[Form 4] Equitable Holdings, Inc. Insider Trading Activity
Equitable Holdings insider activity: Seth P. Bernstein, Head of Asset Management and an officer of Equitable Holdings (EQH), reported transactions dated 08/12/2025. He received 95.15 RSU dividend equivalents issued as restricted stock units with no cash price, representing accrued dividends tied to previously awarded RSUs. The filing also shows a reported disposition of 43,375 common shares, and the total beneficial ownership reported after the transaction includes RSUs. The filing was signed by an attorney-in-fact on behalf of Mr. Bernstein.
Attivit脿 interna di Equitable Holdings: Seth P. Bernstein, responsabile della gestione patrimoniale e dirigente di Equitable Holdings (EQH), ha riportato operazioni datate 12/08/2025. Ha ricevuto 95,15 equivalenti dividendo in RSU emessi come unit脿 azionarie vincolate senza corrispettivo in contanti, rappresentanti dividendi maturati su RSU precedentemente assegnate. La comunicazione indica anche una cessione di 43.375 azioni ordinarie, e la propriet脿 effettiva totale segnalata dopo la transazione comprende le RSU. Il documento 猫 stato firmato da un procuratore in nome del Sig. Bernstein.
Actividad de personas vinculadas de Equitable Holdings: Seth P. Bernstein, jefe de gesti贸n de activos y directivo de Equitable Holdings (EQH), notific贸 transacciones con fecha 12/08/2025. Recibi贸 95,15 equivalentes en dividendos en RSU emitidos como unidades restringidas de acciones sin contraprestaci贸n en efectivo, que representan dividendos devengados sobre RSU otorgadas anteriormente. El informe tambi茅n muestra una disposici贸n de 43.375 acciones ordinarias, y la participaci贸n beneficiaria total declarada tras la operaci贸n incluye las RSU. El documento fue firmado por un apoderado en representaci贸n del Sr. Bernstein.
Equitable Holdings 雮措秬鞛� 瓯半灅: 鞛愳偘鞖挫毄 毂呾瀯鞛愳澊鞛� Equitable Holdings(EQH) 鞛勳洂鞚� Seth P. Bernstein電� 2025-08-12鞛� 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. 攴鸽姅 順勱笀 雽�臧� 鞐嗠姅 鞝滍暅 欤检嫕 雼渼搿� 氚滍枆霅� 95.15 RSU 氚半嫻 霌标皜毳� 靾橂牴頄堨溂氅�, 鞚措姅 鞚挫爠鞐� 攵�鞐悳 RSU鞐� 雽�頃� 氚滌儩頃� 氚半嫻旮堨棎 頃措嫻頃╇媹雼�. 鞁犼碃靹滌棎電� 霕愴暅 43,375 氤错喌欤� 觳橂秳鞚� 旮办灛霅橃柎 鞛堦碃 瓯半灅 頉� 氤搓碃霅� 齑� 鞁れ唽鞙犽姅 RSU毳� 韽暔頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 靹滊電� Bernstein 鞌ゼ 雽�毽晿電� 氩曥爼雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Activit茅 d'initi茅s d'Equitable Holdings : Seth P. Bernstein, responsable de la gestion d'actifs et dirigeant d'Equitable Holdings (EQH), a d茅clar茅 des op茅rations dat茅es du 12/08/2025. Il a re莽u 95,15 茅quivalents dividendes en RSU 茅mis en unit茅s d'actions restreintes sans contrepartie en esp猫ces, repr茅sentant des dividendes courus li茅s 脿 des RSU pr茅c茅demment attribu茅es. Le dossier indique 茅galement une cession de 43 375 actions ordinaires, et la propri茅t茅 b茅n茅ficiaire totale d茅clar茅e apr猫s la transaction comprend les RSU. Le document a 茅t茅 sign茅 par un mandataire au nom de M. Bernstein.
Insider-Aktivit盲ten von Equitable Holdings: Seth P. Bernstein, Leiter des Asset Managements und F眉hrungskraft bei Equitable Holdings (EQH), meldete Transaktionen vom 12.08.2025. Er erhielt 95,15 RSU-Dividenden盲quivalente, ausgegeben als Restricted Stock Units ohne Barverg眉tung, die auf zuvor gew盲hrten RSUs aufgelaufene Dividenden darstellen. Die Meldung weist au脽erdem eine Ver盲u脽erung von 43.375 Stammaktien aus, und das nach der Transaktion gemeldete wirtschaftliche Eigentum schlie脽t RSUs ein. Die Einreichung wurde von einem Bevollm盲chtigten im Namen von Herrn Bernstein unterzeichnet.
- Dividend equivalents credited as RSUs, which preserve compensation alignment with long-term equity incentives
- Filing identifies reporting person's role (Head of Asset Management), improving transparency
- Disposition of 43,375 common shares reported without transaction detail (sale vs transfer), limiting clarity on insider selling
- Form lacks pre-transaction beneficial ownership totals, so impact on ownership percentage cannot be determined from this filing
Insights
TL;DR: Insider received dividend-equivalent RSUs while reporting a sizeable disposition of common shares; net effect on holdings depends on underlying RSU count.
