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STOCK TITAN

[Form 4] Nutanix, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Ramaswami Rajiv, President and CEO and a director of Nutanix, Inc. (NTNX), reported three separate recognitions of Class A common stock on Form 4 reflecting performance-based restricted stock units becoming eligible to vest. The entry lists: 146,160 shares from FY2023 PRSUs, 84,717 shares from FY2024 PRSUs and 45,372 shares from FY2025 PRSUs, increasing reported beneficial ownership to 794,810 Class A shares after the most recent items. Each award was originally granted in 2022, 2023 and 2024 and vests in installments tied to one-, two- and three-year total shareholder return performance periods versus the NASDAQ Composite Index. The Compensation Committee determined achievement percentages on August 25, 2025 (with caps applied), making the affected tranches eligible to vest on September 15, 2025, subject to Mr. Ramaswami continuing service through the vesting date. The form is signed by Raymond Hum as attorney-in-fact on August 26, 2025.

Ramaswami Rajiv, Presidente e CEO nonché amministratore di Nutanix, Inc. (NTNX), ha segnalato tre distinte rilevazioni di azioni ordinarie di Classe A nel modulo Form 4 relative a restricted stock unit a carattere prestazionale divenute idonee a vestire. L’iscrizione indica: 146.160 azioni derivanti da PRSU relative all’esercizio fiscale 2023, 84.717 azioni da PRSU FY2024 e 45.372 azioni da PRSU FY2025, portando la partecipazione beneficiaria dichiarata a 794.810 azioni di Classe A dopo queste voci più recenti. Ogni assegnazione è stata originariamente concessa nel 2022, 2023 e 2024 e si acquista in tranche legate ai risultati triennali di rendimento totale per gli azionisti rispetto al NASDAQ Composite Index (periodi di 1, 2 e 3 anni). Il Comitato per la Retribuzione ha determinato le percentuali di raggiungimento il 25 agosto 2025 (con l’applicazione di limiti), rendendo le tranche interessate idonee al vesting il 15 settembre 2025, subordinatamente alla continuazione del servizio del sig. Ramaswami fino alla data di vesting. Il modulo è firmato in qualità di procuratore da Raymond Hum il 26 agosto 2025.

Ramaswami Rajiv, presidente y CEO y director de Nutanix, Inc. (NTNX), informó tres anotaciones separadas de acciones ordinarias Clase A en el Formulario 4 por unidades de acciones restringidas basadas en desempeño que pasaron a ser elegibles para vesting. La inscripción detalla: 146.160 acciones de PRSU del ejercicio fiscal 2023, 84.717 acciones de PRSU de FY2024 y 45.372 acciones de PRSU de FY2025, aumentando la propiedad beneficiaria reportada a 794.810 acciones Clase A tras estos movimientos. Cada premio se concedió originalmente en 2022, 2023 y 2024 y se adquiere en tramos vinculados a los periodos de rendimiento total para el accionista a uno, dos y tres años frente al NASDAQ Composite Index. El Comité de Compensación determinó los porcentajes de logro el 25 de agosto de 2025 (con topes aplicados), haciendo que las tramas afectadas sean elegibles para vesting el 15 de septiembre de 2025, sujeto a que el Sr. Ramaswami continúe en su puesto hasta la fecha de adquisición. El formulario está firmado por Raymond Hum como apoderado el 26 de agosto de 2025.

