Welcome to our dedicated page for Siebert Finl SEC filings (Ticker: SIEB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Siebert Financial Corp built its reputation by guiding retail investors through market swings, yet its SEC disclosures can overwhelm even seasoned pros. Capital adequacy rules, commission revenue by channel, and risk controls sprawl across hundreds of pages鈥攎aking fast insight hard. That鈥檚 why Stock Titan starts by turning every Siebert Financial Corp SEC filings explained simply so you can skip the jargon and focus on decisions.
Our AI engine reads each Siebert Financial Corp quarterly earnings report 10-Q filing minutes after it hits EDGAR, flags segment revenue shifts, and generates concise commentary you can act on. Need to track management moves? Get Siebert Financial Corp Form 4 insider transactions real-time and historical trends in one stream. From a sudden capital-raise notice to a board change, Siebert Financial Corp 8-K material events explained are surfaced with plain-language summaries, charts, and context.
Use cases investors rely on every day:
- Spot buying or selling with Siebert Financial Corp insider trading Form 4 transactions and Siebert Financial Corp executive stock transactions Form 4 alerts.
- Dive into profitability drivers via Siebert Financial Corp earnings report filing analysis without reading footnotes line by line.
- Review governance details in the Siebert Financial Corp proxy statement executive compensation section鈥擜I highlights pay-for-performance metrics instantly.
- Download the Siebert Financial Corp annual report 10-K simplified to grasp capital ratios, commission mixes, and risk factors in minutes.
Whether you鈥檙e understanding Siebert Financial Corp SEC documents with AI for the first time or benchmarking quarter-over-quarter results, Stock Titan delivers real-time updates, plain-English summaries, and expert context so you never miss a disclosure that moves the stock.
Siebert Financial Corp. reported weaker second-quarter results driven by trading losses and higher compensation, while balance sheet and regulatory capital remained sound. Revenue for the quarter was $14.9 million, down from $20.9 million a year earlier, primarily because a $6.8 million loss on an equity investment reduced principal transactions. The company recorded a net loss of $4.7 million for the quarter versus net income of $4.0 million in the prior-year quarter, and operating income swung to a $5.8 million loss.
For the six months, revenue rose to $43.8 million from $41.3 million, and year-to-date net income was $3.9 million. Total assets increased to $560.5 million. MSCO maintained regulatory cushions: net capital of $62.4 million (about $60.5 million excess) and special reserve deposits of $144.7 million (about $3.8 million excess). The company made a $2.0 million strategic investment in FusionIQ and acquired music masters for $441,000.
Form 4 filing for Siebert Financial Corp. (SIEB) discloses that director Charles Zabatta executed a Code G (gift) transaction on 07/28/2025. He transferred 180,000 shares of common stock to his wife at a stated price of $0.
- Direct ownership fell from 200,000 to 20,000 shares after the gift.
- Indirect ownership (shares held by his wife) rose to 530,439 shares; Zabatta disclaims beneficial ownership except for any pecuniary interest.
- No derivative securities, option exercises, sales for cash, or purchases were reported.
The filing signals an internal re-allocation of equity rather than a market transaction, so immediate valuation impact is likely limited. Total economic exposure for the reporting person is effectively unchanged, but the shift reduces directly controlled voting power.
FAQ
What is the current stock price of Siebert Finl (SIEB)?
What is the market cap of Siebert Finl (SIEB)?
