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[8-K] La Rosa Holding Corp. Reports Material Event

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Form Type
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Rhea-AI Filing Summary

On 4 Aug 2025, La Rosa Holdings Corp. ("LRHC") filed an 8-K announcing it has entered into an Equity Purchase Facility Agreement (EPFA) with an institutional investor.

The facility gives LRHC the right—but not the obligation—to sell up to US$150 million of newly issued common shares over a period ending the earlier of (i) 36 months after the first trading day post-signing or (ii) when the commitment is fully drawn. Pricing will be based on the prevailing Market Price. The Company may cancel the EPFA with five trading days� notice, provided no advance notices are outstanding.

To access the full commitment, LRHC must obtain stockholder approval (via meeting or written consent) within 60 days of the Agreement Date and file a Schedule 14C if approval is secured by consent. A companion Registration Rights Agreement obliges LRHC to file a resale registration statement within 60 days and have it declared effective within 90 days (or five business days after SEC clearance). Shares will be issued under the Section 4(a)(2) exemption.

The filing lists the EPFA and Registration Rights Agreement as Exhibits 10.1 and 10.2. No financial performance metrics were disclosed.

Il 4 agosto 2025, La Rosa Holdings Corp. ("LRHC") ha presentato un 8-K annunciando di aver stipulato un Accordo di Facility per l'Acquisto di Azioni (EPFA) con un investitore istituzionale.

La facility conferisce a LRHC il diritto—ma non l'obbligo—di vendere fino a 150 milioni di dollari USA di azioni ordinarie di nuova emissione entro il termine che sarà il primo tra (i) 36 mesi dal primo giorno di negoziazione successivo alla firma o (ii) il completo utilizzo dell'impegno. Il prezzo sarà basato sul Prezzo di Mercato vigente. La Società può cancellare l’EPFA con un preavviso di cinque giorni di negoziazione, a condizione che non vi siano avvisi anticipati in sospeso.

Per accedere all’intero impegno, LRHC deve ottenere l�approvazione degli azionisti (tramite assemblea o consenso scritto) entro 60 giorni dalla data dell’Accordo e presentare un Schedule 14C se l’approvazione viene ottenuta tramite consenso scritto. Un Accordo sui Diritti di Registrazione correlato obbliga LRHC a depositare una dichiarazione di registrazione per la rivendita entro 60 giorni e a farla dichiarare efficace entro 90 giorni (o cinque giorni lavorativi dopo il via libera della SEC). Le azioni saranno emesse ai sensi dell’esenzione prevista dalla Sezione 4(a)(2).

Il deposito elenca l’EPFA e l’Accordo sui Diritti di Registrazione come Allegati 10.1 e 10.2. Non sono stati divulgati indicatori di performance finanziaria.

El 4 de agosto de 2025, La Rosa Holdings Corp. ("LRHC") presentó un 8-K anunciando que ha firmado un Acuerdo de Facilidades para Compra de Acciones (EPFA) con un inversor institucional.

La facilidad otorga a LRHC el derecho—pero no la obligación—de vender hasta 150 millones de dólares estadounidenses en acciones comunes recién emitidas durante un período que termina al primero de (i) 36 meses después del primer día de negociación tras la firma o (ii) cuando se haya utilizado el compromiso por completo. El precio se basará en el Precio de Mercado vigente. La Compañía puede cancelar el EPFA con un aviso de cinco días hábiles, siempre que no haya avisos anticipados pendientes.

Para acceder al compromiso total, LRHC debe obtener la aprobación de los accionistas (mediante reunión o consentimiento por escrito) dentro de los 60 días siguientes a la fecha del Acuerdo y presentar un Schedule 14C si la aprobación se obtiene por consentimiento escrito. Un Acuerdo de Derechos de Registro asociado obliga a LRHC a presentar una declaración de registro para reventa dentro de 60 días y a que ésta sea declarada efectiva dentro de 90 días (o cinco días hábiles después de la aprobación de la SEC). Las acciones se emitirán bajo la exención de la Sección 4(a)(2).