Ramaswami RajivëŠ� Nutanix, Inc.(NTNX)ì� 회장 ê²� CEOì´ìž ì´ì‚¬ë¡œì„œ 성과 기반 제한 ì£¼ì‹ ë‹¨ìœ„(PRSUs)ê°€ 베스íŒ�(vest) 대ìƒì´ ë� ê²ƒì„ ë°˜ì˜í•˜ì—¬ Form 4ì—� í´ëž˜ìŠ� A ë³´í†µì£¼ì— ëŒ€í•� ì„� ê±´ì˜ ë³„ë„ ì‹ ê³ ë¥� 했습니다. ì‹ ê³ ì—는 FY2023 PRSUì—서 146,160ì£�, FY2024 PRSUì—서 84,717ì£�, FY2025 PRSUì—서 45,372주가 기재ë˜ì–´ 있어 최신 항목 ë°˜ì˜ í›� ë³´ê³ ë� 실질 ë³´ìœ ë¶„ì´ ì´� 794,810ì£� í´ëž˜ìŠ� Aë¡� ì¦ê°€í–ˆìŠµë‹ˆë‹¤. ê°� 수여ëŠ� ê°ê° 2022ë…�, 2023ë…�, 2024ë…„ì— ì›ëž˜ 부여ë˜ì—ˆìœ¼ë©� NASDAQ Composite Index와 비êµí•� 1ë…„Â�2ë…„Â�3ë…� ì´ì£¼ì£¼ìˆ˜ìµë¥  성과 기간ì—� ë”°ë¼ ë¶„í• ë¡� 베스팅ë©ë‹ˆë‹¤. ë³´ìƒìœ„ì›íšŒëŠ” 2025ë…� 8ì›� 25ì�(ìƒí•œ ì ìš©) 성과 달성 비율ì� 결정하여 해당 트랜치들ì� 2025ë…� 9ì›� 15ì� 베스íŒ� 대ìƒì´ ë˜ë„ë¡� 했으ë©�, ì´ëŠ” ë¼ë§ˆìŠ¤ì™€ë¯�(Ramaswami) 씨가 베스팅ì¼ê¹Œì§€ ê³„ì† ê·¼ë¬´í•˜ëŠ” ê²ƒì„ ì „ì œë¡� 합니ë‹�. 해당 서류ëŠ� 2025ë…� 8ì›� 26ì� ë¼ëª¬ë“� í—�(Raymond Hum)ì� ëŒ€ë¦¬ì¸ ìžê²©ìœ¼ë¡œ 서명했습니다.

Ramaswami Rajiv, président-directeur général et administrateur de Nutanix, Inc. (NTNX), a déclaré trois mentions distinctes d’actions ordinaires de catégorie A dans le formulaire Form 4, correspondant à des unités d’actions restreintes conditionnées à la performance devenues éligibles au vesting. L’enregistrement indique : 146 160 actions issues des PRSU de l’exercice 2023, 84 717 actions des PRSU FY2024 et 45 372 actions des PRSU FY2025, ce qui porte la participation bénéficiaire déclarée à 794 810 actions de catégorie A après ces éléments. Chaque attribution a été initialement accordée en 2022, 2023 et 2024 et se dénoue par tranches liées aux périodes de performance sur un, deux et trois ans du rendement total pour l’actionnaire par rapport au NASDAQ Composite Index. Le comité de rémunération a déterminé les pourcentages d’atteinte le 25 août 2025 (avec application de plafonds), rendant les tranches concernées éligibles au vesting le 15 septembre 2025, sous réserve que M. Ramaswami demeure en poste jusqu’� la date de vesting. Le formulaire est signé par Raymond Hum en tant que mandataire le 26 août 2025.

Ramaswami Rajiv, Präsident und CEO sowie Director von Nutanix, Inc. (NTNX), meldete im Formular Form 4 drei separate Erfassungen von Class-A-Stammaktien, da leistungsabhängige Restricted Stock Units (PRSUs) zum Vesting berechtigt wurden. Der Eintrag listet: 146.160 Aktien aus den PRSUs für das Geschäftsjahr 2023, 84.717 Aktien aus FY2024-PRSUs und 45.372 Aktien aus FY2025-PRSUs, wodurch der gemeldete wirtschaftliche Eigentumsanteil nach den jüngsten Posten auf 794.810 Class-A-Aktien anstieg. Jede Zuteilung wurde ursprünglich 2022, 2023 bzw. 2024 gewährt und wird in Raten fällig, die an Ein-, Zwei- und Drei-Jahres-Gesamtaktionärsrendite-Performanceperioden gegenüber dem NASDAQ Composite Index gebunden sind. Das Vergütungskomitee legte die Erreichungsprozentsätze am 25. August 2025 fest (mit Anwendung von Obergrenzen), wodurch die betroffenen Tranchen zum 15. September 2025 vesting-berechtigt wurden, vorbehaltlich der Fortsetzung der Dienstzeit von Herrn Ramaswami bis zum Vesting-Datum. Das Formular ist am 26. August 2025 von Raymond Hum als Bevollmächtigtem unterzeichnet.

