AG˹ٷ

STOCK TITAN

[Form 4] Mobix Labs, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Samini Keyvan, who serves as President, CFO and a director of Mobix Labs, Inc. (MOBX), reported transactions dated 05/30/2025. The filing shows a disposition of 2,868,204 shares of Class A common stock and discloses several insider awards and holdings intended as compensation and retention.

The reporting person holds or controls derivative and contingent interests including 323,529 exercisable options with a $0.17 exercise price expiring 08/10/2030, 333,333 restricted stock units that convert one-for-one and vest on 12/21/2025, and 915,033 Class B restricted stock awards granted 05/30/2025 that vest over five years. Certain shares are held indirectly through named trusts with amounts disclosed.

Samini Keyvan, che ricopre le cariche di Presidente, CFO e amministratore di Mobix Labs, Inc. (MOBX), ha segnalato operazioni in data 05/30/2025. Il deposito indica una cessione di 2,868,204 azioni di Classe A e riporta diverse assegnazioni e posizioni da insider destinate a compenso e retention.

La persona segnalante detiene o controlla interessi derivati e condizionali tra cui 323,529 opzioni esercitabili con prezzo di esercizio di $0,17 in scadenza il 08/10/2030, 333,333 restricted stock units convertibili uno a uno e con vesting il 12/21/2025, e 915,033 award in azioni di Classe B soggette a restrizioni concesse il 05/30/2025 che maturano nell'arco di cinque anni. Alcune azioni sono detenute indirettamente tramite trust indicati, con gli importi divulgati.

Samini Keyvan, que actúa como Presidente, CFO y director de Mobix Labs, Inc. (MOBX), informó transacciones con fecha 05/30/2025. La presentación muestra una disposición de 2,868,204 acciones de Clase A y revela varias adjudicaciones y posiciones de insider destinadas a compensación y retención.

La persona informante posee o controla intereses derivados y contingentes, incluyendo 323,529 opciones ejercitables con precio de ejercicio de $0.17 que vencen el 08/10/2030, 333,333 unidades de acciones restringidas convertibles una a una y con adquisición de derechos el 12/21/2025, y 915,033 adjudicaciones de acciones Clase B restringidas otorgadas el 05/30/2025 que se consolidan durante cinco años. Ciertas acciones se mantienen indirectamente a través de fideicomisos nombrados, con los montos divulgados.

Samini Keyvan은 Mobix Labs, Inc. (MOBX)� 회장(President), 최고재무책임�(CFO) � 이사로서 05/30/2025� 거래� 신고했습니다. 제출 서류에는 클래� A 보통� 2,868,204� 처분� 기재되어 있으�, 보상 � 유지 목적� 여러 내부� 수여 � 보유 내역� 공개되어 있습니다.

신고인은 파생 � 조건부 지분을 보유하거� 통제하고 있으�, 여기에는 행사가 $0.17, 만기 08/10/2030� 323,529� 행사 가능한 옵션, 1대1� 전환되며 12/21/2025� 권리확정(vesting)되는 333,333개의 제한주식 단위(RSUs), 05/30/2025� 부여되� 5년에 걸쳐 베스팅되� 915,033주의 클래� B 제한주식 수여 등이 포함됩니�. 일부 주식은 명시� 신탁� 통해 간접 보유되어 있으� � 금액� 공개되어 있습니다.

Samini Keyvan, qui occupe les fonctions de Président, CFO et administrateur de Mobix Labs, Inc. (MOBX), a déclaré des opérations datées du 05/30/2025. Le dépôt indique une cession de 2,868,204 actions de classe A et révèle plusieurs attributions et détentions d'initiés destinées à la rémunération et à la fidélisation.

La personne déclarante détient ou contrôle des intérêts dérivés et conditionnels, notamment 323,529 options exerçables au prix d'exercice de $0.17 expirant le 08/10/2030, 333,333 unités d'actions restreintes convertibles une pour une et devenant acquises le 12/21/2025, et 915,033 attributions d'actions de classe B restreintes accordées le 05/30/2025 qui s'acquièrent sur cinq ans. Certaines actions sont détenues indirectement via des trusts nommés, avec les montants divulgués.

Samini Keyvan, der als Präsident, CFO und Direktor von Mobix Labs, Inc. (MOBX) tätig ist, meldete Transaktionen datiert 05/30/2025. Die Einreichung weist eine Veräußerung von 2,868,204 Aktien der Klasse A aus und offenbart mehrere Insider-Zuwendungen und Beteiligungen, die als Vergütung und zur Mitarbeiterbindung bestimmt sind.

