[D] FiscalNote Holdings, Inc. SEC Filing
FiscalNote Holdings, Inc. filed a Form D notifying a Regulation D private offering under Rule 506(b). The offering size is $29,970,000, of which $18,900,000 has been sold and $11,070,000 remains available. The company was formed in Delaware (2020) and lists its principal place of business in Washington, D.C. The filing reports sales commissions of $1,498,500 (5% of gross proceeds), a minimum outside investment of $0, one investor to date, and a first sale date of 2025-08-05. The offering is not tied to a business combination and the Form D was signed by Todd Aman on 2025-08-18.
FiscalNote Holdings, Inc. ha depositato un Modulo D per comunicare un'offerta privata ai sensi del Regolamento D, Rule 506(b). L'ammontare dell'offerta 猫 di $29.970.000, di cui $18.900.000 sono gi脿 stati collocati e restano disponibili $11.070.000. La societ脿 猫 stata costituita in Delaware (2020) e dichiara come sede principale Washington, D.C. La segnalazione indica commissioni di vendita pari a $1.498.500 (5% dei proventi lordi), un investimento minimo esterno di $0, un investitore fino ad oggi e una prima vendita datata 2025-08-05. L'offerta non 猫 collegata a una business combination e il Modulo D 猫 stato firmato da Todd Aman il 2025-08-18.
FiscalNote Holdings, Inc. present贸 un Formulario D notificando una oferta privada bajo el Reglamento D, Rule 506(b). El tama帽o de la oferta es de $29,970,000, de los cuales se han vendido $18,900,000 y quedan disponibles $11,070,000. La compa帽铆a se constituy贸 en Delaware (2020) y se帽ala como domicilio principal Washington, D.C. La presentaci贸n informa comisiones de venta por $1,498,500 (5% de los ingresos brutos), una inversi贸n m铆nima externa de $0, un inversor hasta la fecha y una primera venta con fecha 2025-08-05. La oferta no est谩 vinculada a una combinaci贸n de negocios y el Form D fue firmado por Todd Aman el 2025-08-18.
FiscalNote Holdings, Inc.電� 攴滌爼 D鞐� 霐半ジ 靷 氇鞚� 韱奠頃橂姅 Form D毳� 鞝滌稖頄堨溂氅�, 頃措嫻 氇鞚 Rule 506(b)鞐� 霐半雼堧嫟. 氇 齑濎暋鞚 $29,970,000鞚搓碃 鞚挫 $18,900,000鞚� 韺愲Г霅橃棃鞙茧┌ $11,070,000臧 雮晞 鞛堨姷雼堧嫟. 須岇偓電� Delaware(2020)鞐� 靹る霅橃棃瓿� 氤胳偓毳� 鞗岇嫳韯� D.C.搿� 旮办灛頃橁碃 鞛堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 韺愲Г 靾橃垬耄岅皜 $1,498,500(齑濎垬鞚奠潣 5%), 斓滌唽 鞕鸽秬 韴瀽鞎� $0, 順勳灛旯岇 韴瀽鞛� 靾� 1氇�, 斓滌磮 韺愲Г鞚检潃 2025-08-05搿� 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 鞚� 氇鞚 旮办梾瓴绊暕瓿� 鞐瓣舶霅橃 鞎婌晿鞙茧┌ Form D電� 2025-08-18鞐� Todd Aman鞚� 靹滊獏頄堨姷雼堧嫟.
FiscalNote Holdings, Inc. a d茅pos茅 un formulaire D notifiant une offre priv茅e au titre du R猫glement D, Rule 506(b). La taille de l'offre est de $29 970 000, dont $18 900 000 ont 茅t茅 vendus et $11 070 000 restent disponibles. La soci茅t茅 a 茅t茅 constitu茅e dans le Delaware (2020) et indique comme si猫ge principal Washington, D.C. Le d茅p么t signale des commissions de vente de $1 498 500 (5 % des produits bruts), un investissement minimum externe de $0, un investisseur 脿 ce jour et une premi猫re vente dat茅e du 2025-08-05. L'offre n'est pas li茅e 脿 une op茅ration de rapprochement et le formulaire D a 茅t茅 sign茅 par Todd Aman le 2025-08-18.
FiscalNote Holdings, Inc. reichte ein Formular D ein und meldete ein privates Angebot nach Regulation D unter Rule 506(b). Die Angebotsgr枚脽e betr盲gt $29.970.000, davon wurden $18.900.000 verkauft und $11.070.000 sind noch verf眉gbar. Das Unternehmen wurde in Delaware (2020) gegr眉ndet und gibt seinen Hauptsitz in Washington, D.C. an. Die Einreichung berichtet Verkaufsprovisionen in H枚he von $1.498.500 (5% der Bruttoerl枚se), eine minimale externe Investition von $0, bislang einen Investor und ein Erstverkaufsdatum am 2025-08-05. Das Angebot steht nicht im Zusammenhang mit einer Unternehmensfusion und das Formular D wurde von Todd Aman am 2025-08-18 unterschrieben.
- $18.9M already raised toward a $29.97M offering, demonstrating investor interest
- Offering uses Rule 506(b), which generally permits accredited investor placements with common exemptions
- $0 of the offering proceeds are allocated to payments to named officers or directors per the filing
- Only one investor reported so far, indicating concentration risk until more subscriptions close
- Sales commissions of $1,498,500 (5%) materially reduce net proceeds available for company use
- Approximately $11.07M remains unsold, meaning the issuer has not completed the raise
Insights
TL;DR: The company has already sold a majority of a nearly $30M Reg D raise; remaining commitment and investor concentration are the main considerations.