La presentación enumera el EPFA y el Acuerdo de Derechos de Registro como Anexos 10.1 y 10.2. No se divulgaron métricas de desempeño financiero.

2025ë…� 8ì›� 4ì�, La Rosa Holdings Corp.("LRHC")ëŠ� 기관 투ìžìžì™€ ì£¼ì‹ ë§¤ìž… 시설 계약(EPFA)ì� 체결했다ê³� 8-K 보고서를 통해 발표했습니다.

ì� ì‹œì„¤ì€ LRHCì—� 최대 1ì–� 5천만 달러 ìƒë‹¹ì� 신주 보통주를 íŒë§¤í•� 권리(ì˜ë¬´ëŠ� 아님)ë¥� 부여하ë©�, 계약 ì²´ê²° í›� ì²� 거래ì¼ë¡œë¶€í„� 36개월 경과 ì‹œì  ë˜ëŠ” 약정ì� ì „ì•¡ 소진ë˜ëŠ” ì‹œì  ì¤� 빠른 시ì ì—� 종료ë©ë‹ˆë‹�. ê°€ê²©ì€ í˜„í–‰ 시장 ê°€ê²�ì� 기준으로 합니ë‹�. 회사ëŠ� 사전 통지가 ì—†ì„ ê²½ìš° 5거래ì� ì „ì— EPFAë¥� 취소í•� ìˆ� 있습니다.

ì „ì²´ 약정ì� ì´ìš©í•˜ë ¤ë©� LRHCëŠ� 계약ì¼ë¡œë¶€í„� 60ì� ì´ë‚´ì—� 주주 승ì¸ì� (íšŒì˜ ë˜ëŠ” 서면 ë™ì˜ ë°©ì‹ìœ¼ë¡œ) 받아ì•� 하며, 서면 ë™ì˜ë¡� 승ì¸ì� ë°›ì„ ê²½ìš° Schedule 14Cë¥� 제출해야 합니ë‹�. ë™ë°˜ë˜ëŠ” ë“±ë¡ ê¶Œë¦¬ 계약ì—� ë”°ë¼ LRHCëŠ� 60ì� ì´ë‚´ì—� 재íŒë§� ë“±ë¡ ì‹ ê³ ì„œë¥¼ 제출하고 90ì� ì´ë‚´(ë˜ëŠ” SEC ìŠ¹ì¸ í›� 5ì˜ì—…ì� ì´ë‚´)ì—� 효력ì� ë°œìƒì‹œì¼œì•� 합니ë‹�. 주ì‹ì€ Section 4(a)(2) ë©´ì œ ì¡°í•­ì—� ë”°ë¼ ë°œí–‰ë©ë‹ˆë‹�.

보고서ì—ëŠ� EPFA와 ë“±ë¡ ê¶Œë¦¬ 계약ì� ê°ê° ë¶€ì†ì„œ 10.1ê³� 10.2ë¡� 등재ë˜ì–´ 있습니다. 재무 성과 지표는 공개ë˜ì§€ 않았습니ë‹�.

Le 4 août 2025, La Rosa Holdings Corp. ("LRHC") a déposé un 8-K annonçant la signature d’un Contrat de Facilité d’Achat d’Actions (EPFA) avec un investisseur institutionnel.

Cette facilité donne à LRHC le droit—mais pas l’obligation—de vendre jusqu’� 150 millions de dollars US d’actions ordinaires nouvellement émises sur une période se terminant au premier des deux événements suivants : (i) 36 mois après le premier jour de négociation post-signature ou (ii) lorsque l’engagement est entièrement utilisé. Le prix sera basé sur le Prix du Marché en vigueur. La société peut annuler l’EPFA avec un préavis de cinq jours de bourse, à condition qu’aucun avis préalable ne soit en attente.

