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[Form 4] Energy Vault Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Thomas R. Ertel, a director of Energy Vault Holdings, Inc. (NRGV), reported a purchase of common stock on 08/11/2025. The Form 4 shows a single transaction where Mr. Ertel acquired 13,300 shares at a price of $1.4399 per share, recorded with transaction code P (purchase). Following the purchase, his direct beneficial ownership is reported as 188,006 shares. The filing was submitted as a Form 4 by one reporting person and is signed on behalf of the company by Brad Eastman, Chief Legal Officer, on 08/12/2025.

Thomas R. Ertel, membro del consiglio di Energy Vault Holdings, Inc. (NRGV), ha dichiarato l'acquisto di azioni ordinarie l'11 agosto 2025. Il Form 4 riporta una singola operazione in cui il sig. Ertel ha acquisito 13.300 azioni al prezzo di $1,4399 per azione, registrata con il codice transazione P (acquisto). Dopo l'acquisto, la sua partecipazione beneficiaria diretta 猫 indicata in 188.006 azioni. La comunicazione 猫 stata presentata come Form 4 da una sola persona che effettua la segnalazione ed 猫 firmata per conto della societ脿 da Brad Eastman, Chief Legal Officer, il 12 agosto 2025.

Thomas R. Ertel, director de Energy Vault Holdings, Inc. (NRGV), inform贸 la compra de acciones ordinarias el 11 de agosto de 2025. El Formulario 4 muestra una 煤nica transacci贸n en la que el Sr. Ertel adquiri贸 13.300 acciones a un precio de $1,4399 por acci贸n, registrada con el c贸digo de transacci贸n P (compra). Tras la adquisici贸n, su propiedad beneficiaria directa se reporta en 188.006 acciones. La presentaci贸n se realiz贸 como Form 4 por una sola persona informante y est谩 firmada en nombre de la compa帽铆a por Brad Eastman, Chief Legal Officer, el 12 de agosto de 2025.

Energy Vault Holdings, Inc. (NRGV) 鞚挫偓歆勳澑 Thomas R. Ertel鞚 2025雲� 8鞗� 11鞚� 氤错喌欤� 毵れ垬毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖霅� Form 4鞐愲姅 Ertel 鞌皜 瓯半灅 旖旊摐 P(毵れ垬)搿� 旮半霅� 雼澕 瓯半灅鞐愳劀 欤茧嫻 $1.4399鞐� 13,300欤茧ゼ 旆摑頃� 瓴冹溂搿� 雮橃檧 鞛堨姷雼堧嫟. 頃措嫻 毵れ垬 頉� 攴胳潣 歆侅爲鞝� 靾橃澋鞝� 氤挫湢 欤检嫕靾橂姅 188,006欤茧 氤搓碃霅╇媹雼�. 鞚� 靹滊電� 頃� 氇呾潣 氤搓碃鞛愱皜 Form 4搿� 鞝滌稖頄堨溂氅�, 須岇偓 雽響滊 Brad Eastman(Chief Legal Officer)臧 2025雲� 8鞗� 12鞚� 靹滊獏頄堨姷雼堧嫟.

Thomas R. Ertel, administrateur d鈥橢nergy Vault Holdings, Inc. (NRGV), a d茅clar茅 un achat d鈥檃ctions ordinaires le 11 ao没t 2025. Le formulaire 4 indique une seule op茅ration dans laquelle M. Ertel a acquis 13 300 actions au prix de 1,4399 $ par action, enregistr茅e avec le code de transaction P (achat). 脌 la suite de cet achat, sa d茅tention b茅n茅ficiaire directe est port茅e 脿 188 006 actions. Le d茅p么t a 茅t茅 effectu茅 en tant que Form 4 par une seule personne d茅clarante et sign茅 au nom de la soci茅t茅 par Brad Eastman, Chief Legal Officer, le 12 ao没t 2025.

Thomas R. Ertel, Direktor von Energy Vault Holdings, Inc. (NRGV), meldete den Erwerb von Stammaktien am 11. August 2025. Das Form 4 weist eine einzige Transaktion aus, bei der Herr Ertel 13.300 Aktien zum Preis von $1,4399 je Aktie erwarb; die Transaktion ist mit dem Code P (Kauf) gekennzeichnet. Nach dem Kauf wird sein direktes wirtschaftliches Eigentum mit 188.006 Aktien angegeben. Die Meldung wurde als Form 4 von einer meldenden Person eingereicht und am 12. August 2025 im Namen des Unternehmens von Brad Eastman, Chief Legal Officer, unterzeichnet.

Positive
  • Director purchase disclosed: Thomas R. Ertel acquired 13,300 shares on 08/11/2025 at $1.4399 per share.
  • Increased direct ownership: Post-transaction direct beneficial ownership reported as 188,006 shares.
  • Clean Form 4 filing: Form filed by one reporting person and executed by company CLO on 08/12/2025.
Negative
  • None.

Insights

TL;DR: Director purchased 13,300 NRGV shares at $1.4399, increasing direct holdings to 188,006.

The filing documents a straightforward director purchase recorded on 08/11/2025 under transaction code P. Key, verifiable facts are the number of shares (13,300), the per-share price ($1.4399) and the post-transaction direct ownership (188,006 shares). The report is filed by one reporting person and executed by the company CLO on 08/12/2025. This Form 4 contains no additional derivatives, dispositions, or linked plans disclosed in the submission.

TL;DR: Routine insider purchase disclosed; filing shows direct ownership increase to 188,006 shares.