Die meldende Person hält oder kontrolliert derivative und bedingte Interessen, darunter 323,529 ausüb­bare Optionen mit einem Ausübungspreis von $0,17, die am 08/10/2030 verfallen, 333,333 Restricted Stock Units (RSU), die eins zu eins umwandelbar sind und am 12/21/2025 unverfallbar werden, sowie 915,033 Restricted Stock Awards der Klasse B, gewährt am 05/30/2025, die über fünf Jahre vesten. Bestimmte Aktien werden indirekt über namentlich genannte Trusts gehalten, mit offengelegten Beträgen.

Positive
  • Grant of 915,033 Class B restricted stock awards on 05/30/2025 with a five-year vesting schedule supports long-term retention
  • 333,333 RSUs that convert one-for-one to Class A common stock and vest on 12/21/2025, aligning future compensation to shareholders
  • 323,529 fully vested options exercisable at $0.17 (expiring 08/10/2030), providing potential upside to the reporting person
Negative
  • Disposition of 2,868,204 Class A shares on 05/30/2025 represents a large insider sale and is a material liquidity event
  • 915,033 Class B RSAs are convertible into Class A shares, creating potential future dilution when converted or vested

Insights

TL;DR: Large immediate sale plus sizable long-term equity awards create mixed signals on insider liquidity and retention.

The report records a sizeable disposition of 2,868,204 Class A shares on 05/30/2025, which is a material outright sale by a senior executive. Offsetting that, the executive received multiple equity awards: fully vested options for 323,529 shares at a $0.17 strike, 333,333 RSUs vesting 12/21/2025, and 915,033 Class B restricted stock awards granted 05/30/2025 with a five-year vesting schedule. These awards provide multi-year alignment but also represent potential future dilution when converted to Class A shares. Overall, the filing contains both significant liquidity actions and retention incentives; net impact depends on absolute share counts outstanding and market context not provided here.

TL;DR: The company used long-term equity grants and standard vesting to retain an executive following a large share disposition.

The disclosure shows governance-standard devices: time-based RSUs and RSAs with a staged vesting schedule (10% at first anniversary then quarterly over 48 months) and conversion terms for Class B shares. The Reporting Person also disclaims beneficial ownership for trust-held shares except for pecuniary interest, which is explicitly noted. The combination of immediate share disposition and multi-year awards is consistent with a structure that permits executive liquidity while preserving long-term incentives for service and performance. This filing is governance-relevant but does not indicate regulatory or compliance issues.

Samini Keyvan, che ricopre le cariche di Presidente, CFO e amministratore di Mobix Labs, Inc. (MOBX), ha segnalato operazioni in data 05/30/2025. Il deposito indica una cessione di 2,868,204 azioni di Classe A e riporta diverse assegnazioni e posizioni da insider destinate a compenso e retention.

La persona segnalante detiene o controlla interessi derivati e condizionali tra cui 323,529 opzioni esercitabili con prezzo di esercizio di $0,17 in scadenza il 08/10/2030, 333,333 restricted stock units convertibili uno a uno e con vesting il 12/21/2025, e 915,033 award in azioni di Classe B soggette a restrizioni concesse il 05/30/2025 che maturano nell'arco di cinque anni. Alcune azioni sono detenute indirettamente tramite trust indicati, con gli importi divulgati.

Samini Keyvan, que actúa como Presidente, CFO y director de Mobix Labs, Inc. (MOBX), informó transacciones con fecha 05/30/2025. La presentación muestra una disposición de 2,868,204 acciones de Clase A y revela varias adjudicaciones y posiciones de insider destinadas a compensación y retención.

La persona informante posee o controla intereses derivados y contingentes, incluyendo 323,529 opciones ejercitables con precio de ejercicio de $0.17 que vencen el 08/10/2030, 333,333 unidades de acciones restringidas convertibles una a una y con adquisición de derechos el 12/21/2025, y 915,033 adjudicaciones de acciones Clase B restringidas otorgadas el 05/30/2025 que se consolidan durante cinco años. Ciertas acciones se mantienen indirectamente a través de fideicomisos nombrados, con los montos divulgados.

Samini Keyvan은 Mobix Labs, Inc. (MOBX)� 회장(President), 최고재무책임�(CFO) � 이사로서 05/30/2025� 거래� 신고했습니다. 제출 서류에는 클래� A 보통� 2,868,204� 처분� 기재되어 있으�, 보상 � 유지 목적� 여러 내부� 수여 � 보유 내역� 공개되어 있습니다.

