[144] Hagerty, Inc. SEC Filing
Hagerty, Inc. (HGTY) insider selling notice under Rule 144. The filer reports a proposed sale of 9,844 common shares through Merrill Lynch on the NYSE with an aggregate market value of $105,921, against approximately 90,942,223 shares outstanding. The securities were originally acquired on 12/02/2021 by Aldel LLC as part of a PIPE financing that accompanied Hagerty鈥檚 business combination. The filing also lists numerous sales by Robert I. Kauffman/Aldel LLC during the past three months, with individual transactions and gross proceeds recorded (examples include sales of 98,766 and 110,600 shares on single days). The notice includes the required representation about absence of undisclosed material information.
Avviso di vendita da parte di insider di Hagerty, Inc. (HGTY) ai sensi della Rule 144. Il dichiaratore segnala la proposta di vendere 9.844 azioni ordinarie tramite Merrill Lynch alla NYSE per un valore complessivo di $105.921, rispetto a circa 90.942.223 azioni in circolazione. I titoli sono stati originariamente acquisiti il 12/02/2021 da Aldel LLC nell鈥檃mbito di un finanziamento PIPE collegato all鈥檕perazione di fusione di Hagerty. La comunicazione elenca inoltre numerose vendite effettuate da Robert I. Kauffman/Aldel LLC negli ultimi tre mesi, con singole transazioni e proventi lordi riportati (ad esempio vendite di 98.766 e 110.600 azioni in singole giornate). L鈥檃vviso include la dichiarazione richiesta circa l鈥檃ssenza di informazioni rilevanti non divulgate.
Aviso de venta por insider de Hagerty, Inc. (HGTY) conforme a la Regla 144. El declarante informa una propuesta de venta de 9.844 acciones ordinarias a trav茅s de Merrill Lynch en la NYSE por un valor agregado de $105.921, frente a aproximadamente 90.942.223 acciones en circulaci贸n. Los t铆tulos fueron adquiridos originalmente el 12/02/2021 por Aldel LLC como parte de una financiaci贸n PIPE relacionada con la combinaci贸n de negocios de Hagerty. La presentaci贸n tambi茅n enumera numerosas ventas realizadas por Robert I. Kauffman/Aldel LLC durante los 煤ltimos tres meses, con transacciones individuales y los ingresos brutos registrados (por ejemplo, ventas de 98.766 y 110.600 acciones en d铆as individuales). El aviso incluye la representaci贸n requerida sobre la ausencia de informaci贸n material no divulgada.
Rule 144鞐� 霐半ジ Hagerty, Inc. (HGTY) 雮措秬鞛� 毵る弰 韱奠. 鞝滌稖鞚胳潃 NYSE鞚� Merrill Lynch毳� 韱淀暣 齑濎暋 $105,921鞐� 頃措嫻頃橂姅 9,844 氤错喌欤� 毵る弰毳� 鞝滌晥頄堧嫟瓿� 氤搓碃頄堨溂氅�, 齑� 氚滍枆欤检嫕靾橂姅 鞎� 90,942,223欤检瀰雼堧嫟. 頃措嫻 歃濌秾鞚� Hagerty鞚� 旮办梾瓴绊暕瓿� 頃粯 鞚措（鞏挫 PIPE 鞛愱笀臁半嫭鞚� 鞚柬櫂鞙茧 2021-12-02鞐� Aldel LLC臧� 斓滌磮搿� 旆摑頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 霕愴暅 歆�雮� 3臧滌洈 霃欖晥 Robert I. Kauffman/Aldel LLC臧� 靾橅枆頃� 雼れ垬鞚� 毵る弰 雮挫棴瓿� 臧滊硠 瓯半灅 氚� 齑濎垬鞚奠澊 旮办灛霅橃柎 鞛堨姷雼堧嫟(鞓�: 雼澕鞚检棎 98,766欤� 氚� 110,600欤� 毵る弰). 韱奠靹滌棎電� 氙戈车臧� 欷戩殧鞝曤炒臧� 鞐嗠嫟電� 頃勳垬 歆勳垹霃� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Avis de cession par initi茅 de Hagerty, Inc. (HGTY) en vertu de la Rule 144. Le d茅clarant signale une proposition de vente de 9 844 actions ordinaires via Merrill Lynch sur le NYSE pour une valeur totale de 105 921 $, sur environ 90 942 223 actions en circulation. Les titres ont 茅t茅 initialement acquis le 12/02/2021 par Aldel LLC dans le cadre d鈥檜n financement PIPE li茅 脿 la fusion d鈥檈ntreprise de Hagerty. Le d茅p么t 茅num猫re 茅galement de nombreuses ventes r茅alis茅es par Robert I. Kauffman/Aldel LLC au cours des trois derniers mois, avec les transactions individuelles et les produits bruts enregistr茅s (par exemple des ventes de 98 766 et 110 600 actions sur des journ茅es individuelles). L鈥檃vis comprend la d茅claration requise concernant l鈥檃bsence d鈥檌nformations mat茅rielles non divulg茅es.
