Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Pension risk transfers, asset-management inflows, and insurance reserves: Principal Financial Group packs them all into filings that can easily exceed 250 pages. Finding when fee margins shift or when executives sell stock is time-consuming, especially across multiple business lines and geographies.
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Principal Financial Group (PFG) Form 4 filing: Executive Vice President & Chief Information Officer Kathleen B. Kay reported the grant of 405 restricted stock units (RSUs) on 27 June 2025. The RSUs were acquired at $0 cost, reflecting a routine equity award rather than an open-market purchase. Following the award, Kay鈥檚 direct beneficial ownership increased to 34,377 common shares. No derivative securities transactions or dispositions were disclosed, and the filing contains no additional financial metrics or company-level information.
The transaction is modest in size when compared with PFG鈥檚 ~250 million shares outstanding and appears to be part of the company鈥檚 regular long-term incentive program, aligning executive compensation with shareholder interests. There is no indication of selling activity or material change in insider sentiment. Accordingly, the market impact is expected to be neutral.
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