신고인은 파생 � 조건부 지분을 보유하거� 통제하고 있으�, 여기에는 행사가 $0.17, 만기 08/10/2030� 323,529� 행사 가능한 옵션, 1대1� 전환되며 12/21/2025� 권리확정(vesting)되는 333,333개의 제한주식 단위(RSUs), 05/30/2025� 부여되� 5년에 걸쳐 베스팅되� 915,033주의 클래� B 제한주식 수여 등이 포함됩니�. 일부 주식은 명시� 신탁� 통해 간접 보유되어 있으� � 금액� 공개되어 있습니다.

Samini Keyvan, qui occupe les fonctions de Président, CFO et administrateur de Mobix Labs, Inc. (MOBX), a déclaré des opérations datées du 05/30/2025. Le dépôt indique une cession de 2,868,204 actions de classe A et révèle plusieurs attributions et détentions d'initiés destinées à la rémunération et à la fidélisation.

La personne déclarante détient ou contrôle des intérêts dérivés et conditionnels, notamment 323,529 options exerçables au prix d'exercice de $0.17 expirant le 08/10/2030, 333,333 unités d'actions restreintes convertibles une pour une et devenant acquises le 12/21/2025, et 915,033 attributions d'actions de classe B restreintes accordées le 05/30/2025 qui s'acquièrent sur cinq ans. Certaines actions sont détenues indirectement via des trusts nommés, avec les montants divulgués.

Samini Keyvan, der als Präsident, CFO und Direktor von Mobix Labs, Inc. (MOBX) tätig ist, meldete Transaktionen datiert 05/30/2025. Die Einreichung weist eine Veräußerung von 2,868,204 Aktien der Klasse A aus und offenbart mehrere Insider-Zuwendungen und Beteiligungen, die als Vergütung und zur Mitarbeiterbindung bestimmt sind.

Die meldende Person hält oder kontrolliert derivative und bedingte Interessen, darunter 323,529 ausüb­bare Optionen mit einem Ausübungspreis von $0,17, die am 08/10/2030 verfallen, 333,333 Restricted Stock Units (RSU), die eins zu eins umwandelbar sind und am 12/21/2025 unverfallbar werden, sowie 915,033 Restricted Stock Awards der Klasse B, gewährt am 05/30/2025, die über fünf Jahre vesten. Bestimmte Aktien werden indirekt über namentlich genannte Trusts gehalten, mit offengelegten Beträgen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SAMINI KEYVAN

(Last) (First) (Middle)
C/O MOBIX LABS, INC.
1 VENTURE, SUITE 220

(Street)
IRVINE CA 92618

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOBIX LABS, INC [ MOBX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President, CFO & Director
3. Date of Earliest Transaction (Month/Day/Year)
05/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 2,868,204 D
Class A Common Stock 73,529 I(1) By KSLI Trust
Class A Common Stock 171,146 I(1) By KSSF Trust
Class A Common Stock 73,529 I(1) By SSLI Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $0.17 (2) 08/10/2030 Class A Common Stock 323,529 323,529 D
Restricted Stock Units (3) (4) (4) Class A Common Stock 333,333 333,333 D
Class B Common Stock (5) (5) (5) Class A Common Stock 125,000 125,000 I(1) By KSSF Trust
Class B Common Stock (5) 05/30/2025 A 915,033 (6) (6) Class A Common Stock 915,033 $0.00 915,033 D
Explanation of Responses:
1. The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
2. These options are fully vested and exercisable.
3. The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
4. These RSUs will vest on December 21, 2025.
5. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
6. The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.
/s/ Terri Aprati, Attorney-in-Fact 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mobix Labs (MOBX) insider Samini Keyvan report on 05/30/2025?

The filing reports a disposition of 2,868,204 Class A shares and multiple equity awards including 915,033 Class B RSAs, 333,333 RSUs, and 323,529 exercisable options.

How many options does the reporting person hold and what is the strike price?

The reporting person holds 323,529 options exercisable at a $0.17 exercise price with expiration 08/10/2030.

When do the RSUs and RSAs vest?

The 333,333 RSUs vest on 12/21/2025. The 915,033 Class B RSAs granted 05/30/2025 vest over five years: 10% on the first anniversary (05/30/2026) then the remaining 90% in equal quarterly installments over 48 months.

Are any shares held indirectly by trusts?

Yes. The filing discloses indirect holdings through trusts including 73,529, 171,146, and 73,529 shares held by named trusts, and a 125,000 Class B shareholding indicated as held by a trust.

Do the Class B shares convert to Class A shares?

Yes. The filing states certain Class B common stock is convertible into Class A common stock at the option of the reporting person and will be automatically converted upon specified conditions.
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