[Form 4] Main Street Capital Corporation Insider Trading Activity
Main Street Capital Corp. director Jon K. Griffin reported multiple changes in his beneficial ownership of MAIN common stock. He acquired 16.591 shares and 185.449 shares through a dividend reinvestment plan at prices of $63.57 and $63.50 per share, respectively, and later transferred 1,505.091 shares as a gift at $0, reducing his beneficial holdings to 68,831.841 shares. The Form 4 indicates the dividend reinvestment purchases were exempt under Rule 16a-11 and the gift transfer was exempt under Rule 16b-5. The submission was filed by an attorney-in-fact on behalf of the reporting person.
Jon K. Griffin, amministratore di Main Street Capital Corp., ha segnalato diverse variazioni nella sua titolarit脿 beneficiaria di azioni ordinarie MAIN. Ha acquisito 16,591 azioni e 185,449 azioni tramite un piano di reinvestimento dei dividendi a prezzi rispettivamente di $63,57 e $63,50 per azione, e successivamente ha trasferito 1.505,091 azioni a titolo di donazione a $0, riducendo la sua partecipazione beneficiaria a 68.831,841 azioni. Il Modulo 4 indica che gli acquisti tramite il piano di reinvestimento dei dividendi erano esenti ai sensi della Rule 16a-11 e che il trasferimento a titolo di donazione era esente ai sensi della Rule 16b-5. La comunicazione 猫 stata presentata da un procuratore in nome della persona segnalante.
Jon K. Griffin, director de Main Street Capital Corp., inform贸 varios cambios en su propiedad beneficiaria de acciones ordinarias MAIN. Adquiri贸 16.591 acciones y 185.449 acciones mediante un plan de reinversi贸n de dividendos a precios de $63.57 y $63.50 por acci贸n, respectivamente, y posteriormente transfiri贸 1.505.091 acciones como regalo a $0, reduciendo su participaci贸n beneficiaria a 68.831.841 acciones. El Formulario 4 indica que las compras mediante el plan de reinversi贸n de dividendos estuvieron exentas bajo la Regla 16a-11 y que la transferencia como regalo estuvo exenta bajo la Regla 16b-5. La presentaci贸n fue realizada por un apoderado en nombre de la persona informante.
Main Street Capital Corp.鞚� 鞚挫偓 Jon K. Griffin鞚� MAIN 氤错喌欤检棎 雽�頃� 鞛愳嫚鞚� 鞁れ鞝� 靻岇湢甓� 氤�霃欖潉 鞐煬 瓯� 氤搓碃頄堨姷雼堧嫟. 攴鸽姅 氚半嫻 鞛埇鞛� 瓿勴殟鞚� 韱淀暣 臧侁皝 欤茧嫻 $63.57 氚� $63.50鞚� 臧�瓴╈溂搿� 16.591欤检檧 185.449欤茧ゼ 旆摑頄堨溂氅�, 鞚错泟 1,505.091欤茧ゼ 氍挫儊歃濎棳(臧�瓴� $0)搿� 鞚挫爠頃橃棳 鞁れ 氤挫湢欤检嫕鞚� 68,831.841欤茧 欷勳榾鞀惦媹雼�. Form 4鞐愲姅 氚半嫻 鞛埇鞛� 毵れ瀰鞚� Rule 16a-11鞐� 霐半澕 氅挫牅霅橃棃瓿�, 歃濎棳 鞚挫爠鞚� Rule 16b-5鞐� 霐半澕 氅挫牅霅橃棃雼り碃 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖靹滊姅 氤搓碃鞚胳潉 雽�鞁犿暣 雽�毽澑鞚� 鞝滌稖頄堨姷雼堧嫟.