Pour accéder à l’intégralité de l’engagement, LRHC doit obtenir l�approbation des actionnaires (par assemblée ou consentement écrit) dans les 60 jours suivant la date de l’accord et déposer un Schedule 14C si l’approbation est obtenue par consentement écrit. Un Accord de Droits d’Enregistrement associé oblige LRHC à déposer une déclaration d’enregistrement de revente dans les 60 jours et à la faire déclarer effective sous 90 jours (ou cinq jours ouvrables après approbation de la SEC). Les actions seront émises en vertu de l’exemption prévue par la Section 4(a)(2).

Le dépôt liste l’EPFA et l’Accord de Droits d’Enregistrement comme Annexes 10.1 et 10.2. Aucune donnée de performance financière n’a été divulguée.

Am 4. August 2025 reichte La Rosa Holdings Corp. ("LRHC") ein 8-K ein und gab bekannt, dass ein Equity Purchase Facility Agreement (EPFA) mit einem institutionellen Investor abgeschlossen wurde.

Die Vereinbarung gibt LRHC das Recht � aber nicht die Verpflichtung � bis zu 150 Millionen US-Dollar an neu ausgegebenen Stammaktien über einen Zeitraum zu verkaufen, der endet, je nachdem, was zuerst eintritt: (i) 36 Monate nach dem ersten Handelstag nach Unterzeichnung oder (ii) wenn die Verpflichtung vollständig ausgeschöpft ist. Die Preisfestsetzung erfolgt auf Basis des aktuellen Marktpreises. Das Unternehmen kann das EPFA mit einer Frist von fünf Handelstagen kündigen, sofern keine Vorausbenachrichtigungen ausstehen.

Um die volle Verpflichtung in Anspruch zu nehmen, muss LRHC innerhalb von 60 Tagen nach dem Vertragsdatum die ´¡°ì³Ù¾±´Ç²Ôä°ù²õ³ú³Ü²õ³Ù¾±³¾³¾³Ü²Ô²µ (durch Versammlung oder schriftliche Zustimmung) einholen und eine Schedule 14C einreichen, falls die Zustimmung per schriftlichem Einverständnis erfolgt. Ein begleitender Registrierungsrechtsvertrag verpflichtet LRHC, innerhalb von 60 Tagen eine Wiederverkaufsregistrierung einzureichen und diese innerhalb von 90 Tagen (oder fünf Geschäftstagen nach SEC-Freigabe) wirksam werden zu lassen. Die Aktien werden unter der Section 4(a)(2)-Ausnahme ausgegeben.

Die Einreichung listet das EPFA und den Registrierungsrechtsvertrag als Anlagen 10.1 und 10.2 auf. Finanzielle Leistungskennzahlen wurden nicht offengelegt.

Positive
  • Access to up to $150 million in equity capital over 36 months enhances liquidity without incurring debt.
  • Company retains optional draw control and early termination rights, allowing strategic timing of share sales.
  • Execution risk mitigated by registration rights that mandate an effective resale shelf within 90 days.
Negative
  • Dilution risk to existing shareholders if a large portion of the facility is utilized at market prices.
  • Facility effectiveness is contingent on obtaining stockholder approval within 60 days, introducing timing risk.
  • Reliance on a single institutional investor could create market overhang and pricing pressure.

Insights

TL;DR: $150 m equity line bolsters liquidity, but dilution hinges on usage and pricing.

The EPFA provides LRHC with flexible, on-demand access to up to $150 m, materially expanding financing capacity without immediate debt. Such facilities often lower cost of capital versus traditional offerings and can be tapped opportunistically. However, investor purchase prices track market levels, so heavy utilization during price weakness could create substantial dilution and pressure the share price. Mandatory stockholder approval within 60 days and registration undertakings introduce execution risk but are standard for Nasdaq-listed issuers. Overall impact is modestly positive, enhancing liquidity while leaving dilution timing under management control.

TL;DR: Shareholder vote and disclosure obligations are typical, but concentration with one investor raises governance watch-points.