The document is a standard Section 16 Form 4 reporting an insider purchase by a director. It clearly identifies the reporting person (Thomas R. Ertel), relationship (Director), transaction date (08/11/2025), amount purchased (13,300 shares) and price ($1.4399). The signature line shows the filing was signed by the Chief Legal Officer on 08/12/2025. No amendments, derivative transactions or additional beneficial owners are included in this filing.

Thomas R. Ertel, membro del consiglio di Energy Vault Holdings, Inc. (NRGV), ha dichiarato l'acquisto di azioni ordinarie l'11 agosto 2025. Il Form 4 riporta una singola operazione in cui il sig. Ertel ha acquisito 13.300 azioni al prezzo di $1,4399 per azione, registrata con il codice transazione P (acquisto). Dopo l'acquisto, la sua partecipazione beneficiaria diretta 猫 indicata in 188.006 azioni. La comunicazione 猫 stata presentata come Form 4 da una sola persona che effettua la segnalazione ed 猫 firmata per conto della societ脿 da Brad Eastman, Chief Legal Officer, il 12 agosto 2025.

Thomas R. Ertel, director de Energy Vault Holdings, Inc. (NRGV), inform贸 la compra de acciones ordinarias el 11 de agosto de 2025. El Formulario 4 muestra una 煤nica transacci贸n en la que el Sr. Ertel adquiri贸 13.300 acciones a un precio de $1,4399 por acci贸n, registrada con el c贸digo de transacci贸n P (compra). Tras la adquisici贸n, su propiedad beneficiaria directa se reporta en 188.006 acciones. La presentaci贸n se realiz贸 como Form 4 por una sola persona informante y est谩 firmada en nombre de la compa帽铆a por Brad Eastman, Chief Legal Officer, el 12 de agosto de 2025.

Energy Vault Holdings, Inc. (NRGV) 鞚挫偓歆勳澑 Thomas R. Ertel鞚 2025雲� 8鞗� 11鞚� 氤错喌欤� 毵れ垬毳� 鞁犼碃頄堨姷雼堧嫟. 鞝滌稖霅� Form 4鞐愲姅 Ertel 鞌皜 瓯半灅 旖旊摐 P(毵れ垬)搿� 旮半霅� 雼澕 瓯半灅鞐愳劀 欤茧嫻 $1.4399鞐� 13,300欤茧ゼ 旆摑頃� 瓴冹溂搿� 雮橃檧 鞛堨姷雼堧嫟. 頃措嫻 毵れ垬 頉� 攴胳潣 歆侅爲鞝� 靾橃澋鞝� 氤挫湢 欤检嫕靾橂姅 188,006欤茧 氤搓碃霅╇媹雼�. 鞚� 靹滊電� 頃� 氇呾潣 氤搓碃鞛愱皜 Form 4搿� 鞝滌稖頄堨溂氅�, 須岇偓 雽響滊 Brad Eastman(Chief Legal Officer)臧 2025雲� 8鞗� 12鞚� 靹滊獏頄堨姷雼堧嫟.

Thomas R. Ertel, administrateur d鈥橢nergy Vault Holdings, Inc. (NRGV), a d茅clar茅 un achat d鈥檃ctions ordinaires le 11 ao没t 2025. Le formulaire 4 indique une seule op茅ration dans laquelle M. Ertel a acquis 13 300 actions au prix de 1,4399 $ par action, enregistr茅e avec le code de transaction P (achat). 脌 la suite de cet achat, sa d茅tention b茅n茅ficiaire directe est port茅e 脿 188 006 actions. Le d茅p么t a 茅t茅 effectu茅 en tant que Form 4 par une seule personne d茅clarante et sign茅 au nom de la soci茅t茅 par Brad Eastman, Chief Legal Officer, le 12 ao没t 2025.

Thomas R. Ertel, Direktor von Energy Vault Holdings, Inc. (NRGV), meldete den Erwerb von Stammaktien am 11. August 2025. Das Form 4 weist eine einzige Transaktion aus, bei der Herr Ertel 13.300 Aktien zum Preis von $1,4399 je Aktie erwarb; die Transaktion ist mit dem Code P (Kauf) gekennzeichnet. Nach dem Kauf wird sein direktes wirtschaftliches Eigentum mit 188.006 Aktien angegeben. Die Meldung wurde als Form 4 von einer meldenden Person eingereicht und am 12. August 2025 im Namen des Unternehmens von Brad Eastman, Chief Legal Officer, unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ertel Thomas R

(Last) (First) (Middle)
4165 EAST THOUSAND OAKS BLVD, SUITE 100

(Street)
WESTLAKE VILLAGE CA 91362

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Energy Vault Holdings, Inc. [ NRGV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 P(1) 13,300 A $1.4399 188,006 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares are purchased in one transaction at a price provided in Column 4.
Remarks:
/s/ Brad Eastman, Chief Legal Officer 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for Energy Vault (NRGV) report?

The Form 4 reports that director Thomas R. Ertel purchased 13,300 common shares on 08/11/2025 at $1.4399 per share.

How many NRGV shares does Thomas R. Ertel own after the transaction?

The filing reports direct beneficial ownership of 188,006 shares following the purchase.

What type of transaction code is listed on the Form 4?

The transaction is listed with code P, which the form indicates as a purchase.

When was the Form 4 signed and who signed it?

The filing shows a signature block dated 08/12/2025 signed by Brad Eastman, Chief Legal Officer.

Was this Form 4 filed by multiple reporting persons?

No. The document indicates the Form was filed by one reporting person.
ENERGY VAULT HOLDINGS INC

NYSE:NRGV

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NRGV Stock Data

244.40M
119.10M
14.81%
34.31%
9.53%
Utilities - Renewable
Miscellaneous Electrical Machinery, Equipment & Supplies
United States
WESTLAKE VILLIAGE