Mitteilung 眉ber Insider-Verk盲ufe von Hagerty, Inc. (HGTY) gem盲脽 Rule 144. Der Meldende berichtet 眉ber einen geplanten Verkauf von 9.844 Stammaktien 眉ber Merrill Lynch an der NYSE mit einem Gesamtmarktwert von $105.921, bei rund 90.942.223 ausstehenden Aktien. Die Wertpapiere wurden urspr眉nglich am 12/02/2021 von Aldel LLC im Rahmen einer PIPE-Finanzierung erworben, die mit der Unternehmenszusammenf眉hrung von Hagerty einherging. Die Einreichung listet zudem zahlreiche Verk盲ufe von Robert I. Kauffman/Aldel LLC in den letzten drei Monaten auf, mit einzelnen Transaktionen und ausgewiesenen Bruttoerl枚sen (z. B. Verk盲ufe von 98.766 und 110.600 Aktien an einzelnen Tagen). Die Mitteilung enth盲lt die erforderliche Zusicherung 眉ber das Fehlen nicht offengelegter wesentlicher Informationen.
- None.
- Insider selling documented: Multiple sizeable dispositions by Robert I. Kauffman/Aldel LLC are listed in the past three months, increasing public float.
- Large original PIPE allocation: Aldel LLC acquired 3,500,000 shares on 12/02/2021, indicating a prior substantial insider position that has been subject to subsequent sales.
Insights
TL;DR: Significant insider-originated volume recorded; watch dilution and floating share impact.
The filing documents a Rule 144 notice for 9,844 shares to be sold through Merrill Lynch and details extensive recent sales by Robert I. Kauffman/Aldel LLC across many dates with listed gross proceeds per trade. The securities were acquired in a 12/02/2021 PIPE transaction totaling 3,500,000 shares to Aldel LLC. From an equity-supply perspective, the combination of the large PIPE acquisition history and repeated dispositions within the past three months increases the number of shares moving into the public float. This is a factual disclosure of transfers and proposed sales rather than an operational update.
TL;DR: Recurrent insider sales disclosed; compliance with Rule 144 and 10b5-1 representation present.
The document provides the Rule 144 notice elements including acquisition history, broker, planned sale amount, and a statement regarding material nonpublic information and any trading plan. It shows Aldel LLC鈥檚 original PIPE acquisition and many executed sales by Robert I. Kauffman/Aldel LLC in the recent three-month window with specific per-trade gross proceeds. The filing fulfills disclosure requirements; it does not include management commentary or other governance changes.
Avviso di vendita da parte di insider di Hagerty, Inc. (HGTY) ai sensi della Rule 144. Il dichiaratore segnala la proposta di vendere 9.844 azioni ordinarie tramite Merrill Lynch alla NYSE per un valore complessivo di $105.921, rispetto a circa 90.942.223 azioni in circolazione. I titoli sono stati originariamente acquisiti il 12/02/2021 da Aldel LLC nell鈥檃mbito di un finanziamento PIPE collegato all鈥檕perazione di fusione di Hagerty. La comunicazione elenca inoltre numerose vendite effettuate da Robert I. Kauffman/Aldel LLC negli ultimi tre mesi, con singole transazioni e proventi lordi riportati (ad esempio vendite di 98.766 e 110.600 azioni in singole giornate). L鈥檃vviso include la dichiarazione richiesta circa l鈥檃ssenza di informazioni rilevanti non divulgate.