The 95.15 RSU dividend equivalents are non-cash accruals that vest and settle on the same terms as the underlying RSUs, so they temporarily increase non-cash equity compensation exposure rather than immediate share issuance. The reported disposition of 43,375 common shares is more concretely dilutive to the insider's direct holdings and may be material depending on Mr. Bernstein's prior stake size. The filing does not state whether the disposition was a sale, transfer, or other transaction code beyond "D," nor does it provide pre-transaction holdings, so the precise change in ownership percentage cannot be determined from this form alone.
TL;DR: Transaction appears routine: dividend-equivalent RSUs credited and a substantial share disposition; disclosure complies with Section 16 form requirements.
The disclosure clarifies that dividend equivalents are paid as RSUs that vest with the same schedule as the underlying awards, which is standard practice and consistent with incentive-plan rules. The form is signed by an attorney-in-fact and identifies Mr. Bernstein's role as Head of Asset Management. Missing details include the nature of the disposition (sale vs. transfer) and pre-transaction share totals, limiting assessment of governance implications. No exemptions or Rule 10b5-1 notation was checked.
Attivit脿 interna di Equitable Holdings: Seth P. Bernstein, responsabile della gestione patrimoniale e dirigente di Equitable Holdings (EQH), ha riportato operazioni datate 12/08/2025. Ha ricevuto 95,15 equivalenti dividendo in RSU emessi come unit脿 azionarie vincolate senza corrispettivo in contanti, rappresentanti dividendi maturati su RSU precedentemente assegnate. La comunicazione indica anche una cessione di 43.375 azioni ordinarie, e la propriet脿 effettiva totale segnalata dopo la transazione comprende le RSU. Il documento 猫 stato firmato da un procuratore in nome del Sig. Bernstein.
Actividad de personas vinculadas de Equitable Holdings: Seth P. Bernstein, jefe de gesti贸n de activos y directivo de Equitable Holdings (EQH), notific贸 transacciones con fecha 12/08/2025. Recibi贸 95,15 equivalentes en dividendos en RSU emitidos como unidades restringidas de acciones sin contraprestaci贸n en efectivo, que representan dividendos devengados sobre RSU otorgadas anteriormente. El informe tambi茅n muestra una disposici贸n de 43.375 acciones ordinarias, y la participaci贸n beneficiaria total declarada tras la operaci贸n incluye las RSU. El documento fue firmado por un apoderado en representaci贸n del Sr. Bernstein.
Equitable Holdings 雮措秬鞛� 瓯半灅: 鞛愳偘鞖挫毄 毂呾瀯鞛愳澊鞛� Equitable Holdings(EQH) 鞛勳洂鞚� Seth P. Bernstein電� 2025-08-12鞛� 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. 攴鸽姅 順勱笀 雽�臧� 鞐嗠姅 鞝滍暅 欤检嫕 雼渼搿� 氚滍枆霅� 95.15 RSU 氚半嫻 霌标皜毳� 靾橂牴頄堨溂氅�, 鞚措姅 鞚挫爠鞐� 攵�鞐悳 RSU鞐� 雽�頃� 氚滌儩頃� 氚半嫻旮堨棎 頃措嫻頃╇媹雼�. 鞁犼碃靹滌棎電� 霕愴暅 43,375 氤错喌欤� 觳橂秳鞚� 旮办灛霅橃柎 鞛堦碃 瓯半灅 頉� 氤搓碃霅� 齑� 鞁れ唽鞙犽姅 RSU毳� 韽暔頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 靹滊電� Bernstein 鞌ゼ 雽�毽晿電� 氩曥爼雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Activit茅 d'initi茅s d'Equitable Holdings : Seth P. Bernstein, responsable de la gestion d'actifs et dirigeant d'Equitable Holdings (EQH), a d茅clar茅 des op茅rations dat茅es du 12/08/2025. Il a re莽u 95,15 茅quivalents dividendes en RSU 茅mis en unit茅s d'actions restreintes sans contrepartie en esp猫ces, repr茅sentant des dividendes courus li茅s 脿 des RSU pr茅c茅demment attribu茅es. Le dossier indique 茅galement une cession de 43 375 actions ordinaires, et la propri茅t茅 b茅n茅ficiaire totale d茅clar茅e apr猫s la transaction comprend les RSU. Le document a 茅t茅 sign茅 par un mandataire au nom de M. Bernstein.
Insider-Aktivit盲ten von Equitable Holdings: Seth P. Bernstein, Leiter des Asset Managements und F眉hrungskraft bei Equitable Holdings (EQH), meldete Transaktionen vom 12.08.2025. Er erhielt 95,15 RSU-Dividenden盲quivalente, ausgegeben als Restricted Stock Units ohne Barverg眉tung, die auf zuvor gew盲hrten RSUs aufgelaufene Dividenden darstellen. Die Meldung weist au脽erdem eine Ver盲u脽erung von 43.375 Stammaktien aus, und das nach der Transaktion gemeldete wirtschaftliche Eigentum schlie脽t RSUs ein. Die Einreichung wurde von einem Bevollm盲chtigten im Namen von Herrn Bernstein unterzeichnet.
FAQ
What did Seth Bernstein report on Form 4 for EQH?
Do the 95.15 units represent cash payments?
Was the sale date or nature of the 43,375-share disposition specified?
Does the filing indicate use of a 10b5-1 trading plan?
Who signed the Form 4 filing?
