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[Form 4] Roku, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

BioXcel Therapeutics (BTAI) filed a Form 4 showing that Chief Legal Officer and Senior VP Javier Rodriguez was granted 9,000 Restricted Stock Units (RSUs) on 01 Aug 2025. Each RSU converts into one share of common stock. The transaction is coded “Aâ€� (acquisition) and is held directly; no shares were sold or otherwise disposed of.

The award vests 100 % within 30 days after nine months from the grant date—around early May 2026—conditioned on Rodriguez’s continued employment. After the grant, the executive beneficially owns 9,000 derivative securities; the stated exercise price is $0.

Signed on 05 Aug 2025, the filing reflects ordinary executive compensation and does not materially change insider ownership or the public float.

BioXcel Therapeutics (BTAI) ha presentato un Modulo 4 che mostra che il Chief Legal Officer e Senior VP Javier Rodriguez ha ricevuto 9.000 Unità di Azioni Vincolate (RSU) il 01 agosto 2025. Ogni RSU si converte in un'azione ordinaria. La transazione è codificata come “A� (acquisizione) ed è detenuta direttamente; non sono state vendute né altrimenti cedute azioni.

Il premio matura 100% entro 30 giorni dopo nove mesi dalla data di concessione—intorno ai primi di maggio 2026—condizionato alla continuazione dell'impiego di Rodriguez. Dopo la concessione, l'esecutivo possiede beneficiariamente 9.000 titoli derivati; il prezzo di esercizio dichiarato è $0.

Firmato il 05 agosto 2025, il deposito riflette una normale compensazione esecutiva e non modifica sostanzialmente la proprietà interna o il flottante pubblico.

BioXcel Therapeutics (BTAI) presentó un Formulario 4 que muestra que el Director Legal y Vicepresidente Senior Javier Rodriguez °ù±ð³¦¾±²ú¾±Ã³ 9,000 Unidades de Acciones Restringidas (RSUs) el 01 de agosto de 2025. Cada RSU se convierte en una acción común. La transacción está codificada como “Aâ€� (adquisición) y se mantiene directamente; no se vendieron ni dispusieron acciones de otro modo.

La concesión se consolida 100% dentro de los 30 días después de nueve meses desde la fecha de otorgamiento—alrededor de principios de mayo de 2026—condicionado a la continuidad laboral de Rodriguez. Tras la concesión, el ejecutivo posee beneficiariamente 9,000 valores derivados; el precio de ejercicio declarado es $0.

Firmado el 05 de agosto de 2025, la presentación refleja una compensación ejecutiva ordinaria y no cambia materialmente la propiedad interna ni el flotante público.

BioXcel Therapeutics(BTAI)ëŠ� 최고법률책임ìž� ê²� ìˆ˜ì„ ë¶€ì‚¬ìž¥ Javier Rodriguezê°¶Ä 2025ë…� 8ì›� 1ì�ì—� 9,000 제한 ì£¼ì‹ ë‹¨ìœ„(RSU)ë¥� 부여받았ìŒì� 보여주는 Form 4ë¥� 제출했습니다. ê°� RSUëŠ� 보통ì£� 1주로 전환ë©ë‹ˆë‹�. ì� 거래ëŠ� “Aâ€�(ì·¨ë“)ë¡� 분류ë˜ë©° ì§ìΪ 보유 중ì´ë©�, 주ì‹ì€ íŒë§¤ë˜ê±°ë‚� 기타 ë°©ì‹ìœ¼ë¡œ 처분ë˜ì§€ 않았습니ë‹�.

ì� 수여ëŠ� 부여ì¼ë¡œë¶€í„� 9개월 í›� ì•� 2026ë…� 5ì›� ì´ˆì— 30ì� ì´ë‚´ 100% 베스팅ë˜ë©�, Rodriguezì� ê³„ì† ê³ ìš©ì� 조건입니ë‹�. ë¶€ì—� í›�, ìž„ì›ì€ 9,000 íŒŒìƒ ì¦ê¶Œì� 실질ì ìœ¼ë¡� 소유하며, 행사갶Äê²©ì€ $0ë¡� 명시ë˜ì–´ 있습니다.

2025ë…� 8ì›� 5ì� 서명ë� ì� 제출서는 ì¼ë°˜ì ì¸ ìž„ì› ë³´ìƒì´ë©° ë‚´ë¶€ìž� 소유권ì´ë‚� 공개 유통 주ì‹ì—� 실질ì ì¸ 변화를 주지 않습니다.