The filing shows a Rule 506(b) private placement with $18.9M sold of a $29.97M target, leaving $11.07M available. Sales commissions equal 5% of gross proceeds, which is material to net proceeds. Only one investor is reported so far, indicating concentration risk until additional subscriptions are received. The offering is not related to any business combination, and no proceeds are designated for directors or officers per the filing.
TL;DR: Form D compliance appears routine: Reg D exemption claimed, state notice filed, and signature attests to required certifications.
The issuer claims the 506(b) exemption and indicates state solicitation (including New Jersey). The filing certifies nonpayment to named executives and confirms undertaking consistent with Form D requirements. The document identifies broker-dealer involvement (Northland Securities) and discloses the commission structure. No red flags in the filing itself, but material legal considerations remain around investor accreditation verification and state notice compliance.
FiscalNote Holdings, Inc. ha depositato un Modulo D per comunicare un'offerta privata ai sensi del Regolamento D, Rule 506(b). L'ammontare dell'offerta 猫 di $29.970.000, di cui $18.900.000 sono gi脿 stati collocati e restano disponibili $11.070.000. La societ脿 猫 stata costituita in Delaware (2020) e dichiara come sede principale Washington, D.C. La segnalazione indica commissioni di vendita pari a $1.498.500 (5% dei proventi lordi), un investimento minimo esterno di $0, un investitore fino ad oggi e una prima vendita datata 2025-08-05. L'offerta non 猫 collegata a una business combination e il Modulo D 猫 stato firmato da Todd Aman il 2025-08-18.
FiscalNote Holdings, Inc. present贸 un Formulario D notificando una oferta privada bajo el Reglamento D, Rule 506(b). El tama帽o de la oferta es de $29,970,000, de los cuales se han vendido $18,900,000 y quedan disponibles $11,070,000. La compa帽铆a se constituy贸 en Delaware (2020) y se帽ala como domicilio principal Washington, D.C. La presentaci贸n informa comisiones de venta por $1,498,500 (5% de los ingresos brutos), una inversi贸n m铆nima externa de $0, un inversor hasta la fecha y una primera venta con fecha 2025-08-05. La oferta no est谩 vinculada a una combinaci贸n de negocios y el Form D fue firmado por Todd Aman el 2025-08-18.
FiscalNote Holdings, Inc.電� 攴滌爼 D鞐� 霐半ジ 靷 氇鞚� 韱奠頃橂姅 Form D毳� 鞝滌稖頄堨溂氅�, 頃措嫻 氇鞚 Rule 506(b)鞐� 霐半雼堧嫟. 氇 齑濎暋鞚 $29,970,000鞚搓碃 鞚挫 $18,900,000鞚� 韺愲Г霅橃棃鞙茧┌ $11,070,000臧 雮晞 鞛堨姷雼堧嫟. 須岇偓電� Delaware(2020)鞐� 靹る霅橃棃瓿� 氤胳偓毳� 鞗岇嫳韯� D.C.搿� 旮办灛頃橁碃 鞛堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 韺愲Г 靾橃垬耄岅皜 $1,498,500(齑濎垬鞚奠潣 5%), 斓滌唽 鞕鸽秬 韴瀽鞎� $0, 順勳灛旯岇 韴瀽鞛� 靾� 1氇�, 斓滌磮 韺愲Г鞚检潃 2025-08-05搿� 氤搓碃霅橃柎 鞛堨姷雼堧嫟. 鞚� 氇鞚 旮办梾瓴绊暕瓿� 鞐瓣舶霅橃 鞎婌晿鞙茧┌ Form D電� 2025-08-18鞐� Todd Aman鞚� 靹滊獏頄堨姷雼堧嫟.
FiscalNote Holdings, Inc. a d茅pos茅 un formulaire D notifiant une offre priv茅e au titre du R猫glement D, Rule 506(b). La taille de l'offre est de $29 970 000, dont $18 900 000 ont 茅t茅 vendus et $11 070 000 restent disponibles. La soci茅t茅 a 茅t茅 constitu茅e dans le Delaware (2020) et indique comme si猫ge principal Washington, D.C. Le d茅p么t signale des commissions de vente de $1 498 500 (5 % des produits bruts), un investissement minimum externe de $0, un investisseur 脿 ce jour et une premi猫re vente dat茅e du 2025-08-05. L'offre n'est pas li茅e 脿 une op茅ration de rapprochement et le formulaire D a 茅t茅 sign茅 par Todd Aman le 2025-08-18.
FiscalNote Holdings, Inc. reichte ein Formular D ein und meldete ein privates Angebot nach Regulation D unter Rule 506(b). Die Angebotsgr枚脽e betr盲gt $29.970.000, davon wurden $18.900.000 verkauft und $11.070.000 sind noch verf眉gbar. Das Unternehmen wurde in Delaware (2020) gegr眉ndet und gibt seinen Hauptsitz in Washington, D.C. an. Die Einreichung berichtet Verkaufsprovisionen in H枚he von $1.498.500 (5% der Bruttoerl枚se), eine minimale externe Investition von $0, bislang einen Investor und ein Erstverkaufsdatum am 2025-08-05. Das Angebot steht nicht im Zusammenhang mit einer Unternehmensfusion und das Formular D wurde von Todd Aman am 2025-08-18 unterschrieben.