The requirement to secure majority approval or written consent aligns with Nasdaq rules for significant share issuance. Filing of a Schedule 14C and resale registration statement promotes transparency. Yet, committing to a single institutional counter-party may concentrate bargaining power and expose minority holders to market overhang if advances are frequent. Termination flexibility provides some protection. Governance impact is neutral to slightly positive, contingent on clear communication during proxy solicitation.

Il 4 agosto 2025, La Rosa Holdings Corp. ("LRHC") ha presentato un 8-K annunciando di aver stipulato un Accordo di Facility per l'Acquisto di Azioni (EPFA) con un investitore istituzionale.

La facility conferisce a LRHC il diritto—ma non l'obbligo—di vendere fino a 150 milioni di dollari USA di azioni ordinarie di nuova emissione entro il termine che sarà il primo tra (i) 36 mesi dal primo giorno di negoziazione successivo alla firma o (ii) il completo utilizzo dell'impegno. Il prezzo sarà basato sul Prezzo di Mercato vigente. La Società può cancellare l’EPFA con un preavviso di cinque giorni di negoziazione, a condizione che non vi siano avvisi anticipati in sospeso.

Per accedere all’intero impegno, LRHC deve ottenere l�approvazione degli azionisti (tramite assemblea o consenso scritto) entro 60 giorni dalla data dell’Accordo e presentare un Schedule 14C se l’approvazione viene ottenuta tramite consenso scritto. Un Accordo sui Diritti di Registrazione correlato obbliga LRHC a depositare una dichiarazione di registrazione per la rivendita entro 60 giorni e a farla dichiarare efficace entro 90 giorni (o cinque giorni lavorativi dopo il via libera della SEC). Le azioni saranno emesse ai sensi dell’esenzione prevista dalla Sezione 4(a)(2).

Il deposito elenca l’EPFA e l’Accordo sui Diritti di Registrazione come Allegati 10.1 e 10.2. Non sono stati divulgati indicatori di performance finanziaria.

El 4 de agosto de 2025, La Rosa Holdings Corp. ("LRHC") presentó un 8-K anunciando que ha firmado un Acuerdo de Facilidades para Compra de Acciones (EPFA) con un inversor institucional.

La facilidad otorga a LRHC el derecho—pero no la obligación—de vender hasta 150 millones de dólares estadounidenses en acciones comunes recién emitidas durante un período que termina al primero de (i) 36 meses después del primer día de negociación tras la firma o (ii) cuando se haya utilizado el compromiso por completo. El precio se basará en el Precio de Mercado vigente. La Compañía puede cancelar el EPFA con un aviso de cinco días hábiles, siempre que no haya avisos anticipados pendientes.

Para acceder al compromiso total, LRHC debe obtener la aprobación de los accionistas (mediante reunión o consentimiento por escrito) dentro de los 60 días siguientes a la fecha del Acuerdo y presentar un Schedule 14C si la aprobación se obtiene por consentimiento escrito. Un Acuerdo de Derechos de Registro asociado obliga a LRHC a presentar una declaración de registro para reventa dentro de 60 días y a que ésta sea declarada efectiva dentro de 90 días (o cinco días hábiles después de la aprobación de la SEC). Las acciones se emitirán bajo la exención de la Sección 4(a)(2).

La presentación enumera el EPFA y el Acuerdo de Derechos de Registro como Anexos 10.1 y 10.2. No se divulgaron métricas de desempeño financiero.

2025ë…� 8ì›� 4ì�, La Rosa Holdings Corp.("LRHC")ëŠ� 기관 투ìžìžì™€ ì£¼ì‹ ë§¤ìž… 시설 계약(EPFA)ì� 체결했다ê³� 8-K 보고서를 통해 발표했습니다.

