[Form 4] Raymond James Financial, Inc. Insider Trading Activity
This Form 4 discloses insider activity by Jonathan N. Santelli, identified as Executive Vice President, General Counsel and Secretary of Raymond James Financial, Inc. (RJF). The filing reports a gift transaction dated 08/12/2025 in which 300 shares of RJF common stock were transferred (transaction code G). After the reported transaction, the reporting person beneficially owned 22,579 shares directly. The filing also shows 539 shares held indirectly in an ESOP account, with the explanatory note stating those ESOP shares are included through August 12, 2025. The form is signed by an attorney-in-fact on behalf of Mr. Santelli on 08/14/2025.
The document is a routine Section 16 disclosure showing a non-derivative transfer by gift and the continued beneficial ownership breakdown between direct holdings and an ESOP account. No option grants, exercises, sales, or derivative transactions are reported on this form.
Questo Modulo 4 rende nota l'attivit脿 di insider di Jonathan N. Santelli, indicato come Executive Vice President, General Counsel and Secretary di Raymond James Financial, Inc. (RJF). La segnalazione riporta una transazione di donazione datata 08/12/2025, con il trasferimento di 300 azioni ordinarie RJF (codice transazione G). Dopo la transazione riportata, la persona che effettua la segnalazione possedeva direttamente 22,579 azioni. Il documento indica inoltre 539 azioni detenute indirettamente in un conto ESOP; la nota esplicativa precisa che tali azioni ESOP sono incluse fino al 08/12/2025. Il modulo 猫 firmato per procura a nome del sig. Santelli in data 08/14/2025.
Si tratta di una comunicazione routinaria ai sensi della Sezione 16 che mostra un trasferimento non-derivativo a titolo di donazione e il dettaglio della propriet脿 effettiva tra detenzioni dirette e conto ESOP. Nel modulo non sono riportate assegnazioni di opzioni, esercizi, vendite o altre transazioni derivate.
Este Formulario 4 divulga actividad de insider de Jonathan N. Santelli, identificado como Executive Vice President, General Counsel and Secretary de Raymond James Financial, Inc. (RJF). La presentaci贸n informa una transacci贸n por 诲辞苍补肠颈贸苍 fechada 08/12/2025 en la que se transfirieron 300 acciones ordinarias de RJF (c贸digo de transacci贸n G). Tras la operaci贸n reportada, la persona informante pose铆a beneficiariamente 22,579 acciones de forma directa. El documento tambi茅n muestra 539 acciones mantenidas de forma indirecta en una cuenta ESOP; la nota explicativa indica que esas acciones ESOP se incluyen hasta el 08/12/2025. El formulario est谩 firmado por un apoderado en nombre del Sr. Santelli el 08/14/2025.
Se trata de una divulgaci贸n rutinaria conforme a la Secci贸n 16 que muestra una transferencia no derivada por 诲辞苍补肠颈贸苍 y el desglose de la propiedad beneficiaria entre las participaciones directas y la cuenta ESOP. En este formulario no se informan adjudicaciones de opciones, ejercicios, ventas ni transacciones derivadas.
鞚� Form 4電� Raymond James Financial, Inc. (RJF)鞚� Executive Vice President, General Counsel and Secretary搿� 旮办灛霅� Jonathan N. Santelli鞚� 雮措秬鞛� 頇滊彊鞚� 瓿奠嫓頃╇媹雼�. 鞁犼碃靹滌棎電� 08/12/2025鞛� 歃濎棳 瓯半灅(瓯半灅 旖旊摐 G)搿� RJF 氤错喌欤� 300欤缄皜 鞚挫爠霅橃棃雼り碃 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 氤搓碃霅� 瓯半灅 鞚错泟 鞁犼碃鞚胳潃 歆侅爲鞝侅溂搿� 22,579欤茧ゼ 鞁れ鞝侅溂搿� 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 霕愴暅 鞁犼碃靹滌棎電� ESOP 瓿勳鞐� 臧勳爲 氤挫湢 欷戩澑 539欤缄皜 旮办灛霅橃柎 鞛堨溂氅�, 靹る獏霝�鞐愲姅 頃措嫻 ESOP 欤检嫕鞚� 08/12/2025旯岇 韽暔霅滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞏戩嫕鞚� 08/14/2025鞐� 雽�毽澑鞚� Mr. Santelli毳� 雽�鞁犿晿鞐� 靹滊獏頄堨姷雼堧嫟.
