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[SCHEDULE 13D/A] LiveOne, Inc. SEC Filing

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SCHEDULE 13D/A





If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D




Comment for Type of Reporting Person:
(1) See Items 5 and 6 of this Schedule 13D. (2) On the basis of (i) 101,628,164 shares of the Issuer's common stock issued and outstanding as of July 15, 2025, reported by the Issuer in its Preliminary Prospectus Supplement, filed with the U.S. Securities and Exchange Commission (the "SEC") on July 15, 2025 (the "Prospectus Supplement"), plus (ii) 987,252 shares of the Issuer's common stock issuable upon the conversion of the Issuer's Series A Perpetual Convertible Preferred Stock beneficially owned by the Reporting Person, plus (iii) 2,035,399 warrants beneficially owned by the Reporting Person, plus (iv) 666,667 options beneficially owned by the Reporting Person, as more fully discussed in Items 5 and 6 of this Schedule 13D.


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) See Items 5 and 6 of this Schedule 13D. (2) On the basis of (i) 101,628,164 shares of the Issuer's common stock issued and outstanding as of July 15, 2025, reported by the Issuer in the Prospectus Supplement, plus (ii) 987,252 shares of the Issuer's common stock issuable upon the conversion of the Issuer's Series A Perpetual Convertible Preferred Stock beneficially owned by the Reporting Person, plus (iii) 2,035,399 warrants beneficially owned by the Reporting Person.


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) See Items 5 and 6 of this Schedule 13D. (2) On the basis of (i) 101,628,164 shares of the Issuer's common stock issued and outstanding as of July 15, 2025, reported by the Issuer in the Prospectus Supplement, plus (ii) 987,252 shares of the Issuer's common stock issuable upon the conversion of the Issuer's Series A Perpetual Convertible Preferred Stock beneficially owned by the Reporting Person, plus (iii) 2,035,399 warrants beneficially owned by the Reporting Person.


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) See Items 5 and 6 of this Schedule 13D. (2) On the basis of 101,628,164 shares of the Issuer's common stock issued and outstanding as of July 15, 2025, reported by the Issuer in the Prospectus Supplement.


SCHEDULE 13D


Robert S. Ellin
Signature:/s/ Robert S. Ellin
Name/Title:Robert S. Ellin
Date:07/24/2025
Trinad Capital Master Fund, Ltd.
Signature:/s/ Robert S. Ellin
Name/Title:Robert S. Ellin / Managing Member
Date:07/24/2025
Trinad Capital Management, LLC
Signature:/s/ Robert S. Ellin
Name/Title:Robert S. Ellin / Managing Member
Date:07/24/2025
JJAT Corp.
Signature:/s/ Robert S. Ellin
Name/Title:Robert S. Ellin / Principal
Date:07/24/2025
Liveone Inc

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