Welcome to our dedicated page for Noah Hldgs SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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HongShan-related entities and Neil Nanpeng Shen filed an amendment to Schedule 13G reporting combined beneficial ownership in Noah Holdings Limited of 16,406,215 Class A Ordinary Shares, represented by 3,281,243 American Depositary Shares, equal to 4.9% of the Class A ordinary shares outstanding (based on 335,153,359 shares outstanding as of 12/31/2024, per the issuer's 20-F). The filing breaks down holdings across affiliated funds: HongShan Capital I holds 11,328,515 shares, HongShan Capital Partners Fund I 1,301,720, and HongShan Capital Principals Fund I 1,753,365, with HongShan Capital Management I, HSG Holding and SNP China Enterprises shown as control/holding entities.
The filing discloses voting and dispositive power allocations, including 2,022,610 shares of sole voting and dispositive power attributable to Neil Nanpeng Shen and 14,383,600 shares of shared voting/dispositive power across several HongShan entities. No additional transactions, agreements, or changes to group membership are reported.
Noah Holdings Limited (NYSE: NOAH) has filed a Form 144 indicating the proposed sale of 100,000 American Depositary Shares (ADSs), with each ADS representing five ordinary shares. The filing, submitted as a LIVE document, serves as advance notice under Rule 144 of the Securities Act that the unnamed shareholder intends to dispose of the shares on or about 23 June 2025.
The shares to be sold have an aggregate market value of US $1.241 million, based on the market price at the time of filing. Relative to the total shares outstanding (65.16 million ADS-equivalent units), the proposed sale represents roughly 0.15 % of shares outstanding, a level generally considered immaterial in terms of dilution or market overhang.
The securities were originally acquired on 14 October 2010, prior to Noah’s initial public offering, for cash consideration. The filer reports no other sales in the past three months, and the filing affirms that the seller possesses no undisclosed material adverse information. The proposed broker is Ark Group Holdings (Hong Kong) Limited, and the transaction will be executed on the NYSE.
Because the filing lacks the seller’s identity and relationship to the issuer, investors cannot directly determine whether the seller is an insider or a large strategic holder. Nevertheless, the limited size of the trade and the routine nature of Form 144 notices suggest the event is unlikely to have a material impact on NOAH’s share price or corporate fundamentals.