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STOCK TITAN

[Form 4] Barings Corporate Investors Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

The Form 4 filing for Barings Corporate Investors (ticker MCI) reports a small, plan-based insider transaction. On July 10 2025, President Christina Emery directed 34.5967 notional units into the company-linked investment option of the Barings Non-Qualified Thrift Plan, designated with transaction code J (other non-open-market transfer). The units were valued at $21.72 per share equivalent, bringing her total beneficial interest under the plan to 4,484.5622 share equivalents.

The derivative position is entirely notional, exercisable only upon retirement or other plan-defined events, and does not represent direct ownership of MCI common shares. No open-market purchase or sale occurred, and the public float remains unchanged. The disclosure is routine and carries minimal direct market impact.

Il modulo Form 4 per Barings Corporate Investors (ticker MCI) segnala una piccola transazione interna basata su un piano. Il 10 luglio 2025, la presidente Christina Emery ha trasferito 34,5967 unità teoriche nell'opzione di investimento collegata all'azienda del Barings Non-Qualified Thrift Plan, identificata con il codice transazione J (altro trasferimento non di mercato aperto). Le unità erano valutate a 21,72 $ per equivalente azionario, portando il suo interesse totale nel piano a 4.484,5622 equivalenti azionari.

La posizione derivata è interamente teorica, esercitabile solo al pensionamento o in altri eventi definiti dal piano, e non rappresenta una proprietà diretta delle azioni ordinarie MCI. Non si è verificato alcun acquisto o vendita sul mercato aperto, e il flottante pubblico rimane invariato. La comunicazione è di routine e ha un impatto diretto minimo sul mercato.

La presentación del Formulario 4 para Barings Corporate Investors (símbolo MCI) informa una pequeña transacción interna basada en un plan. El 10 de julio de 2025, la presidenta Christina Emery 徱ó 34,5967 unidades nominales hacia la opción de inversión vinculada a la empresa del Barings Non-Qualified Thrift Plan, designada con el código de transacción J (otra transferencia fuera del mercado abierto). Las unidades se valoraron en $21.72 por equivalente de acción, llevando su interés total bajo el plan a 4,484.5622 equivalentes en acciones.

La posición derivada es completamente nominal, ejercitable solo al retiro u otros eventos definidos por el plan, y no representa propiedad directa de acciones comunes de MCI. No se realizó ninguna compra o venta en el mercado abierto, y el flotante público permanece sin cambios. La divulgación es rutinaria y tiene un impacto directo mínimo en el mercado.

Barings Corporate Investors(티커 MCI)� 대� Form 4 제출서에� 소규� 계획 기반 내부 거래가 보고되었습니�. 2025� 7� 10�, 사장 크리스티� 에머�� Barings Non-Qualified Thrift Plan� 회사 연계 투자 옵션으로 34.5967 명목 단위� 이체했으�, 거래 코드 J(기타 비공� 시장 이전)� 지정되었습니다. 단위� 가치는 $21.72� 평가되어 그녀� � 이익은 4,484.5622 � 상당으로 증가했습니다.

� 파생 포지션은 전적으로 명목상이�, 은� 또는 기타 계획 정의 이벤� 시에� 행사 가능하� MCI 보통� 직접 소유� 의미하지 않습니다. 공개 시장에서� 매매� 없었으며, 공공 유통 주식 수는 변동이 없습니다. � 공개� 일상적이� 시장� 미치� 직접 영향은 미미합니�.

Le dépôt du formulaire 4 pour Barings Corporate Investors (symbole MCI) signale une petite transaction interne basée sur un plan. Le 10 juillet 2025, la présidente Christina Emery a dirigé 34,5967 unités notionnelles vers l'option d'investissement liée à l'entreprise du Barings Non-Qualified Thrift Plan, désignée par le code transaction J (autre transfert hors marché ouvert). Les unités ont été évaluées à 21,72 $ par équivalent action, portant son intérêt total dans le plan à 4 484,5622 équivalents actions.

La position dérivée est entièrement notionnelle, exerçable uniquement lors de la retraite ou d'autres événements définis par le plan, et ne représente pas une propriété directe des actions ordinaires MCI. Aucun achat ou vente sur le marché ouvert n'a eu lieu, et le flottant public reste inchangé. La divulgation est routinière et a un impact direct minimal sur le marché.

Die Form 4-Meldung für Barings Corporate Investors (Ticker MCI) berichtet über eine kleine, planbasierte Insider-Transaktion. Am 10. Juli 2025 hat Präsidentin Christina Emery 34,5967 fiktive Einheiten in die unternehmensgebundene Anlageoption des Barings Non-Qualified Thrift Plan gelenkt, gekennzeichnet mit dem Transaktionscode J (andere nicht am offenen Markt erfolgte Übertragung). Die Einheiten wurden mit 21,72 $ pro Aktienäquivalent bewertet, wodurch ihr gesamtes wirtschaftliches Interesse im Plan auf 4.484,5622 Aktienäquivalente anstieg.

Die Derivatposition ist rein fiktiv, nur bei Ruhestand oder anderen plandefinierten Ereignissen ausübbar und stellt keinen direkten Besitz von MCI-Stammaktien dar. Es fand kein Kauf oder Verkauf am offenen Markt statt, und der Streubesitz bleibt unverändert. Die Offenlegung ist routinemäßig und hat minimale direkte Auswirkungen auf den Markt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Routine notional plan allocation; negligible size; neutral market impact.

The reported transaction adds fewer than 35 share equivalents—worth roughly $750—to Ms. Emery’s deferred-compensation account, lifting her plan balance to about 4.5 k share equivalents. Because the derivative is notional and cannot be converted into stock until separation from the company, it does not affect the share count or liquidity. Transaction code J confirms this is an internal adjustment, not a purchase on the open market. Consequently, the filing provides little insight into insider sentiment and is unlikely to influence valuation or trading dynamics.

