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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): July 21, 2025
PERFECT
MOMENT LTD.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-41930 |
|
86-1437114 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
244
5th Ave Ste 1219
New
York, NY 10001
(Address
of principal executive offices, with zip code)
315-615-6156
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2.):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbo l(s) |
|
Name
of each exchange on which registered |
Common
Stock, par value $0.0001 per share |
|
PMNT |
|
NYSE
American LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
1.01Entry into a Material Definitive Agreement.
As
previously reported on Form 8-K filed on June 30, 2025, Perfect Moment Ltd. (the “Company”) entered into an Underwriting
Agreement with ThinkEquity LLC, as representative to the underwriters (the “Representative”), to issue and sell 10,000,000
shares of common stock, $0.0001 par value per share of the Company (the “Common Stock”), and representative warrants to purchase
shares of Common Stock equal to 5% of the aggregate number of shares of Common Stock being offered (“Representative Warrants”).
On
July 21, 2025, the Representative partially exercised the over-allotment option for an additional 313,128 shares of Common Stock, generating
net proceeds of approximately $87,363, after deducting underwriting discounts and commissions and offering expenses payable by the Company,
which closed on July 21, 2025 (“Partial Over-Allotment”). The Company additionally issued, to the Representative, Representative’s
Warrant to purchase up to 15,656 shares of Common Stock at an exercise price of $0.375 per share.
The
Company intends to use the net proceeds from the Partial Over-Allotment for general corporate purposes and working capital.
The
description of the Representative’s Warrant is qualified in its entirety by reference to the full text of the final, executed Representative’s
Warrant, a copy of which is filed as Exhibit 4.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits
Exhibits
Exhibit
No. |
|
Description |
4.1 |
|
Form of Representative’s Warrant (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K, as filed with the Securities and Exchange Commission on June 30, 2025). |
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
July 23, 2025 |
PERFECT
MOMENT LTD. |
|
|
|
By: |
/s/
Jane Gottschalk |
|
|
Jane
Gottschalk |
|
|
President |