Aviso de venta por insider de Hagerty, Inc. (HGTY) conforme a la Regla 144. El declarante informa una propuesta de venta de 9.844 acciones ordinarias a trav茅s de Merrill Lynch en la NYSE por un valor agregado de $105.921, frente a aproximadamente 90.942.223 acciones en circulaci贸n. Los t铆tulos fueron adquiridos originalmente el 12/02/2021 por Aldel LLC como parte de una financiaci贸n PIPE relacionada con la combinaci贸n de negocios de Hagerty. La presentaci贸n tambi茅n enumera numerosas ventas realizadas por Robert I. Kauffman/Aldel LLC durante los 煤ltimos tres meses, con transacciones individuales y los ingresos brutos registrados (por ejemplo, ventas de 98.766 y 110.600 acciones en d铆as individuales). El aviso incluye la representaci贸n requerida sobre la ausencia de informaci贸n material no divulgada.
Rule 144鞐� 霐半ジ Hagerty, Inc. (HGTY) 雮措秬鞛� 毵る弰 韱奠. 鞝滌稖鞚胳潃 NYSE鞚� Merrill Lynch毳� 韱淀暣 齑濎暋 $105,921鞐� 頃措嫻頃橂姅 9,844 氤错喌欤� 毵る弰毳� 鞝滌晥頄堧嫟瓿� 氤搓碃頄堨溂氅�, 齑� 氚滍枆欤检嫕靾橂姅 鞎� 90,942,223欤检瀰雼堧嫟. 頃措嫻 歃濌秾鞚� Hagerty鞚� 旮办梾瓴绊暕瓿� 頃粯 鞚措（鞏挫 PIPE 鞛愱笀臁半嫭鞚� 鞚柬櫂鞙茧 2021-12-02鞐� Aldel LLC臧� 斓滌磮搿� 旆摑頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 霕愴暅 歆�雮� 3臧滌洈 霃欖晥 Robert I. Kauffman/Aldel LLC臧� 靾橅枆頃� 雼れ垬鞚� 毵る弰 雮挫棴瓿� 臧滊硠 瓯半灅 氚� 齑濎垬鞚奠澊 旮办灛霅橃柎 鞛堨姷雼堧嫟(鞓�: 雼澕鞚检棎 98,766欤� 氚� 110,600欤� 毵る弰). 韱奠靹滌棎電� 氙戈车臧� 欷戩殧鞝曤炒臧� 鞐嗠嫟電� 頃勳垬 歆勳垹霃� 韽暔霅橃柎 鞛堨姷雼堧嫟.
Avis de cession par initi茅 de Hagerty, Inc. (HGTY) en vertu de la Rule 144. Le d茅clarant signale une proposition de vente de 9 844 actions ordinaires via Merrill Lynch sur le NYSE pour une valeur totale de 105 921 $, sur environ 90 942 223 actions en circulation. Les titres ont 茅t茅 initialement acquis le 12/02/2021 par Aldel LLC dans le cadre d鈥檜n financement PIPE li茅 脿 la fusion d鈥檈ntreprise de Hagerty. Le d茅p么t 茅num猫re 茅galement de nombreuses ventes r茅alis茅es par Robert I. Kauffman/Aldel LLC au cours des trois derniers mois, avec les transactions individuelles et les produits bruts enregistr茅s (par exemple des ventes de 98 766 et 110 600 actions sur des journ茅es individuelles). L鈥檃vis comprend la d茅claration requise concernant l鈥檃bsence d鈥檌nformations mat茅rielles non divulg茅es.
Mitteilung 眉ber Insider-Verk盲ufe von Hagerty, Inc. (HGTY) gem盲脽 Rule 144. Der Meldende berichtet 眉ber einen geplanten Verkauf von 9.844 Stammaktien 眉ber Merrill Lynch an der NYSE mit einem Gesamtmarktwert von $105.921, bei rund 90.942.223 ausstehenden Aktien. Die Wertpapiere wurden urspr眉nglich am 12/02/2021 von Aldel LLC im Rahmen einer PIPE-Finanzierung erworben, die mit der Unternehmenszusammenf眉hrung von Hagerty einherging. Die Einreichung listet zudem zahlreiche Verk盲ufe von Robert I. Kauffman/Aldel LLC in den letzten drei Monaten auf, mit einzelnen Transaktionen und ausgewiesenen Bruttoerl枚sen (z. B. Verk盲ufe von 98.766 und 110.600 Aktien an einzelnen Tagen). Die Mitteilung enth盲lt die erforderliche Zusicherung 眉ber das Fehlen nicht offengelegter wesentlicher Informationen.
FAQ
What does the Form 144 for Hagerty, Inc. (HGTY) report?
Who is the seller named in this Rule 144 filing?
How many shares did Aldel LLC acquire and when?
Are there sales by the same person in the past three months?
Through which broker will the proposed sale occur?
