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[Form 4] FiscalNote Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

FiscalNote Holdings, Inc. (NOTE) � Form 4 insider filing

On 31 Jul 2025, President & CEO Josh Resnik satisfied tax withholding obligations stemming from the vesting of 9,723 restricted stock units by authorizing the company to withhold 3,151 Class A common shares at $0.5665 each (Transaction Code "F"). After the administrative disposition, Resnik directly owns 2,738,972 Class A shares.

No open-market activity, option exercises or new derivative positions were reported. The filing reflects routine equity-based compensation mechanics and does not alter insider ownership meaningfully.

FiscalNote Holdings, Inc. (NOTE) � Comunicazione interna Modulo 4

Il 31 luglio 2025, il Presidente e CEO Josh Resnik ha adempiuto agli obblighi fiscali derivanti dal consolidamento di 9.723 unità azionarie vincolate autorizzando la società a trattenere 3.151 azioni ordinarie di Classe A al prezzo di 0,5665 $ ciascuna (Codice Transazione "F"). Dopo questa operazione amministrativa, Resnik detiene direttamente 2.738.972 azioni di Classe A.

Non sono state segnalate attività di mercato aperto, esercizi di opzioni o nuove posizioni su derivati. La comunicazione riflette meccanismi ordinari di compensazione basata su azioni e non modifica in modo significativo la proprietà interna.

FiscalNote Holdings, Inc. (NOTE) � Presentación interna Formulario 4

El 31 de julio de 2025, el Presidente y CEO Josh Resnik cumplió con las obligaciones fiscales derivadas de la consolidación de 9,723 unidades restringidas de acciones autorizando a la compañía a retener 3,151 acciones ordinarias Clase A a $0.5665 cada una (Código de Transacción "F"). Tras esta disposición administrativa, Resnik posee directamente 2,738,972 acciones Clase A.

No se reportaron actividades en el mercado abierto, ejercicios de opciones ni nuevas posiciones en derivados. La presentación refleja mecanismos rutinarios de compensación basada en acciones y no altera significativamente la propiedad interna.

FiscalNote Holdings, Inc. (NOTE) � 내부� 보고� 양식 4

2025� 7� 31�, 사장 � CEO� Josh Resnik� 9,723개의 제한 주식 단위가 확정됨에 따른 세금 원천징수 의무� 이행하기 위해 회사� � 0.5665달러� 해당하는 클래� A 보통� 3,151주를 원천징수하도� 승인했습니다(거래 코드 "F"). 행정 처리 이후 Resnik� 직접 클래� A 주식 2,738,972주를 보유하고 있습니다.

공개 시장 거래, 옵션 행사 또는 새로� 파생상품 포지션은 보고되지 않았습니�. � 보고서는 주식 기반 보상 절차� 일환으로 내부� 지분에 � 변동을 주지 않습니다.

FiscalNote Holdings, Inc. (NOTE) � Déclaration d'initié Formulaire 4

Le 31 juillet 2025, le Président-directeur général Josh Resnik a rempli ses obligations fiscales liées à l'acquisition de 9 723 unités d'actions restreintes en autorisant la société à retenir 3 151 actions ordinaires de Classe A au prix de 0,5665 $ chacune (Code de transaction « F »). Après cette opération administrative, Resnik détient directement 2 738 972 actions de Classe A.

Aucune activité sur le marché ouvert, exercice d'options ou nouvelle position sur dérivés n'a été signalée. Cette déclaration reflète les mécanismes habituels de rémunération en actions et n'affecte pas significativement la détention d'initiés.

FiscalNote Holdings, Inc. (NOTE) � Insider-Meldung Formular 4

Am 31. Juli 2025 erfüllte Präsident & CEO Josh Resnik steuerliche Verpflichtungen, die aus der Freigabe von 9.723 Restricted Stock Units resultieren, indem er das Unternehmen autorisierte, 3.151 Class-A-Stammaktien zu je 0,5665 $ einzubehalten (Transaktionscode "F"). Nach dieser administrativen Abwicklung besitzt Resnik direkt 2.738.972 Class-A-Aktien.

Es wurden keine Aktivitäten auf dem freien Markt, Optionen-Ausübungen oder neue Derivatepositionen gemeldet. Die Meldung spiegelt routinemäßige aktienbasierte Vergütungsmechanismen wider und verändert die Insider-Beteiligung nicht wesentlich.

Positive
  • Executive retains a substantial 2.74 million-share stake, preserving alignment with shareholders despite the withholding event.
Negative
  • Small increase in effective share count available for issuance due to company retaining withheld shares, though impact is de minimis.

Insights

TL;DR: Routine tax-withholding; negligible impact on float, fundamentals or insider sentiment.

The Code F disposition signals that the shares were withheld by the issuer, not sold on the market, limiting supply pressure. At 0.1% of Resnik’s holdings, the move is immaterial to ownership structure or governance control. No new purchases or derivative grants accompany the filing, so investor interpretation should remain neutral.

