Purchase Agreement, dated June 9, 2025, by and among the Company and the investors named therein, (b) that certain Consulting Agreement, dated June 8, 2025, by and among the Company and the parties therein and (c) that certain engagement letter by and among the Company and GP Nurmenkari Inc. as placement agent, in an amount equal to or in excess of 20% of the Company’s Common Stock outstanding before the issuance of such convertible preferred stock and warrants (including upon the operation of anti-dilution provisions contained in such convertible preferred stock and warrants), by the following votes:

 

Shares Voted For   Shares Voted Against   Abstentions
500,450   66,872   525

  

Proposal 2 – Approval of Amendment to Equity Incentive Plan

 

The Company’s stockholders voted to approve a proposed amendment to the Synaptogenix, Inc. 2020 Equity Incentive Plan to, among other things, (a) increase the number of shares available for the grant of awards by 2,000,000 shares and (b) change the name of the Plan to “TAO Synergies Inc. 2020 Equity Incentive Plan”, by the following votes:

 

Shares Voted For   Shares Voted Against   Abstentions
492,781   73,988   1,078

 

Proposal 3 - Approval of Adjournment

 

The Company’s stockholders voted to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there were insufficient votes to adopt either of Proposal #1 or Proposal #2 or to establish a quorum, by the following votes:

 

Shares Voted For   Shares Voted Against   Abstentions
523,728   42,865   1,254

 

 

 

 

  

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

The following exhibits are filed as part of this report:

 

Exhibit Number   Description
10.1   Amended and Restated TAO Synergies Inc. 2020 Equity Incentive Plan
104   Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

 

 

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  TAO SYNERGIES INC.

 

Date: August 8, 2025 By: /s/ Robert Weinstein
  Name: Robert Weinstein
  Title: Chief Financial Officer

 

 

 

 

FAQ

What did TAO Synergies (TAOX) stockholders approve at the special meeting?

Stockholders approved an amended and restated 2020 Equity Incentive Plan increasing reserved shares by 2,000,000 to 2,675,000, and authorized issuance of common stock underlying certain convertible preferred stock and warrants equal to or in excess of 20% of pre-issuance common stock.

How many shares were represented at the TAOX special meeting and was there a quorum?

A total of 567,847 shares were represented in person or by proxy, representing approximately 35.23% of outstanding common stock, which constituted a quorum.

What were the final vote counts for the equity plan amendment (Proposal 2)?

Proposal 2 passed with 492,781 votes for, 73,988 votes against, and 1,078 abstentions.

What were the vote results for the Nasdaq issuance authorization (Proposal 1)?

Proposal 1 passed with 500,450 votes for, 66,872 votes against, and 525 abstentions.

Where can I find the text of the Amended and Restated Equity Incentive Plan?

The Amended and Restated TAO Synergies Inc. 2020 Equity Incentive Plan is filed as Exhibit 10.1 to the Current Report.
TAO Synergies Inc

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