Jon K. Griffin, administrateur de Main Street Capital Corp., a signal茅 plusieurs modifications de sa d茅tention b茅n茅ficiaire d'actions ordinaires MAIN. Il a acquis 16,591 actions et 185,449 actions via un plan de r茅investissement des dividendes aux prix de $63,57 et $63,50 par action, respectivement, puis a transf茅r茅 1.505,091 actions en cadeau 脿 $0, r茅duisant ainsi sa participation b茅n茅ficiaire 脿 68.831,841 actions. Le formulaire 4 indique que les achats via le plan de r茅investissement des dividendes 茅taient exempt茅s en vertu de la Rule 16a-11 et que le transfert en cadeau 茅tait exempt茅 en vertu de la Rule 16b-5. La d茅claration a 茅t茅 d茅pos茅e par un mandataire au nom de la personne d茅clarante.
Jon K. Griffin, Direktor von Main Street Capital Corp., meldete mehrere 脛nderungen in seinem wirtschaftlichen Eigentum an Stammaktien (MAIN). Er erwarb 16,591 Aktien und 185,449 Aktien 眉ber ein Dividenden-Reinvestitionsprogramm zu Preisen von jeweils $63,57 und $63,50 pro Aktie und 眉bertrug sp盲ter 1.505,091 Aktien als Schenkung zu $0, wodurch sein wirtschaftlicher Bestand auf 68.831,841 Aktien reduziert wurde. Das Formblatt 4 weist aus, dass die K盲ufe 眉ber das Reinvestitionsprogramm nach Rule 16a-11 befreit waren und die Schenkungs眉bertragung nach Rule 16b-5 befreit war. Die Einreichung wurde von einem Bevollm盲chtigten im Namen der meldenden Person vorgenommen.
- Dividend reinvestment plan utilized for acquisitions, showing participation in company DRIP
- Exemptions cited (Rule 16a-11 and Rule 16b-5) indicate routine, compliant transaction treatment
- Gift transfer of 1,505.091 shares reduced beneficial ownership, which may change share count for insider calculations
Insights
TL;DR: Insider made small DRIP purchases then gifted shares; transactions appear routine and exempt under Section 16 rules.
The reported transactions are procedural: two small acquisitions via a dividend reinvestment plan and a subsequent gift transfer. The Form 4 explicitly cites Rule 16a-11 for the DRIP purchases and Rule 16b-5 for the gift exemption, which suggests the reporting person relied on standard Section 16 exemptions. The net change leaves the director with 68,831.841 shares beneficially owned. For compliance reviewers, documentation supporting the exemptions and the gift recipient records would be the primary items to verify.
TL;DR: Transactions are non-material for control but relevant to insider holdings transparency.
The size of the purchases (roughly 202.04 shares total) and the single gift of 1,505.091 shares do not indicate a change in control or material repositioning by the director. These filings fulfill disclosure obligations and clarify the director's ongoing use of the company DRIP and personal estate or gifting decisions. Investors gain refreshed ownership figures; there is no explicit indication of compensation-related option exercise or other compensatory derivative activity in this Form 4.
Jon K. Griffin, amministratore di Main Street Capital Corp., ha segnalato diverse variazioni nella sua titolarit脿 beneficiaria di azioni ordinarie MAIN. Ha acquisito 16,591 azioni e 185,449 azioni tramite un piano di reinvestimento dei dividendi a prezzi rispettivamente di $63,57 e $63,50 per azione, e successivamente ha trasferito 1.505,091 azioni a titolo di donazione a $0, riducendo la sua partecipazione beneficiaria a 68.831,841 azioni. Il Modulo 4 indica che gli acquisti tramite il piano di reinvestimento dei dividendi erano esenti ai sensi della Rule 16a-11 e che il trasferimento a titolo di donazione era esente ai sensi della Rule 16b-5. La comunicazione 猫 stata presentata da un procuratore in nome della persona segnalante.