鞚� 氍胳劀電� 靹轨厴 16鞐� 霐半ジ 韱奠儊鞝侅澑 瓿奠嫓搿�, 歃濎棳鞐� 鞚橅暅 牍勴寣靸� 鞚挫爠瓿� 歆侅爲 氤挫湢 氚� ESOP 瓿勳 臧勳潣 瓿勳啀霅� 鞁れ 氤挫湢 雮挫棴鞚� 氤挫棳欷嶋媹雼�. 鞚� 鞏戩嫕鞐愲姅 鞓奠厴 攵�鞐�, 頄夓偓, 毵り皝 霕愲姅 韺岇儩 瓯半灅臧� 氤搓碃霅橃柎 鞛堨 鞎婌姷雼堧嫟.
Ce Formulaire 4 r茅v猫le une activit茅 d'initi茅 de Jonathan N. Santelli, identifi茅 comme Executive Vice President, General Counsel and Secretary de Raymond James Financial, Inc. (RJF). Le d茅p么t signale une op茅ration par don dat茅e du 08/12/2025 au cours de laquelle 300 actions ordinaires RJF ont 茅t茅 transf茅r茅es (code op茅ration G). Apr猫s l'op茅ration d茅clar茅e, la personne d茅clarante d茅tenait b茅n茅ficiairement 22,579 actions en direct. Le dossier indique 茅galement 539 actions d茅tenues indirectement dans un compte ESOP ; la note explicative pr茅cise que ces actions ESOP sont incluses jusqu'au 08/12/2025. Le formulaire est sign茅 par un mandataire au nom de M. Santelli le 08/14/2025.
Il s'agit d'une divulgation de routine au titre de la Section 16 montrant un transfert non d茅riv茅 par don et la r茅partition de la d茅tention b茅n茅ficiaire entre les avoirs directs et un compte ESOP. Aucune attribution d'options, exercice, vente ou transaction d茅riv茅e n'est signal茅e dans ce formulaire.
Dieses Form 4 legt Insider-Aktivit盲ten von Jonathan N. Santelli offen, der als Executive Vice President, General Counsel and Secretary von Raymond James Financial, Inc. (RJF) genannt ist. Die Einreichung meldet eine Schenkung-Transaktion datiert 08/12/2025, bei der 300 RJF-Stammaktien 眉bertragen wurden (Transaktionscode G). Nach der gemeldeten Transaktion besa脽 die meldende Person unmittelbar wirtschaftlich 22,579 Aktien. Die Einreichung weist au脽erdem 539 Aktien aus, die indirekt in einem ESOP-Konto gehalten werden; die erl盲uternde Anmerkung gibt an, dass diese ESOP-Aktien bis zum 08/12/2025 einbezogen sind. Das Formular ist am 08/14/2025 von einem Bevollm盲chtigten im Namen von Herrn Santelli unterzeichnet worden.
Das Dokument ist eine routinem盲脽ige Offenlegung nach Section 16, die eine nicht-derivative 脺bertragung durch Schenkung sowie die Aufschl眉sselung des fortbestehenden wirtschaftlichen Eigentums zwischen direkten Best盲nden und einem ESOP-Konto darstellt. In diesem Formular werden keine Optionszuteilungen, Aus眉bungen, Verk盲ufe oder derivativen Transaktionen gemeldet.
- None.
- None.
Insights
TL;DR: Insider reported a gift of 300 RJF shares; direct ownership is 22,579 shares and 539 shares are held indirectly via ESOP.
