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[Form 4] Otis Worldwide Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Gosk Kimberly Shannon, EVP & CPO of Otis Worldwide Corp (OTIS), was granted 2,750 restricted stock units (RSUs) on 09/02/2025. The RSUs convert one-for-one into common stock and include dividend equivalents credited as additional RSUs. Following the grant, Ms. Shannon beneficially owns 2,750 shares attributable to these RSUs. The RSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant. The reported grant shows a price of $0 and the Form 4 was signed by an attorney-in-fact on 09/03/2025.

Gosk Kimberly Shannon, EVP & CPO di Otis Worldwide Corp (OTIS), ha ricevuto 2.750 unit脿 azionarie vincolate (RSU) in data 09/02/2025. Le RSU si convertono una a una in azioni ordinarie e comprendono equivalenti di dividendo accreditati come RSU aggiuntive. Dopo l鈥檃ssegnazione, la Sig.ra Shannon detiene beneficiariamente 2.750 azioni attribuibili a queste RSU. Le RSU maturano in tre quote annuali sostanzialmente uguali a partire dal primo anniversario della concessione. La registrazione del premio riporta un prezzo di $0 e il Modello 4 猫 stato firmato da un procuratore il 09/03/2025.

Gosk Kimberly Shannon, EVP & CPO de Otis Worldwide Corp (OTIS), recibi贸 2.750 unidades restringidas de acciones (RSU) el 09/02/2025. Las RSU se convierten una a una en acciones ordinarias e incluyen equivalentes de dividendos abonados como RSU adicionales. Tras la concesi贸n, la Sra. Shannon posee beneficiariamente 2.750 acciones atribuibles a estas RSU. Las RSU vencen en tres cuotas anuales sustancialmente iguales a partir del primer aniversario de la concesi贸n. La inscripci贸n del otorgamiento muestra un precio de $0 y el Formulario 4 fue firmado por un apoderado el 09/03/2025.

Gosk Kimberly Shannon, Otis Worldwide Corp(OTIS)鞚� EVP 瓴� CPO電� 2025-09-02鞐� 2,750 鞝滍暅 欤检嫕 雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 頃措嫻 RSU電� 氤错喌欤茧 1雽�1搿� 鞝勴櫂霅橂┌, 氚半嫻旮� 靸侂嫻鞎§潃 於旉皜 RSU搿� 鞝侂霅╇媹雼�. 攵�鞐� 鞚错泟 Shannon 鞌姅 鞚� RSU鞐� 攴�靻嶋悳 2,750欤检潣 鞁れ鞝� 靻岇湢毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟. RSU電� 攵�鞐澕 1欤茧厔攵�韯� 毵る厔 瓯办潣 霃欖澕頃� 靹� 彀搿� 旆摑霅╇媹雼�. 氤搓碃霅� 攵�鞐� 臧�瓴╈潃 $0鞚措┌, Form 4電� 2025-09-03鞐� 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.

Gosk Kimberly Shannon, EVP & CPO d鈥橭tis Worldwide Corp (OTIS), s鈥檈st vu attribuer 2 750 unit茅s d鈥檃ctions restreintes (RSU) le 02/09/2025. Les RSU se convertissent une pour une en actions ordinaires et incluent des 茅quivalents dividendes cr茅dit茅s sous forme de RSU suppl茅mentaires. Apr猫s l鈥檃ttribution, Mme Shannon poss猫de 脿 titre b茅n茅ficiaire 2 750 actions li茅es 脿 ces RSU. Les RSU acqui猫rent des droits en trois versements annuels sensiblement 茅gaux 脿 compter du premier anniversaire de l鈥檃ttribution. L鈥檃ttribution d茅clar茅e indique un prix de $0 et le formulaire 4 a 茅t茅 sign茅 par un mandataire le 03/09/2025.

Gosk Kimberly Shannon, EVP & CPO von Otis Worldwide Corp (OTIS), erhielt am 02.09.2025 2.750 Restricted Stock Units (RSUs). Die RSUs werden eins zu eins in Stammaktien umgewandelt und enthalten Dividenden盲quivalente, die als zus盲tzliche RSUs gutgeschrieben werden. Nach der Zuteilung besitzt Frau Shannon wirtschaftlich 2.750 auf diese RSUs entfallende Aktien. Die RSUs vesten in drei ann盲hernd gleichen j盲hrlichen Raten beginnend am ersten Jahrestag der Gew盲hrung. In der Meldung ist ein Preis von $0 angegeben, und das Formular 4 wurde am 03.09.2025 von einem Bevollm盲chtigten unterschrieben.

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Insights

TL;DR: A routine equity compensation grant to a senior officer, disclosed via Form 4 with standard multi-year vesting.

The filing documents a non-derivative grant of 2,750 RSUs to the EVP & CPO of Otis Worldwide, exercisable one-for-one into common shares and carrying dividend equivalent treatment. Vesting occurs in three equal annual installments starting one year after grant, indicating a standard retention-oriented structure. The grant price is reported as $0, consistent with typical time-based RSU awards rather than market purchases.

TL;DR: Disclosure is complete for a Form 4: officer identity, grant size, conversion terms, vesting schedule, and signature are provided.

The Form 4 lists the reporting person, role (EVP & CPO), transaction date, security type (RSUs), quantity (2,750), and post-transaction beneficial ownership. It also includes explanatory notes about one-for-one conversion and dividend equivalents, and specifies the vesting cadence. The filing was executed by an attorney-in-fact and includes the required signature and dates.