Jon K. Griffin, director de Main Street Capital Corp., inform贸 varios cambios en su propiedad beneficiaria de acciones ordinarias MAIN. Adquiri贸 16.591 acciones y 185.449 acciones mediante un plan de reinversi贸n de dividendos a precios de $63.57 y $63.50 por acci贸n, respectivamente, y posteriormente transfiri贸 1.505.091 acciones como regalo a $0, reduciendo su participaci贸n beneficiaria a 68.831.841 acciones. El Formulario 4 indica que las compras mediante el plan de reinversi贸n de dividendos estuvieron exentas bajo la Regla 16a-11 y que la transferencia como regalo estuvo exenta bajo la Regla 16b-5. La presentaci贸n fue realizada por un apoderado en nombre de la persona informante.
Main Street Capital Corp.鞚� 鞚挫偓 Jon K. Griffin鞚� MAIN 氤错喌欤检棎 雽�頃� 鞛愳嫚鞚� 鞁れ鞝� 靻岇湢甓� 氤�霃欖潉 鞐煬 瓯� 氤搓碃頄堨姷雼堧嫟. 攴鸽姅 氚半嫻 鞛埇鞛� 瓿勴殟鞚� 韱淀暣 臧侁皝 欤茧嫻 $63.57 氚� $63.50鞚� 臧�瓴╈溂搿� 16.591欤检檧 185.449欤茧ゼ 旆摑頄堨溂氅�, 鞚错泟 1,505.091欤茧ゼ 氍挫儊歃濎棳(臧�瓴� $0)搿� 鞚挫爠頃橃棳 鞁れ 氤挫湢欤检嫕鞚� 68,831.841欤茧 欷勳榾鞀惦媹雼�. Form 4鞐愲姅 氚半嫻 鞛埇鞛� 毵れ瀰鞚� Rule 16a-11鞐� 霐半澕 氅挫牅霅橃棃瓿�, 歃濎棳 鞚挫爠鞚� Rule 16b-5鞐� 霐半澕 氅挫牅霅橃棃雼り碃 旮办灛霅橃柎 鞛堨姷雼堧嫟. 鞝滌稖靹滊姅 氤搓碃鞚胳潉 雽�鞁犿暣 雽�毽澑鞚� 鞝滌稖頄堨姷雼堧嫟.
Jon K. Griffin, administrateur de Main Street Capital Corp., a signal茅 plusieurs modifications de sa d茅tention b茅n茅ficiaire d'actions ordinaires MAIN. Il a acquis 16,591 actions et 185,449 actions via un plan de r茅investissement des dividendes aux prix de $63,57 et $63,50 par action, respectivement, puis a transf茅r茅 1.505,091 actions en cadeau 脿 $0, r茅duisant ainsi sa participation b茅n茅ficiaire 脿 68.831,841 actions. Le formulaire 4 indique que les achats via le plan de r茅investissement des dividendes 茅taient exempt茅s en vertu de la Rule 16a-11 et que le transfert en cadeau 茅tait exempt茅 en vertu de la Rule 16b-5. La d茅claration a 茅t茅 d茅pos茅e par un mandataire au nom de la personne d茅clarante.
Jon K. Griffin, Direktor von Main Street Capital Corp., meldete mehrere 脛nderungen in seinem wirtschaftlichen Eigentum an Stammaktien (MAIN). Er erwarb 16,591 Aktien und 185,449 Aktien 眉ber ein Dividenden-Reinvestitionsprogramm zu Preisen von jeweils $63,57 und $63,50 pro Aktie und 眉bertrug sp盲ter 1.505,091 Aktien als Schenkung zu $0, wodurch sein wirtschaftlicher Bestand auf 68.831,841 Aktien reduziert wurde. Das Formblatt 4 weist aus, dass die K盲ufe 眉ber das Reinvestitionsprogramm nach Rule 16a-11 befreit waren und die Schenkungs眉bertragung nach Rule 16b-5 befreit war. Die Einreichung wurde von einem Bevollm盲chtigten im Namen der meldenden Person vorgenommen.
FAQ
What transactions did Jon K. Griffin report on the Form 4 for MAIN?
How many MAIN shares does the reporting person beneficially own after these transactions?
What exemptions were cited for the reported transactions?
Were any derivative or option exercises reported in this filing for MAIN?
Who signed or filed the Form 4 on behalf of the reporting person?