Il modulo Form 4 per Barings Corporate Investors (ticker MCI) segnala una piccola transazione interna basata su un piano. Il 10 luglio 2025, la presidente Christina Emery ha trasferito 34,5967 unità teoriche nell'opzione di investimento collegata all'azienda del Barings Non-Qualified Thrift Plan, identificata con il codice transazione J (altro trasferimento non di mercato aperto). Le unità erano valutate a 21,72 $ per equivalente azionario, portando il suo interesse totale nel piano a 4.484,5622 equivalenti azionari.

La posizione derivata è interamente teorica, esercitabile solo al pensionamento o in altri eventi definiti dal piano, e non rappresenta una proprietà diretta delle azioni ordinarie MCI. Non si è verificato alcun acquisto o vendita sul mercato aperto, e il flottante pubblico rimane invariato. La comunicazione è di routine e ha un impatto diretto minimo sul mercato.

La presentación del Formulario 4 para Barings Corporate Investors (símbolo MCI) informa una pequeña transacción interna basada en un plan. El 10 de julio de 2025, la presidenta Christina Emery 徱ó 34,5967 unidades nominales hacia la opción de inversión vinculada a la empresa del Barings Non-Qualified Thrift Plan, designada con el código de transacción J (otra transferencia fuera del mercado abierto). Las unidades se valoraron en $21.72 por equivalente de acción, llevando su interés total bajo el plan a 4,484.5622 equivalentes en acciones.

La posición derivada es completamente nominal, ejercitable solo al retiro u otros eventos definidos por el plan, y no representa propiedad directa de acciones comunes de MCI. No se realizó ninguna compra o venta en el mercado abierto, y el flotante público permanece sin cambios. La divulgación es rutinaria y tiene un impacto directo mínimo en el mercado.

Barings Corporate Investors(티커 MCI)� 대� Form 4 제출서에� 소규� 계획 기반 내부 거래가 보고되었습니�. 2025� 7� 10�, 사장 크리스티� 에머�� Barings Non-Qualified Thrift Plan� 회사 연계 투자 옵션으로 34.5967 명목 단위� 이체했으�, 거래 코드 J(기타 비공� 시장 이전)� 지정되었습니다. 단위� 가치는 $21.72� 평가되어 그녀� � 이익은 4,484.5622 � 상당으로 증가했습니다.

� 파생 포지션은 전적으로 명목상이�, 은� 또는 기타 계획 정의 이벤� 시에� 행사 가능하� MCI 보통� 직접 소유� 의미하지 않습니다. 공개 시장에서� 매매� 없었으며, 공공 유통 주식 수는 변동이 없습니다. � 공개� 일상적이� 시장� 미치� 직접 영향은 미미합니�.

Le dépôt du formulaire 4 pour Barings Corporate Investors (symbole MCI) signale une petite transaction interne basée sur un plan. Le 10 juillet 2025, la présidente Christina Emery a dirigé 34,5967 unités notionnelles vers l'option d'investissement liée à l'entreprise du Barings Non-Qualified Thrift Plan, désignée par le code transaction J (autre transfert hors marché ouvert). Les unités ont été évaluées à 21,72 $ par équivalent action, portant son intérêt total dans le plan à 4 484,5622 équivalents actions.

La position dérivée est entièrement notionnelle, exerçable uniquement lors de la retraite ou d'autres événements définis par le plan, et ne représente pas une propriété directe des actions ordinaires MCI. Aucun achat ou vente sur le marché ouvert n'a eu lieu, et le flottant public reste inchangé. La divulgation est routinière et a un impact direct minimal sur le marché.

Die Form 4-Meldung für Barings Corporate Investors (Ticker MCI) berichtet über eine kleine, planbasierte Insider-Transaktion. Am 10. Juli 2025 hat Präsidentin Christina Emery 34,5967 fiktive Einheiten in die unternehmensgebundene Anlageoption des Barings Non-Qualified Thrift Plan gelenkt, gekennzeichnet mit dem Transaktionscode J (andere nicht am offenen Markt erfolgte Übertragung). Die Einheiten wurden mit 21,72 $ pro Aktienäquivalent bewertet, wodurch ihr gesamtes wirtschaftliches Interesse im Plan auf 4.484,5622 Aktienäquivalente anstieg.

Die Derivatposition ist rein fiktiv, nur bei Ruhestand oder anderen plandefinierten Ereignissen ausübbar und stellt keinen direkten Besitz von MCI-Stammaktien dar. Es fand kein Kauf oder Verkauf am offenen Markt statt, und der Streubesitz bleibt unverändert. Die Offenlegung ist routinemäßig und hat minimale direkte Auswirkungen auf den Markt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Emery Christina

(Last) (First) (Middle)
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Barings Non-Qualified Thrift Plan (1) 07/10/2025 J(2) 34.5967 (1) (1) Common Shares ("Shares of Beneficial Interest") 34.5967 $21.72 4,484.5622 D
Explanation of Responses:
1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
/s/ Jessica Restivo Attorney- in - Fact 07/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many MCI share equivalents did President Christina Emery acquire on 10-Jul-2025?

She allocated 34.5967 notional share equivalents to her non-qualified thrift plan.

What does transaction code "J" mean in the MCI Form 4?

Code J denotes a non-open-market, other transfer—here, an internal plan allocation.

What is Christina Emery’s total beneficial ownership in MCI after the transaction?

Her plan-based beneficial interest is 4,484.5622 share equivalents.

Was there an actual purchase of MCI common shares on the open market?

No. The derivative units are notional and tied to a deferred-compensation plan; no public-market trade occurred.
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