TL;DR: Administrative RSU settlement; governance posture unchanged.

With 2.74 M shares still held, executive equity alignment remains intact. The absence of open-market selling limits potential negative perception, and continued sizable ownership supports incentive alignment with shareholders. Overall, the action is standard for equity compensation plans and carries no governance red flags.

FiscalNote Holdings, Inc. (NOTE) � Comunicazione interna Modulo 4

Il 31 luglio 2025, il Presidente e CEO Josh Resnik ha adempiuto agli obblighi fiscali derivanti dal consolidamento di 9.723 unità azionarie vincolate autorizzando la società a trattenere 3.151 azioni ordinarie di Classe A al prezzo di 0,5665 $ ciascuna (Codice Transazione "F"). Dopo questa operazione amministrativa, Resnik detiene direttamente 2.738.972 azioni di Classe A.

Non sono state segnalate attività di mercato aperto, esercizi di opzioni o nuove posizioni su derivati. La comunicazione riflette meccanismi ordinari di compensazione basata su azioni e non modifica in modo significativo la proprietà interna.

FiscalNote Holdings, Inc. (NOTE) � Presentación interna Formulario 4

El 31 de julio de 2025, el Presidente y CEO Josh Resnik cumplió con las obligaciones fiscales derivadas de la consolidación de 9,723 unidades restringidas de acciones autorizando a la compañía a retener 3,151 acciones ordinarias Clase A a $0.5665 cada una (Código de Transacción "F"). Tras esta disposición administrativa, Resnik posee directamente 2,738,972 acciones Clase A.

No se reportaron actividades en el mercado abierto, ejercicios de opciones ni nuevas posiciones en derivados. La presentación refleja mecanismos rutinarios de compensación basada en acciones y no altera significativamente la propiedad interna.

FiscalNote Holdings, Inc. (NOTE) � 내부� 보고� 양식 4

2025� 7� 31�, 사장 � CEO� Josh Resnik� 9,723개의 제한 주식 단위가 확정됨에 따른 세금 원천징수 의무� 이행하기 위해 회사� � 0.5665달러� 해당하는 클래� A 보통� 3,151주를 원천징수하도� 승인했습니다(거래 코드 "F"). 행정 처리 이후 Resnik� 직접 클래� A 주식 2,738,972주를 보유하고 있습니다.

공개 시장 거래, 옵션 행사 또는 새로� 파생상품 포지션은 보고되지 않았습니�. � 보고서는 주식 기반 보상 절차� 일환으로 내부� 지분에 � 변동을 주지 않습니다.

FiscalNote Holdings, Inc. (NOTE) � Déclaration d'initié Formulaire 4

Le 31 juillet 2025, le Président-directeur général Josh Resnik a rempli ses obligations fiscales liées à l'acquisition de 9 723 unités d'actions restreintes en autorisant la société à retenir 3 151 actions ordinaires de Classe A au prix de 0,5665 $ chacune (Code de transaction « F »). Après cette opération administrative, Resnik détient directement 2 738 972 actions de Classe A.

Aucune activité sur le marché ouvert, exercice d'options ou nouvelle position sur dérivés n'a été signalée. Cette déclaration reflète les mécanismes habituels de rémunération en actions et n'affecte pas significativement la détention d'initiés.

FiscalNote Holdings, Inc. (NOTE) � Insider-Meldung Formular 4

Am 31. Juli 2025 erfüllte Präsident & CEO Josh Resnik steuerliche Verpflichtungen, die aus der Freigabe von 9.723 Restricted Stock Units resultieren, indem er das Unternehmen autorisierte, 3.151 Class-A-Stammaktien zu je 0,5665 $ einzubehalten (Transaktionscode "F"). Nach dieser administrativen Abwicklung besitzt Resnik direkt 2.738.972 Class-A-Aktien.

Es wurden keine Aktivitäten auf dem freien Markt, Optionen-Ausübungen oder neue Derivatepositionen gemeldet. Die Meldung spiegelt routinemäßige aktienbasierte Vergütungsmechanismen wider und verändert die Insider-Beteiligung nicht wesentlich.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Resnik Josh

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/31/2025 F 3,151(1) D $0.5665 2,738,972 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,723 restricted stock units.
/s/ Todd Aman, Attorney-in-Fact 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FiscalNote (NOTE) report in the Form 4?

The CEO satisfied taxes on vested RSUs by withholding 3,151 shares on 31 Jul 2025.

Was there an open-market sale by the CEO?

No. The shares were withheld by the issuer (Code F) rather than sold on the open market.

How many shares does Josh Resnik now own?

After the transaction he directly owns 2,738,972 Class A shares.

Does the filing affect FiscalNote’s share count or float?

Impact is immaterial; the shares were already issued under the RSU plan and remain with the company.

Are there any new derivative securities or options disclosed?

No additional derivatives were reported in this filing.
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NOTE Stock Data

88.93M
133.48M
9.99%
37.8%
8.65%
Information Technology Services
Services-business Services, Nec
United States
WASHINGTON