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Insights

TL;DR: Report shows standard, board-approved performance-based vesting; no unusual acceleration or transfer reported.

The filing documents recognized performance-based restricted stock units for the CEO/director that have met committee-determined achievement thresholds and are now eligible to vest pending service through September 15, 2025. This is a routine disclosure of equity compensation outcomes tied to relative TSR metrics against the NASDAQ Composite Index. The filing identifies the specific award vintages (FY2023, FY2024, FY2025), capped achievement percentages, and the resulting incremental beneficial ownership totals, which are transparent governance practices for executive compensation reporting.

TL;DR: Multiple PRSU tranches met performance thresholds and are eligible to vest with capped payout percentages.

The Form 4 quantifies the shares tied to three separate PRSU grants and notes committee-determined achievement percentages applied with contractual caps. It details that the FY2023 tranche was capped at 119.7574% while FY2024 and FY2025 tranches were capped at 100% for the relevant periods, producing specific share counts becoming eligible to vest on September 15, 2025, conditional on continued service. This provides clarity on realized equity compensation and near-term dilution implications tied to executive pay outcomes.

Ramaswami Rajiv, Presidente e CEO nonché amministratore di Nutanix, Inc. (NTNX), ha segnalato tre distinte rilevazioni di azioni ordinarie di Classe A nel modulo Form 4 relative a restricted stock unit a carattere prestazionale divenute idonee a vestire. L’iscrizione indica: 146.160 azioni derivanti da PRSU relative all’esercizio fiscale 2023, 84.717 azioni da PRSU FY2024 e 45.372 azioni da PRSU FY2025, portando la partecipazione beneficiaria dichiarata a 794.810 azioni di Classe A dopo queste voci più recenti. Ogni assegnazione è stata originariamente concessa nel 2022, 2023 e 2024 e si acquista in tranche legate ai risultati triennali di rendimento totale per gli azionisti rispetto al NASDAQ Composite Index (periodi di 1, 2 e 3 anni). Il Comitato per la Retribuzione ha determinato le percentuali di raggiungimento il 25 agosto 2025 (con l’applicazione di limiti), rendendo le tranche interessate idonee al vesting il 15 settembre 2025, subordinatamente alla continuazione del servizio del sig. Ramaswami fino alla data di vesting. Il modulo è firmato in qualità di procuratore da Raymond Hum il 26 agosto 2025.

Ramaswami Rajiv, presidente y CEO y director de Nutanix, Inc. (NTNX), informó tres anotaciones separadas de acciones ordinarias Clase A en el Formulario 4 por unidades de acciones restringidas basadas en desempeño que pasaron a ser elegibles para vesting. La inscripción detalla: 146.160 acciones de PRSU del ejercicio fiscal 2023, 84.717 acciones de PRSU de FY2024 y 45.372 acciones de PRSU de FY2025, aumentando la propiedad beneficiaria reportada a 794.810 acciones Clase A tras estos movimientos. Cada premio se concedió originalmente en 2022, 2023 y 2024 y se adquiere en tramos vinculados a los periodos de rendimiento total para el accionista a uno, dos y tres años frente al NASDAQ Composite Index. El Comité de Compensación determinó los porcentajes de logro el 25 de agosto de 2025 (con topes aplicados), haciendo que las tramas afectadas sean elegibles para vesting el 15 de septiembre de 2025, sujeto a que el Sr. Ramaswami continúe en su puesto hasta la fecha de adquisición. El formulario está firmado por Raymond Hum como apoderado el 26 de agosto de 2025.