ì� ì‹œì„¤ì€ LRHCì—� 최대 1ì–� 5천만 달러 ìƒë‹¹ì� 신주 보통주를 íŒë§¤í•� 권리(ì˜ë¬´ëŠ� 아님)ë¥� 부여하ë©�, 계약 ì²´ê²° í›� ì²� 거래ì¼ë¡œë¶€í„� 36개월 경과 ì‹œì  ë˜ëŠ” 약정ì� ì „ì•¡ 소진ë˜ëŠ” ì‹œì  ì¤� 빠른 시ì ì—� 종료ë©ë‹ˆë‹�. ê°€ê²©ì€ í˜„í–‰ 시장 ê°€ê²�ì� 기준으로 합니ë‹�. 회사ëŠ� 사전 통지가 ì—†ì„ ê²½ìš° 5거래ì� ì „ì— EPFAë¥� 취소í•� ìˆ� 있습니다.

ì „ì²´ 약정ì� ì´ìš©í•˜ë ¤ë©� LRHCëŠ� 계약ì¼ë¡œë¶€í„� 60ì� ì´ë‚´ì—� 주주 승ì¸ì� (íšŒì˜ ë˜ëŠ” 서면 ë™ì˜ ë°©ì‹ìœ¼ë¡œ) 받아ì•� 하며, 서면 ë™ì˜ë¡� 승ì¸ì� ë°›ì„ ê²½ìš° Schedule 14Cë¥� 제출해야 합니ë‹�. ë™ë°˜ë˜ëŠ” ë“±ë¡ ê¶Œë¦¬ 계약ì—� ë”°ë¼ LRHCëŠ� 60ì� ì´ë‚´ì—� 재íŒë§� ë“±ë¡ ì‹ ê³ ì„œë¥¼ 제출하고 90ì� ì´ë‚´(ë˜ëŠ” SEC ìŠ¹ì¸ í›� 5ì˜ì—…ì� ì´ë‚´)ì—� 효력ì� ë°œìƒì‹œì¼œì•� 합니ë‹�. 주ì‹ì€ Section 4(a)(2) ë©´ì œ ì¡°í•­ì—� ë”°ë¼ ë°œí–‰ë©ë‹ˆë‹�.

보고서ì—ëŠ� EPFA와 ë“±ë¡ ê¶Œë¦¬ 계약ì� ê°ê° ë¶€ì†ì„œ 10.1ê³� 10.2ë¡� 등재ë˜ì–´ 있습니다. 재무 성과 지표는 공개ë˜ì§€ 않았습니ë‹�.

Le 4 août 2025, La Rosa Holdings Corp. ("LRHC") a déposé un 8-K annonçant la signature d’un Contrat de Facilité d’Achat d’Actions (EPFA) avec un investisseur institutionnel.

Cette facilité donne à LRHC le droit—mais pas l’obligation—de vendre jusqu’� 150 millions de dollars US d’actions ordinaires nouvellement émises sur une période se terminant au premier des deux événements suivants : (i) 36 mois après le premier jour de négociation post-signature ou (ii) lorsque l’engagement est entièrement utilisé. Le prix sera basé sur le Prix du Marché en vigueur. La société peut annuler l’EPFA avec un préavis de cinq jours de bourse, à condition qu’aucun avis préalable ne soit en attente.

Pour accéder à l’intégralité de l’engagement, LRHC doit obtenir l�approbation des actionnaires (par assemblée ou consentement écrit) dans les 60 jours suivant la date de l’accord et déposer un Schedule 14C si l’approbation est obtenue par consentement écrit. Un Accord de Droits d’Enregistrement associé oblige LRHC à déposer une déclaration d’enregistrement de revente dans les 60 jours et à la faire déclarer effective sous 90 jours (ou cinq jours ouvrables après approbation de la SEC). Les actions seront émises en vertu de l’exemption prévue par la Section 4(a)(2).

Le dépôt liste l’EPFA et l’Accord de Droits d’Enregistrement comme Annexes 10.1 et 10.2. Aucune donnée de performance financière n’a été divulguée.

Am 4. August 2025 reichte La Rosa Holdings Corp. ("LRHC") ein 8-K ein und gab bekannt, dass ein Equity Purchase Facility Agreement (EPFA) mit einem institutionellen Investor abgeschlossen wurde.

