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[8-K] SOBR Safe, Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Syndax Pharmaceuticals (SNDX) � Form 4 insider filing

Chief Financial Officer Keith A. Goldan acquired 1,226 common shares on 31-Jul-2025 under the company’s Employee Stock Purchase Plan (transaction code “J�). The shares were purchased at $8.43 per share, representing an outlay of roughly $10.3 thousand. After the transaction, Goldan directly owns 93,676 SNDX shares.

No derivative positions were reported and no shares were sold. This is a routine, voluntary filing without indication of a broader corporate event; nevertheless, insider purchases can be interpreted as a sign of management confidence when funded with personal capital.

Syndax Pharmaceuticals (SNDX) � Comunicazione interna Form 4

Il Chief Financial Officer Keith A. Goldan ha acquisito 1.226 azioni ordinarie il 31 luglio 2025 nell'ambito del Piano di Acquisto Azioni per Dipendenti della società (codice transazione “J�). Le azioni sono state acquistate a 8,43 $ ciascuna, per un investimento complessivo di circa 10,3 mila $. Dopo questa operazione, Goldan detiene direttamente 93.676 azioni SNDX.

Non sono state segnalate posizioni in strumenti derivati né sono state vendute azioni. Si tratta di una comunicazione ordinaria e volontaria, senza indicazioni di eventi societari più ampi; tuttavia, gli acquisti da parte degli insider possono essere interpretati come un segnale di fiducia del management quando finanziati con capitale personale.

Syndax Pharmaceuticals (SNDX) � Presentación interna Formulario 4

El Director Financiero Keith A. Goldan adquirió 1,226 acciones ordinarias el 31 de julio de 2025 bajo el Plan de Compra de Acciones para Empleados de la compañía (código de transacción “J�). Las acciones fueron compradas a $8.43 por acción, representando un desembolso aproximado de $10.3 mil. Tras la transacción, Goldan posee directamente 93,676 acciones de SNDX.

No se reportaron posiciones en derivados ni se vendieron acciones. Esta es una presentación rutinaria y voluntaria sin indicios de un evento corporativo mayor; no obstante, las compras internas pueden interpretarse como una señal de confianza de la dirección cuando se financian con capital personal.

Syndax Pharmaceuticals (SNDX) � 내부� Form 4 신고

최고재무책임�(Chief Financial Officer) Keith A. Goldan은 2025� 7� 31� 회사� 직원 주식 구매 계획(Employee Stock Purchase Plan)� 따라 1,226� 보통주를 취득했습니다(거래 코드 “J�). 주당 $8.43� 주식� 매입하여 � � $10,300� 지출했습니�. � 거래 � Goldan은 직접 93,676� SNDX 주식� 보유하게 되었습니�.

파생상품 포지션은 보고되지 않았으며 주식 매도� 없었습니�. 이는 � � 기업 이벤트를 나타내지 않는 일상적이� 자발적인 신고입니�; 그럼에도 불구하고 내부� 매수� 개인 자본으로 이루어졌� � 경영진의 신뢰 신호� 해석� � 있습니다.

Syndax Pharmaceuticals (SNDX) � Déclaration d’initié Formulaire 4

Le Directeur Financier Keith A. Goldan a acquis 1 226 actions ordinaires le 31 juillet 2025 dans le cadre du Plan d’Achat d’Actions pour Employés de la société (code transaction « J »). Les actions ont été achetées à 8,43 $ par action, représentant une dépense d’environ 10,3 milliers de dollars. Après cette transaction, Goldan détient directement 93 676 actions SNDX.

Aucune position sur dérivés n’a été déclarée et aucune action n’a été vendue. Il s’agit d’une déclaration de routine et volontaire sans indication d’un événement corporatif plus large ; néanmoins, les achats d’initiés peuvent être interprétés comme un signe de confiance de la direction lorsqu’ils sont financés avec des fonds personnels.