Ramaswami RajivëŠ� Nutanix, Inc.(NTNX)ì� 회장 ê²� CEOì´ìž ì´ì‚¬ë¡œì„œ 성과 기반 제한 ì£¼ì‹ ë‹¨ìœ„(PRSUs)ê°€ 베스íŒ�(vest) 대ìƒì´ ë� ê²ƒì„ ë°˜ì˜í•˜ì—¬ Form 4ì—� í´ëž˜ìŠ� A ë³´í†µì£¼ì— ëŒ€í•� ì„� ê±´ì˜ ë³„ë„ ì‹ ê³ ë¥� 했습니다. ì‹ ê³ ì—는 FY2023 PRSUì—서 146,160ì£�, FY2024 PRSUì—서 84,717ì£�, FY2025 PRSUì—서 45,372주가 기재ë˜ì–´ 있어 최신 항목 ë°˜ì˜ í›� ë³´ê³ ë� 실질 ë³´ìœ ë¶„ì´ ì´� 794,810ì£� í´ëž˜ìŠ� Aë¡� ì¦ê°€í–ˆìŠµë‹ˆë‹¤. ê°� 수여ëŠ� ê°ê° 2022ë…�, 2023ë…�, 2024ë…„ì— ì›ëž˜ 부여ë˜ì—ˆìœ¼ë©� NASDAQ Composite Index와 비êµí•� 1ë…„Â�2ë…„Â�3ë…� ì´ì£¼ì£¼ìˆ˜ìµë¥  성과 기간ì—� ë”°ë¼ ë¶„í• ë¡� 베스팅ë©ë‹ˆë‹¤. ë³´ìƒìœ„ì›íšŒëŠ” 2025ë…� 8ì›� 25ì�(ìƒí•œ ì ìš©) 성과 달성 비율ì� 결정하여 해당 트랜치들ì� 2025ë…� 9ì›� 15ì� 베스íŒ� 대ìƒì´ ë˜ë„ë¡� 했으ë©�, ì´ëŠ” ë¼ë§ˆìŠ¤ì™€ë¯�(Ramaswami) 씨가 베스팅ì¼ê¹Œì§€ ê³„ì† ê·¼ë¬´í•˜ëŠ” ê²ƒì„ ì „ì œë¡� 합니ë‹�. 해당 서류ëŠ� 2025ë…� 8ì›� 26ì� ë¼ëª¬ë“� í—�(Raymond Hum)ì� ëŒ€ë¦¬ì¸ ìžê²©ìœ¼ë¡œ 서명했습니다.

Ramaswami Rajiv, président-directeur général et administrateur de Nutanix, Inc. (NTNX), a déclaré trois mentions distinctes d’actions ordinaires de catégorie A dans le formulaire Form 4, correspondant à des unités d’actions restreintes conditionnées à la performance devenues éligibles au vesting. L’enregistrement indique : 146 160 actions issues des PRSU de l’exercice 2023, 84 717 actions des PRSU FY2024 et 45 372 actions des PRSU FY2025, ce qui porte la participation bénéficiaire déclarée à 794 810 actions de catégorie A après ces éléments. Chaque attribution a été initialement accordée en 2022, 2023 et 2024 et se dénoue par tranches liées aux périodes de performance sur un, deux et trois ans du rendement total pour l’actionnaire par rapport au NASDAQ Composite Index. Le comité de rémunération a déterminé les pourcentages d’atteinte le 25 août 2025 (avec application de plafonds), rendant les tranches concernées éligibles au vesting le 15 septembre 2025, sous réserve que M. Ramaswami demeure en poste jusqu’� la date de vesting. Le formulaire est signé par Raymond Hum en tant que mandataire le 26 août 2025.