Die Vereinbarung gibt LRHC das Recht � aber nicht die Verpflichtung � bis zu 150 Millionen US-Dollar an neu ausgegebenen Stammaktien über einen Zeitraum zu verkaufen, der endet, je nachdem, was zuerst eintritt: (i) 36 Monate nach dem ersten Handelstag nach Unterzeichnung oder (ii) wenn die Verpflichtung vollständig ausgeschöpft ist. Die Preisfestsetzung erfolgt auf Basis des aktuellen Marktpreises. Das Unternehmen kann das EPFA mit einer Frist von fünf Handelstagen kündigen, sofern keine Vorausbenachrichtigungen ausstehen.

Um die volle Verpflichtung in Anspruch zu nehmen, muss LRHC innerhalb von 60 Tagen nach dem Vertragsdatum die ´¡°ì³Ù¾±´Ç²Ôä°ù²õ³ú³Ü²õ³Ù¾±³¾³¾³Ü²Ô²µ (durch Versammlung oder schriftliche Zustimmung) einholen und eine Schedule 14C einreichen, falls die Zustimmung per schriftlichem Einverständnis erfolgt. Ein begleitender Registrierungsrechtsvertrag verpflichtet LRHC, innerhalb von 60 Tagen eine Wiederverkaufsregistrierung einzureichen und diese innerhalb von 90 Tagen (oder fünf Geschäftstagen nach SEC-Freigabe) wirksam werden zu lassen. Die Aktien werden unter der Section 4(a)(2)-Ausnahme ausgegeben.

Die Einreichung listet das EPFA und den Registrierungsrechtsvertrag als Anlagen 10.1 und 10.2 auf. Finanzielle Leistungskennzahlen wurden nicht offengelegt.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): August 4, 2025

 

La Rosa Holdings Corp.
(Exact name of registrant as specified in its charter)

 

Nevada   001-41588   87-1641189
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

1420 Celebration Blvd., 2nd Floor

Celebration, Florida

  34747
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (321) 250-1799

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.0001 par value   LRHC   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

Equity Purchase Facility Agreement

 

On August 4, 2025 (the “Agreement Date”), La Rosa Holdings Corp., a Nevada corporation (the “Company”), and an institutional investor (the “Investor”) entered into an Equity Purchase Facility Agreement (the “EPFA”), pursuant to which, upon the terms and subject to the conditions contained therein, the Company has the right to issue and sell to the Investor from time to time as provided therein, and the Investor is required to purchase from the Company, up to an aggregate of $150 million (the “Commitment Amount”) in newly issued shares of the Company’s common stock, par value $0.0001 per share (the “Common Shares”). The prices at which such shares will be sold will be based on the applicable Market Price (as defined therein). The term of the facility provided under the EPFA expires on the earlier to occur of (i) the first day of the next month following the 36-month anniversary of the first trading date after the Agreement Date and (ii) the date on which the Investor shall have made payment of Advances pursuant to the EPFA for Common Shares equal to the Commitment Amount; provided that the Company may terminate the EPFA effective upon five trading days’ prior written notice to the Investor (provided that there are no outstanding advance notices the Common Shares under which have yet to be issued).

 

Pursuant to the EFPA, the Company is required to provide each stockholder entitled to vote at a meeting of stockholders of the Company (the “Stockholder Meeting”), which shall be promptly called and held not later than sixty (60) days after the Agreement Date (the “Stockholder Meeting Deadline”), a proxy statement in a form reasonably acceptable to the Investor and counsel, at the expense of the Company to solicit each of the Company’s stockholders’ affirmative vote at the Stockholder Meeting for approval of the proposal (“Stockholder Proposal”) to authorize the issuance of all of the Common Shares issuable thereunder in compliance with the rules and regulations of the Nasdaq Capital Market (such affirmative approval being referred to herein as the “Stockholder Approval”, and the date such Stockholder Approval is obtained, the “Stockholder Approval Date”), and the Company is required to use its reasonable best efforts to solicit its stockholders’ approval of such proposal and to cause the board of directors of the Company to recommend to the stockholders that they approve such proposal.