Gosk Kimberly Shannon, EVP & CPO di Otis Worldwide Corp (OTIS), ha ricevuto 2.750 unit脿 azionarie vincolate (RSU) in data 09/02/2025. Le RSU si convertono una a una in azioni ordinarie e comprendono equivalenti di dividendo accreditati come RSU aggiuntive. Dopo l鈥檃ssegnazione, la Sig.ra Shannon detiene beneficiariamente 2.750 azioni attribuibili a queste RSU. Le RSU maturano in tre quote annuali sostanzialmente uguali a partire dal primo anniversario della concessione. La registrazione del premio riporta un prezzo di $0 e il Modello 4 猫 stato firmato da un procuratore il 09/03/2025.

Gosk Kimberly Shannon, EVP & CPO de Otis Worldwide Corp (OTIS), recibi贸 2.750 unidades restringidas de acciones (RSU) el 09/02/2025. Las RSU se convierten una a una en acciones ordinarias e incluyen equivalentes de dividendos abonados como RSU adicionales. Tras la concesi贸n, la Sra. Shannon posee beneficiariamente 2.750 acciones atribuibles a estas RSU. Las RSU vencen en tres cuotas anuales sustancialmente iguales a partir del primer aniversario de la concesi贸n. La inscripci贸n del otorgamiento muestra un precio de $0 y el Formulario 4 fue firmado por un apoderado el 09/03/2025.

Gosk Kimberly Shannon, Otis Worldwide Corp(OTIS)鞚� EVP 瓴� CPO電� 2025-09-02鞐� 2,750 鞝滍暅 欤检嫕 雼渼(RSU)毳� 攵�鞐皼鞎橃姷雼堧嫟. 頃措嫻 RSU電� 氤错喌欤茧 1雽�1搿� 鞝勴櫂霅橂┌, 氚半嫻旮� 靸侂嫻鞎§潃 於旉皜 RSU搿� 鞝侂霅╇媹雼�. 攵�鞐� 鞚错泟 Shannon 鞌姅 鞚� RSU鞐� 攴�靻嶋悳 2,750欤检潣 鞁れ鞝� 靻岇湢毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟. RSU電� 攵�鞐澕 1欤茧厔攵�韯� 毵る厔 瓯办潣 霃欖澕頃� 靹� 彀搿� 旆摑霅╇媹雼�. 氤搓碃霅� 攵�鞐� 臧�瓴╈潃 $0鞚措┌, Form 4電� 2025-09-03鞐� 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.

Gosk Kimberly Shannon, EVP & CPO d鈥橭tis Worldwide Corp (OTIS), s鈥檈st vu attribuer 2 750 unit茅s d鈥檃ctions restreintes (RSU) le 02/09/2025. Les RSU se convertissent une pour une en actions ordinaires et incluent des 茅quivalents dividendes cr茅dit茅s sous forme de RSU suppl茅mentaires. Apr猫s l鈥檃ttribution, Mme Shannon poss猫de 脿 titre b茅n茅ficiaire 2 750 actions li茅es 脿 ces RSU. Les RSU acqui猫rent des droits en trois versements annuels sensiblement 茅gaux 脿 compter du premier anniversaire de l鈥檃ttribution. L鈥檃ttribution d茅clar茅e indique un prix de $0 et le formulaire 4 a 茅t茅 sign茅 par un mandataire le 03/09/2025.

Gosk Kimberly Shannon, EVP & CPO von Otis Worldwide Corp (OTIS), erhielt am 02.09.2025 2.750 Restricted Stock Units (RSUs). Die RSUs werden eins zu eins in Stammaktien umgewandelt und enthalten Dividenden盲quivalente, die als zus盲tzliche RSUs gutgeschrieben werden. Nach der Zuteilung besitzt Frau Shannon wirtschaftlich 2.750 auf diese RSUs entfallende Aktien. Die RSUs vesten in drei ann盲hernd gleichen j盲hrlichen Raten beginnend am ersten Jahrestag der Gew盲hrung. In der Meldung ist ein Preis von $0 angegeben, und das Formular 4 wurde am 03.09.2025 von einem Bevollm盲chtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gosk Kimberly Shannon
(Last) (First) (Middle)
1 CARRIER PLACE
(Street)
FARMINGTON CT 06032
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Otis Worldwide Corp [ OTIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CPO
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/02/2025 A 2,750 (2) (2) Common Stock 2,750 $0 2,750 D
Explanation of Responses:
1. Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
2. RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date.
Toby Smith, Attorney-in-Fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What transaction was disclosed for OTIS on the Form 4?

The Form 4 discloses a grant of 2,750 restricted stock units (RSUs) to Gosk Kimberly Shannon dated 09/02/2025.

What is the vesting schedule for the RSUs granted to OTIS EVP & CPO?

The RSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

How do the RSUs convert into OTIS common stock?

The RSUs convert into common stock on a one-for-one basis and include dividend equivalents that are credited as additional RSUs.

How many OTIS shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the reporting person beneficially owns 2,750 shares attributable to the RSUs.

Who signed the Form 4 for the OTIS filing?

The Form 4 was signed by Toby Smith, Attorney-in-Fact on 09/03/2025.
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Otis Worldwde

NYSE:OTIS

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#398 Ranked by Market Cap
#1599 Ranked by Dividends

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[Form 4] Otis Worldwide Corporation Insider Trading Activity
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[8-K] Otis Worldwide Corporation Reports Material Event

OTIS Stock Data

34.15B
392.01M
0.12%
92.1%
1.62%
Specialty Industrial Machinery
Electronic & Other Electrical Equipment (no Computer Equip)
United States
FARMINGTON