Ramaswami Rajiv, Präsident und CEO sowie Director von Nutanix, Inc. (NTNX), meldete im Formular Form 4 drei separate Erfassungen von Class-A-Stammaktien, da leistungsabhängige Restricted Stock Units (PRSUs) zum Vesting berechtigt wurden. Der Eintrag listet: 146.160 Aktien aus den PRSUs für das Geschäftsjahr 2023, 84.717 Aktien aus FY2024-PRSUs und 45.372 Aktien aus FY2025-PRSUs, wodurch der gemeldete wirtschaftliche Eigentumsanteil nach den jüngsten Posten auf 794.810 Class-A-Aktien anstieg. Jede Zuteilung wurde ursprünglich 2022, 2023 bzw. 2024 gewährt und wird in Raten fällig, die an Ein-, Zwei- und Drei-Jahres-Gesamtaktionärsrendite-Performanceperioden gegenüber dem NASDAQ Composite Index gebunden sind. Das Vergütungskomitee legte die Erreichungsprozentsätze am 25. August 2025 fest (mit Anwendung von Obergrenzen), wodurch die betroffenen Tranchen zum 15. September 2025 vesting-berechtigt wurden, vorbehaltlich der Fortsetzung der Dienstzeit von Herrn Ramaswami bis zum Vesting-Datum. Das Formular ist am 26. August 2025 von Raymond Hum als Bevollmächtigtem unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RAMASWAMI RAJIV

(Last) (First) (Middle)
C/O NUTANIX, INC.
1740 TECHNOLOGY DR., SUITE 150

(Street)
SAN JOSE CA 95110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Nutanix, Inc. [ NTNX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/25/2025 A 146,160(1) A $0 664,721 D
Class A Common Stock 08/25/2025 A 84,717(2) A $0 749,438 D
Class A Common Stock 08/25/2025 A 45,372(3) A $0 794,810 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On August 25, 2022, the Reporting Person was granted performance-based restricted stock units ("FY 2023 PRSUs"). The FY 2023 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2022, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 25, 2025, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the third performance period was 200%, but, under the terms of the FY 2023 PRSUs, the achievement percentage is capped at 119.7574%, resulting in these shares becoming eligible to vest on September 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.
2. On August 29, 2023, the Reporting Person was granted performance-based restricted stock units ("FY 2024 PRSUs"). The FY 2024 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2023, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 25, 2025, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the second performance period was 200% but, under the terms of the FY 2024 PRSUs, the achievement percentage is capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.
3. On September 10, 2024, the Reporting Person was granted performance-based restricted stock units ("FY 2025 PRSUs"). The FY 2025 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2024, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 25, 2025, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the first performance period was 200% but, under the terms of the FY 2025 PRSUs, the achievement percentage is capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.
/s/ Raymond Hum, Attorney in Fact 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did NTNX CEO Rajiv Ramaswami report on Form 4?

The Form 4 reports recognition of performance-based restricted stock units (PRSUs) eligible to vest: 146,160 (FY2023), 84,717 (FY2024) and 45,372 (FY2025) Class A shares.

When were the PRSU achievement determinations made and when will shares be eligible to vest?

The Compensation Committee made determinations on August 25, 2025, and the affected PRSU tranches are eligible to vest on September 15, 2025, subject to continued service.

How are the PRSUs structured for NTNX grants disclosed in this filing?

Each PRSU grant vests in up to three installments based on one-, two- and three-year total shareholder return versus the NASDAQ Composite Index, with specified achievement percentages and contractual caps.

What are the capped achievement percentages disclosed in the filing?

The FY2023 PRSUs had an applied cap of 119.7574%; FY2024 and FY2025 tranches mentioned caps of 100% for the applicable performance periods.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Raymond Hum, Attorney-in-Fact on August 26, 2025.
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Software - Infrastructure
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United States
SAN JOSE