 

Notwithstanding the foregoing, if the Company is able to obtain the written consent of holders of a majority of the shares of its issued and outstanding Common Shares to obtain Stockholder Approval (the “Stockholder Consent”), the Company may satisfy the foregoing obligations under the EPFA by obtaining such consent and submitting for filing with the Securities and Exchange Commission a Preliminary Information Statement on Schedule 14C no later than 20 days prior to the Stockholder Meeting Deadline, followed by a Definitive Information Statement on Schedule 14C no later than the timeline for such filing prescribed by the Securities Exchange Act of 1934, as amended; provided, however, that if the Company receives a notification from the Nasdaq Capital Market that the Stockholder Consent must be modified, then the Company shall use its best efforts to provide a new Stockholder Consent.

 

The EFPA also contains conditions to advance fundings, representations and warranties, and covenants, in each case, typical for equity lines of credit of similar type.

 

The above description of the EFPA does not purport to be complete and is qualified in its entirety by reference to the document filed as Exhibit 10.1 hereto and are hereby incorporated by reference.

 

Registration Rights Agreement

 

In connection with the EPFA, on the Agreement Date, the Company also entered into a registration rights agreement with the Investor with respect to the resale of the shares of Common Shares issuable under the EFPA (the “Registration Rights Agreement”). The Registration Rights Agreement requires a registration statement registering the Common Shares sold pursuant to the EPFA (the “Resale Registration Statement”) to be filed within 60 days of the Agreement Date and that to be declared effective under the Securities Act of 1933, as amended (the “Securities Act”), by the earlier of the (i) 90th calendar day after the Agreement Date, if such Resale Registration Statement is subject to a full review by the Securities and Exchange Commission (the “SEC), or (ii) the fifth business date following the date when the SEC notifies the Company that the Resale Registration Statement will not be reviewed or is no longer subject to further review and comments of the SEC.

 

The foregoing description of the Registration Rights Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Registration Rights Agreement, a copy of which is filed as Exhibit 10.2 to this Form 8-K and is incorporated herein by reference.

 

1

 

  

Item 3.02. Unregistered Sales of Equity Securities.

 

Information regarding unregistered sales of securities set forth under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02.

 

The Common Shares that may be issued under the EPFA are being offered and sold by the Company in a transaction that is exempt from the registration requirements of the Securities Act, in reliance on Section 4(a)(2) of the Securities Act and the rules promulgated thereunder.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
10.1*^   Form of Equity Purchase Facility Agreement, dated as of August 4, 2025.
10.2*   Form of Registration Rights Agreement, dated as of August 4, 2025.
104   Cover Page Interactive Data File (embedded with the Inline XBRL document).

 

*Certain personal information in this Exhibit has been omitted in accordance with Regulation S-K Item 601(a)(6).

 

^Schedules and similar attachments have been omitted pursuant to Regulation S-K Item 601(a)(5). The Company agrees to furnish a supplemental copy of any omitted schedule or attachment to the SEC upon request.

  

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 4, 2025 LA ROSA HOLDINGS CORP.  
     
  By:  /s/ Joseph La Rosa  
  Name:  Joseph La Rosa  
  Title:  Chief Executive Officer  

 

 

 

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FAQ

How much capital can La Rosa Holdings (LRHC) raise under the new Equity Purchase Facility?

Up to $150 million in newly issued common shares over a period of up to 36 months.

What approvals are required before LRHC can fully use the EPFA?

LRHC must obtain stockholder approval—by meeting or written consent—within 60 days of 4 Aug 2025.

How will the shares issued under the EPFA be priced?

Pricing will be based on the prevailing Market Price as defined in the agreement.

When must LRHC file the resale registration statement for EPFA shares?

A Resale Registration Statement is due within 60 days of the Agreement Date and must be declared effective within 90 days (subject to SEC review).

Can LRHC terminate the Equity Purchase Facility?

Yes. The Company may terminate the EPFA with five trading days� written notice, provided no pending advances exist.
La Rosa Holdings Corp

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