Syndax Pharmaceuticals (SNDX) � Insider-Meldung Form 4

Chief Financial Officer Keith A. Goldan erwarb am 31. Juli 2025 1.226 Stammaktien im Rahmen des Mitarbeiter-Aktienkaufplans des Unternehmens (Transaktionscode „J�). Die Aktien wurden zu einem Preis von 8,43 $ pro Aktie gekauft, was einem Aufwand von etwa 10,3 Tausend $ entspricht. Nach der Transaktion besitzt Goldan direkt 93.676 SNDX-Aktien.

Es wurden keine Derivatepositionen gemeldet und keine Aktien verkauft. Dies ist eine routinemäßige, freiwillige Meldung ohne Hinweis auf ein größeres Unternehmensereignis; dennoch können Insider-Käufe als Zeichen des Vertrauens des Managements interpretiert werden, wenn sie mit eigenem Kapital finanziert werden.

Positive
  • CFO increased personal ownership by 1,226 shares, adding to insider alignment and signaling incremental confidence.
Negative
  • None.

Insights

TL;DR: Small ESPP purchase; neutral impact.

The CFO’s 1,226-share buy adds less than 2% to his stake and under 0.2% of daily volume, so market impact should be minimal. Because the shares were acquired through the standing Employee Stock Purchase Plan rather than an open-market buy, the signal value is modest. Still, the absence of any sales keeps insider trading trends net positive.

TL;DR: Governance routine; no red flags.

ESPP participation is common for senior officers and aligns executive incentives with shareholders. The voluntary nature of the filing shows transparency, and no derivative leverage was added. Given the limited dollar size, the event is classified as non-impactful for governance risk assessments.

Syndax Pharmaceuticals (SNDX) � Comunicazione interna Form 4

Il Chief Financial Officer Keith A. Goldan ha acquisito 1.226 azioni ordinarie il 31 luglio 2025 nell'ambito del Piano di Acquisto Azioni per Dipendenti della società (codice transazione “J�). Le azioni sono state acquistate a 8,43 $ ciascuna, per un investimento complessivo di circa 10,3 mila $. Dopo questa operazione, Goldan detiene direttamente 93.676 azioni SNDX.

Non sono state segnalate posizioni in strumenti derivati né sono state vendute azioni. Si tratta di una comunicazione ordinaria e volontaria, senza indicazioni di eventi societari più ampi; tuttavia, gli acquisti da parte degli insider possono essere interpretati come un segnale di fiducia del management quando finanziati con capitale personale.

Syndax Pharmaceuticals (SNDX) � Presentación interna Formulario 4

El Director Financiero Keith A. Goldan adquirió 1,226 acciones ordinarias el 31 de julio de 2025 bajo el Plan de Compra de Acciones para Empleados de la compañía (código de transacción “J�). Las acciones fueron compradas a $8.43 por acción, representando un desembolso aproximado de $10.3 mil. Tras la transacción, Goldan posee directamente 93,676 acciones de SNDX.

No se reportaron posiciones en derivados ni se vendieron acciones. Esta es una presentación rutinaria y voluntaria sin indicios de un evento corporativo mayor; no obstante, las compras internas pueden interpretarse como una señal de confianza de la dirección cuando se financian con capital personal.

Syndax Pharmaceuticals (SNDX) � 내부� Form 4 신고

최고재무책임�(Chief Financial Officer) Keith A. Goldan은 2025� 7� 31� 회사� 직원 주식 구매 계획(Employee Stock Purchase Plan)� 따라 1,226� 보통주를 취득했습니다(거래 코드 “J�). 주당 $8.43� 주식� 매입하여 � � $10,300� 지출했습니�. � 거래 � Goldan은 직접 93,676� SNDX 주식� 보유하게 되었습니�.

파생상품 포지션은 보고되지 않았으며 주식 매도� 없었습니�. 이는 � � 기업 이벤트를 나타내지 않는 일상적이� 자발적인 신고입니�; 그럼에도 불구하고 내부� 매수� 개인 자본으로 이루어졌� � 경영진의 신뢰 신호� 해석� � 있습니다.