This Form 4 is a standard disclosure of a non-compensatory transfer (transaction code G). From a governance perspective, the filing demonstrates compliance with Section 16 reporting requirements and clarifies the reporter's split of direct versus indirect ownership. The inclusion of ESOP-held shares in the explanatory note provides transparency about retirement plan holdings. There is no indication in the filing of compensatory option activity or other transactions that would materially change outstanding insider ownership.
TL;DR: A modest insider gift was reported; this Form 4 does not show material change to insider stake.
Market-impact-wise, the entry documents a gift of 300 shares only, with the reporting person retaining 22,579 shares directly and 539 indirectly via an ESOP. The filing contains no derivatives, no purchases or sales for cash, and no new grants, so there is no immediate liquidity or dilution signal. The document chiefly serves to update public records of beneficial ownership.
Questo Modulo 4 rende nota l'attivit脿 di insider di Jonathan N. Santelli, indicato come Executive Vice President, General Counsel and Secretary di Raymond James Financial, Inc. (RJF). La segnalazione riporta una transazione di donazione datata 08/12/2025, con il trasferimento di 300 azioni ordinarie RJF (codice transazione G). Dopo la transazione riportata, la persona che effettua la segnalazione possedeva direttamente 22,579 azioni. Il documento indica inoltre 539 azioni detenute indirettamente in un conto ESOP; la nota esplicativa precisa che tali azioni ESOP sono incluse fino al 08/12/2025. Il modulo 猫 firmato per procura a nome del sig. Santelli in data 08/14/2025.
Si tratta di una comunicazione routinaria ai sensi della Sezione 16 che mostra un trasferimento non-derivativo a titolo di donazione e il dettaglio della propriet脿 effettiva tra detenzioni dirette e conto ESOP. Nel modulo non sono riportate assegnazioni di opzioni, esercizi, vendite o altre transazioni derivate.
Este Formulario 4 divulga actividad de insider de Jonathan N. Santelli, identificado como Executive Vice President, General Counsel and Secretary de Raymond James Financial, Inc. (RJF). La presentaci贸n informa una transacci贸n por 诲辞苍补肠颈贸苍 fechada 08/12/2025 en la que se transfirieron 300 acciones ordinarias de RJF (c贸digo de transacci贸n G). Tras la operaci贸n reportada, la persona informante pose铆a beneficiariamente 22,579 acciones de forma directa. El documento tambi茅n muestra 539 acciones mantenidas de forma indirecta en una cuenta ESOP; la nota explicativa indica que esas acciones ESOP se incluyen hasta el 08/12/2025. El formulario est谩 firmado por un apoderado en nombre del Sr. Santelli el 08/14/2025.
Se trata de una divulgaci贸n rutinaria conforme a la Secci贸n 16 que muestra una transferencia no derivada por 诲辞苍补肠颈贸苍 y el desglose de la propiedad beneficiaria entre las participaciones directas y la cuenta ESOP. En este formulario no se informan adjudicaciones de opciones, ejercicios, ventas ni transacciones derivadas.
鞚� Form 4電� Raymond James Financial, Inc. (RJF)鞚� Executive Vice President, General Counsel and Secretary搿� 旮办灛霅� Jonathan N. Santelli鞚� 雮措秬鞛� 頇滊彊鞚� 瓿奠嫓頃╇媹雼�. 鞁犼碃靹滌棎電� 08/12/2025鞛� 歃濎棳 瓯半灅(瓯半灅 旖旊摐 G)搿� RJF 氤错喌欤� 300欤缄皜 鞚挫爠霅橃棃雼り碃 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 氤搓碃霅� 瓯半灅 鞚错泟 鞁犼碃鞚胳潃 歆侅爲鞝侅溂搿� 22,579欤茧ゼ 鞁れ鞝侅溂搿� 氤挫湢頃橁碃 鞛堨棃鞀惦媹雼�. 霕愴暅 鞁犼碃靹滌棎電� ESOP 瓿勳鞐� 臧勳爲 氤挫湢 欷戩澑 539欤缄皜 旮办灛霅橃柎 鞛堨溂氅�, 靹る獏霝�鞐愲姅 頃措嫻 ESOP 欤检嫕鞚� 08/12/2025旯岇 韽暔霅滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞚� 鞏戩嫕鞚� 08/14/2025鞐� 雽�毽澑鞚� Mr. Santelli毳� 雽�鞁犿晿鞐� 靹滊獏頄堨姷雼堧嫟.
