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[Form 4] State Street Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Marie A. Chandoha, a director of State Street Corporation (STT), reported a transfer of 5,469 shares of State Street common stock to a trust on 08/06/2025. The Form 4 shows the reporting person continues to report beneficial ownership of State Street shares held by that trust while disclaiming ownership except to the extent of her pecuniary interest. The filing lists 14,051 shares as beneficially owned following the reported transaction and notes that the total includes director stock compensation dividend equivalents acquired through the date of the report.

The document is signed by an attorney-in-fact, Shannon C. Stanley, dated 08/08/2025, and contains no additional derivative transactions or other material changes disclosed.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider transfer to a trust; reporting consistent with disclosure norms and includes pecuniary-interest disclaimer.

The Form 4 documents a transfer of 5,469 State Street (STT) common shares to a trust on 08/06/2025. The reporting director continues to report beneficial ownership of trust-held shares but explicitly disclaims ownership except for her pecuniary interest, a standard practice for transfers into family or estate planning trusts. The filing also shows 14,051 shares reported as beneficially owned after the transfer and notes inclusion of dividend equivalents from director compensation. There are no derivative transactions reported and the form is executed by an attorney-in-fact.

TL;DR: Neutral disclosure with limited market impact; no sales or purchases altering public float reported.

The entry records a transfer (not an open-market sale) of 5,469 shares to a trust, and the reporter still lists 14,051 shares as beneficially owned. The filing does not show a sale that would increase supply in the market nor any option or derivative activity. For investors, this is a disclosure of insider holdings and estate/trust planning rather than an operational or financial development affecting State Street's business performance.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chandoha Marie A

(Last) (First) (Middle)
C/O STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/06/2025 G 5,469(1) D $0 14,051(2) D
Common Stock 5,469(3) I By a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On August 6, 2025, the reporting person transferred 5,469 shares of State Street Corporation common stock to a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims ownership except to the extent of her pecuniary interest therein.
2. Includes Director's stock compensation dividend equivalents acquired through the date of this report.
3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims ownership except to the extent of her pecuniary interest therein.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did State Street director Marie A. Chandoha report on Form 4 (STT)?

The Form 4 reports a transfer of 5,469 shares of State Street common stock to a trust on 08/06/2025.

How many State Street shares does the reporting person report as beneficially owned after the transaction?

The filing lists 14,051 shares as beneficially owned following the reported transaction.

Did the Form 4 disclose any derivative transactions or option exercises for STT?

No. The filing contains no entries in Table II and discloses no derivative securities or option activity.

Does the reporting person retain any ownership interest in the shares transferred to the trust?

Yes. The filer states she continues to report beneficial ownership of the shares held by the trust but disclaims ownership except to the extent of her pecuniary interest.

Who signed the Form 4 for the reporting person and when was it signed?

The form was signed by Shannon C. Stanley, Attorney-in-fact on 08/08/2025.
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