Syndax Pharmaceuticals (SNDX) � Déclaration d’initié Formulaire 4

Le Directeur Financier Keith A. Goldan a acquis 1 226 actions ordinaires le 31 juillet 2025 dans le cadre du Plan d’Achat d’Actions pour Employés de la société (code transaction « J »). Les actions ont été achetées à 8,43 $ par action, représentant une dépense d’environ 10,3 milliers de dollars. Après cette transaction, Goldan détient directement 93 676 actions SNDX.

Aucune position sur dérivés n’a été déclarée et aucune action n’a été vendue. Il s’agit d’une déclaration de routine et volontaire sans indication d’un événement corporatif plus large ; néanmoins, les achats d’initiés peuvent être interprétés comme un signe de confiance de la direction lorsqu’ils sont financés avec des fonds personnels.

Syndax Pharmaceuticals (SNDX) � Insider-Meldung Form 4

Chief Financial Officer Keith A. Goldan erwarb am 31. Juli 2025 1.226 Stammaktien im Rahmen des Mitarbeiter-Aktienkaufplans des Unternehmens (Transaktionscode „J�). Die Aktien wurden zu einem Preis von 8,43 $ pro Aktie gekauft, was einem Aufwand von etwa 10,3 Tausend $ entspricht. Nach der Transaktion besitzt Goldan direkt 93.676 SNDX-Aktien.

Es wurden keine Derivatepositionen gemeldet und keine Aktien verkauft. Dies ist eine routinemäßige, freiwillige Meldung ohne Hinweis auf ein größeres Unternehmensereignis; dennoch können Insider-Käufe als Zeichen des Vertrauens des Managements interpretiert werden, wenn sie mit eigenem Kapital finanziert werden.

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 6, 2025

 

SOBR SAFE, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

000-53316

 

26-0731818

(State or other

jurisdiction of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

6400 S. Fiddlers Green Circle, Suite 1400

Greenwood Village, Colorado 80111

(Address of principal executive offices) (zip code)

 

(844) 762-7723

(Registrant’s telephone number, including area code)

 

(Former name or former address if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock

 

SOBR

 

The Nasdaq Stock Market LLC

(Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On August 7, 2025, SOBR Safe, Inc. (the “Company”), pursuant to approval by the Board of Directors of the Company (the “Board”), paid $100,000 in cash compensation for past services to the Company to the Company’s Chief Executive Officer and $70,000 in cash to the Company’s Chief Financial Officer.

 

In addition, pursuant to Board approval, the Company paid $50,000 in cash compensation for past services to the Company to Steve Beabout, a director of the Company, and $30,000 each to Ford Fay and Sandy Shoemaker, also directors of the Company.

 

Item 7.01. Regulation FD Disclosure.

 

On August 6, 2025, the Company sent out a press release announcing the grant by the European Patent Office to the Company of a European Patent for the Company’s SOBRcheck™ device. The full text of the press release referenced herein is furnished hereto as Exhibit 99.1 and incorporated herein by reference.

 

On August 7, 2025, the Company sent out a press release announcing its financial and operating results for the second quarter of 2025. The full text of the press release referenced herein is furnished hereto as Exhibit 99.2 and incorporated herein by reference.

 

The information in this Item 7.01 of the Form 8-K, including Exhibits 99.1 and 99.2, is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1

 

Press release dated August 6, 2025

99.2

 

Press release dated August 7, 2025

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

2

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SOBR Safe, Inc.

a Delaware corporation

 

 

 

 

 

Dated: August 7, 2025

By:

/s/ David Gandini

 

 

 

David Gandini, Chief Executive Officer

 

 

 

3

 

FAQ

How many SNDX shares did the CFO buy?

Keith A. Goldan purchased 1,226 shares.

At what price were the shares acquired?

The acquisition price was $8.43 per share.

What is the CFO's total direct ownership after the transaction?

Goldan now directly owns 93,676 shares of SNDX.

Was this an open-market purchase?

No. The shares were obtained through the Employee Stock Purchase Plan (transaction code “J�).

Does this filing indicate any material corporate event?

The Form 4 reports an ordinary ESPP purchase; no broader corporate event is disclosed.
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