鞚� 氍胳劀電� 靹轨厴 16鞐� 霐半ジ 韱奠儊鞝侅澑 瓿奠嫓搿�, 歃濎棳鞐� 鞚橅暅 牍勴寣靸� 鞚挫爠瓿� 歆侅爲 氤挫湢 氚� ESOP 瓿勳 臧勳潣 瓿勳啀霅� 鞁れ 氤挫湢 雮挫棴鞚� 氤挫棳欷嶋媹雼�. 鞚� 鞏戩嫕鞐愲姅 鞓奠厴 攵�鞐�, 頄夓偓, 毵り皝 霕愲姅 韺岇儩 瓯半灅臧� 氤搓碃霅橃柎 鞛堨 鞎婌姷雼堧嫟.
Ce Formulaire 4 r茅v猫le une activit茅 d'initi茅 de Jonathan N. Santelli, identifi茅 comme Executive Vice President, General Counsel and Secretary de Raymond James Financial, Inc. (RJF). Le d茅p么t signale une op茅ration par don dat茅e du 08/12/2025 au cours de laquelle 300 actions ordinaires RJF ont 茅t茅 transf茅r茅es (code op茅ration G). Apr猫s l'op茅ration d茅clar茅e, la personne d茅clarante d茅tenait b茅n茅ficiairement 22,579 actions en direct. Le dossier indique 茅galement 539 actions d茅tenues indirectement dans un compte ESOP ; la note explicative pr茅cise que ces actions ESOP sont incluses jusqu'au 08/12/2025. Le formulaire est sign茅 par un mandataire au nom de M. Santelli le 08/14/2025.
Il s'agit d'une divulgation de routine au titre de la Section 16 montrant un transfert non d茅riv茅 par don et la r茅partition de la d茅tention b茅n茅ficiaire entre les avoirs directs et un compte ESOP. Aucune attribution d'options, exercice, vente ou transaction d茅riv茅e n'est signal茅e dans ce formulaire.
Dieses Form 4 legt Insider-Aktivit盲ten von Jonathan N. Santelli offen, der als Executive Vice President, General Counsel and Secretary von Raymond James Financial, Inc. (RJF) genannt ist. Die Einreichung meldet eine Schenkung-Transaktion datiert 08/12/2025, bei der 300 RJF-Stammaktien 眉bertragen wurden (Transaktionscode G). Nach der gemeldeten Transaktion besa脽 die meldende Person unmittelbar wirtschaftlich 22,579 Aktien. Die Einreichung weist au脽erdem 539 Aktien aus, die indirekt in einem ESOP-Konto gehalten werden; die erl盲uternde Anmerkung gibt an, dass diese ESOP-Aktien bis zum 08/12/2025 einbezogen sind. Das Formular ist am 08/14/2025 von einem Bevollm盲chtigten im Namen von Herrn Santelli unterzeichnet worden.
Das Dokument ist eine routinem盲脽ige Offenlegung nach Section 16, die eine nicht-derivative 脺bertragung durch Schenkung sowie die Aufschl眉sselung des fortbestehenden wirtschaftlichen Eigentums zwischen direkten Best盲nden und einem ESOP-Konto darstellt. In diesem Formular werden keine Optionszuteilungen, Aus眉bungen, Verk盲ufe oder derivativen Transaktionen gemeldet.
FAQ
What did the Form 4 filed for RJF report?
Who is the reporting person on the Form 4 for RJF?
How many shares does the reporting person own after the transaction?
What is the transaction code and what does it indicate?
When was the Form 4 signed and by whom?