BioXcel Therapeutics (BTAI) a déposé un formulaire 4 indiquant que le directeur juridique et vice-président senior Javier Rodriguez s'est vu attribuer 9 000 unités d'actions restreintes (RSU) le 1er août 2025. Chaque RSU se convertit en une action ordinaire. La transaction est codée « A » (acquisition) et est détenue directement ; aucune action n'a été vendue ou autrement cédée.

La récompense sera acquise à 100 % dans les 30 jours suivant neuf mois à compter de la date d'attribution � vers début mai 2026 � sous condition que Rodriguez reste employé. Après l'attribution, le dirigeant détient bénéficiairement 9 000 titres dérivés ; le prix d'exercice indiqué est de 0 $.

Signé le 5 août 2025, le dépôt reflète une rémunération exécutive ordinaire et ne modifie pas substantiellement la propriété des initiés ni le flottant public.

BioXcel Therapeutics (BTAI) reichte ein Formular 4 ein, das zeigt, dass Chief Legal Officer und Senior VP Javier Rodriguez am 01. August 2025 9.000 Restricted Stock Units (RSUs) erhalten hat. Jede RSU wandelt sich in eine Stammaktie um. Die Transaktion ist mit „A� (Erwerb) codiert und wird direkt gehalten; es wurden keine Aktien verkauft oder anderweitig veräußert.

Die Zuteilung wird 100 % innerhalb von 30 Tagen nach neun Monaten ab dem Zuteilungsdatum fällig � etwa Anfang Mai 2026 � vorbehaltlich der fortgesetzten Beschäftigung von Rodriguez. Nach der Zuteilung besitzt der Geschäftsführer wirtschaftlich 9.000 derivative Wertpapiere; der angegebene Ausübungspreis beträgt 0 $.

Das am 05. August 2025 unterzeichnete Dokument spiegelt eine gewöhnliche Vergütung der Führungsebene wider und verändert die Insider-Beteiligung oder den Streubesitz nicht wesentlich.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine equity award; no cash outlay; immaterial to float; neutral for investors.

The Form 4 discloses a standard RSU grant to an executive. With 9,000 shares and no sale component, the filing signals neither bullish insider buying nor bearish selling. Vesting in nine months aligns incentives but adds negligible dilution. I see no immediate valuation impact or governance concern. Classification: neutral.

TL;DR: Small, time-based RSU grant; aligns leadership incentives; investment thesis unchanged.

Equity compensation of this size is typical for an officer role and represents less than a rounding error for most cap-table analyses. The single-tranche vesting accelerates alignment but does not indicate directional sentiment. I would not adjust position sizing or risk models based on this disclosure alone.

BioXcel Therapeutics (BTAI) ha presentato un Modulo 4 che mostra che il Chief Legal Officer e Senior VP Javier Rodriguez ha ricevuto 9.000 Unità di Azioni Vincolate (RSU) il 01 agosto 2025. Ogni RSU si converte in un'azione ordinaria. La transazione è codificata come “A� (acquisizione) ed è detenuta direttamente; non sono state vendute né altrimenti cedute azioni.

Il premio matura 100% entro 30 giorni dopo nove mesi dalla data di concessione—intorno ai primi di maggio 2026—condizionato alla continuazione dell'impiego di Rodriguez. Dopo la concessione, l'esecutivo possiede beneficiariamente 9.000 titoli derivati; il prezzo di esercizio dichiarato è $0.

Firmato il 05 agosto 2025, il deposito riflette una normale compensazione esecutiva e non modifica sostanzialmente la proprietà interna o il flottante pubblico.

BioXcel Therapeutics (BTAI) presentó un Formulario 4 que muestra que el Director Legal y Vicepresidente Senior Javier Rodriguez °ù±ð³¦¾±²ú¾±Ã³ 9,000 Unidades de Acciones Restringidas (RSUs) el 01 de agosto de 2025. Cada RSU se convierte en una acción común. La transacción está codificada como “Aâ€� (adquisición) y se mantiene directamente; no se vendieron ni dispusieron acciones de otro modo.

La concesión se consolida 100% dentro de los 30 días después de nueve meses desde la fecha de otorgamiento—alrededor de principios de mayo de 2026—condicionado a la continuidad laboral de Rodriguez. Tras la concesión, el ejecutivo posee beneficiariamente 9,000 valores derivados; el precio de ejercicio declarado es $0.

Firmado el 05 de agosto de 2025, la presentación refleja una compensación ejecutiva ordinaria y no cambia materialmente la propiedad interna ni el flotante público.

BioXcel Therapeutics(BTAI)ëŠ� 최고법률책임ìž� ê²� ìˆ˜ì„ ë¶€ì‚¬ìž¥ Javier Rodriguezê°¶Ä 2025ë…� 8ì›� 1ì�ì—� 9,000 제한 ì£¼ì‹ ë‹¨ìœ„(RSU)ë¥� 부여받았ìŒì� 보여주는 Form 4ë¥� 제출했습니다. ê°� RSUëŠ� 보통ì£� 1주로 전환ë©ë‹ˆë‹�. ì� 거래ëŠ� “Aâ€�(ì·¨ë“)ë¡� 분류ë˜ë©° ì§ìΪ 보유 중ì´ë©�, 주ì‹ì€ íŒë§¤ë˜ê±°ë‚� 기타 ë°©ì‹ìœ¼ë¡œ 처분ë˜ì§€ 않았습니ë‹�.

ì� 수여ëŠ� 부여ì¼ë¡œë¶€í„� 9개월 í›� ì•� 2026ë…� 5ì›� ì´ˆì— 30ì� ì´ë‚´ 100% 베스팅ë˜ë©�, Rodriguezì� ê³„ì† ê³ ìš©ì� 조건입니ë‹�. ë¶€ì—� í›�, ìž„ì›ì€ 9,000 íŒŒìƒ ì¦ê¶Œì� 실질ì ìœ¼ë¡� 소유하며, 행사갶Äê²©ì€ $0ë¡� 명시ë˜ì–´ 있습니다.

2025ë…� 8ì›� 5ì� 서명ë� ì� 제출서는 ì¼ë°˜ì ì¸ ìž„ì› ë³´ìƒì´ë©° ë‚´ë¶€ìž� 소유권ì´ë‚� 공개 유통 주ì‹ì—� 실질ì ì¸ 변화를 주지 않습니다.

BioXcel Therapeutics (BTAI) a déposé un formulaire 4 indiquant que le directeur juridique et vice-président senior Javier Rodriguez s'est vu attribuer 9 000 unités d'actions restreintes (RSU) le 1er août 2025. Chaque RSU se convertit en une action ordinaire. La transaction est codée « A » (acquisition) et est détenue directement ; aucune action n'a été vendue ou autrement cédée.

La récompense sera acquise à 100 % dans les 30 jours suivant neuf mois à compter de la date d'attribution � vers début mai 2026 � sous condition que Rodriguez reste employé. Après l'attribution, le dirigeant détient bénéficiairement 9 000 titres dérivés ; le prix d'exercice indiqué est de 0 $.

Signé le 5 août 2025, le dépôt reflète une rémunération exécutive ordinaire et ne modifie pas substantiellement la propriété des initiés ni le flottant public.

BioXcel Therapeutics (BTAI) reichte ein Formular 4 ein, das zeigt, dass Chief Legal Officer und Senior VP Javier Rodriguez am 01. August 2025 9.000 Restricted Stock Units (RSUs) erhalten hat. Jede RSU wandelt sich in eine Stammaktie um. Die Transaktion ist mit „A� (Erwerb) codiert und wird direkt gehalten; es wurden keine Aktien verkauft oder anderweitig veräußert.

Die Zuteilung wird 100 % innerhalb von 30 Tagen nach neun Monaten ab dem Zuteilungsdatum fällig � etwa Anfang Mai 2026 � vorbehaltlich der fortgesetzten Beschäftigung von Rodriguez. Nach der Zuteilung besitzt der Geschäftsführer wirtschaftlich 9.000 derivative Wertpapiere; der angegebene Ausübungspreis beträgt 0 $.

Das am 05. August 2025 unterzeichnete Dokument spiegelt eine gewöhnliche Vergütung der Führungsebene wider und verändert die Insider-Beteiligung oder den Streubesitz nicht wesentlich.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Matthew C.

(Last) (First) (Middle)
C/O ROKU, INC.
1173 COLEMAN AVE.

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Corp Controller & CAO
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/04/2025 S 3,360 D $85.05 5,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24.1 - Power of Attorney and Exhibit 24.2 - Power of Attorney
/s/ Renee Strandness, attorney-in-fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did BioXcel Therapeutics (BTAI) disclose in this Form 4?

The company reported granting 9,000 RSUs to Chief Legal Officer Javier Rodriguez on 01 Aug 2025.

When do the granted RSUs to Javier Rodriguez vest?

They vest 100 % within 30 days after nine months from the 01 Aug 2025 grant date—around early May 2026.

Were any BTAI shares sold in this filing?

No. The Form 4 records only an acquisition of RSUs; no shares were disposed of.

How many BTAI shares does the insider own after the transaction?

Rodriguez beneficially owns 9,000 derivative securities (RSUs) following the grant.

Is the RSU grant likely to dilute existing shareholders?

Dilution is expected to be immaterial given the small 9,000-share size relative to total shares outstanding.
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