[Form 4] Dynex Capital, Inc. Insider Trading Activity
Smriti L. Popenoe, Co-CEO and President and director of Dynex Capital, Inc. (DX), reported a Form 4 filing showing a transaction on 09/08/2025. The filing discloses that 18,954 shares of common stock were disposed at a price of $12.93 per share, reported with transaction code F. The filing explains these shares were withheld upon vesting of restricted stock units to satisfy tax withholding obligations. After the reported transactions, Ms. Popenoe directly beneficially owns 403,078 shares (which includes unvested restricted stock units), and there are indirect holdings of 4,780 shares by spouse and 325 shares by son.
Smriti L. Popenoe, Co-CEO, President e membro del consiglio di Dynex Capital, Inc. (DX), ha presentato un Modulo 4 che riporta una transazione avvenuta il 09/08/2025. Il documento indica che 18.954 azioni ordinarie sono state cedute al prezzo di $12,93 per azione, segnalate con il codice transazione F. La cessione 猫 avvenuta perch茅 le azioni sono state ritenute al momento della maturazione di restricted stock units per adempiere agli obblighi fiscali. Dopo tali operazioni, la signora Popenoe possiede direttamente in modo benefico 403.078 azioni (inclusi restricted stock units non ancora maturati); inoltre, risultano partecipazioni indirette di 4.780 azioni da parte del coniuge e di 325 azioni dal figlio.
Smriti L. Popenoe, Co-CEO, Presidenta y directora de Dynex Capital, Inc. (DX), present贸 un Formulario 4 que refleja una transacci贸n fechada el 09/08/2025. El informe revela que se dispusieron 18.954 acciones ordinarias a un precio de $12,93 por acci贸n, registrada con el c贸digo de transacci贸n F. Seg煤n el documento, dichas acciones fueron retendidas al vesting de unidades restringidas de acciones para cubrir obligaciones tributarias. Tras la operaci贸n reportada, la Sra. Popenoe posee directamente y de forma beneficiaria 403.078 acciones (incluyendo unidades restringidas no devengadas), y existen tenencias indirectas de 4.780 acciones por parte del c贸nyuge y 325 acciones por parte del hijo.
Smriti L. Popenoe, Dynex Capital, Inc. (DX)鞚� 瓿惦彊 CEO鞚挫瀽 靷灔 瓴� 鞚挫偓,电� 2025-09-08鞛� 瓯半灅毳� 氤搓碃頃� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滌棎 霐半ゴ氅� 氤错喌欤� 18,954欤缄皜 欤茧嫻 $12.93鞐� 觳橂秳霅橃棃鞙茧┌ 瓯半灅 旖旊摐电� F搿� 氤搓碃霅橃棃鞀惦媹雼�. 頃措嫻 欤检嫕鞚� 靹戈笀 鞗愳矞歆曥垬 鞚橂毳� 於╇嫻頃橁赴 鞙勴暣 鞝滍暅欤� 雼渼(RSU)臧� 靹标臣 鞁� 氤挫湢鞐愳劀 彀皭霅� 瓴�鞚措澕瓿� 靹る獏霅橃柎 鞛堨姷雼堧嫟. 氤搓碃霅� 瓯半灅 鞚错泟鞐愲弰 Popenoe 鞌ǖ鐢 歆侅爲鞝侅溂搿� 順滍儩鞚� 氚浀鐢 403,078欤�(氙胳劚靾� RSU 韽暔)毳� 氤挫湢頃橁碃 鞛堨溂氅�, 氚办毎鞛� 氇呾潣搿� 4,780欤�, 鞎勲摛 氇呾潣搿� 325欤�鞚� 臧勳爲 氤挫湢臧� 鞛堨姷雼堧嫟.
Smriti L. Popenoe, Co鈥慍EO, Pr茅sidente et administratrice de Dynex Capital, Inc. (DX), a d茅pos茅 un Formulaire 4 faisant 茅tat d鈥檜ne op茅ration effectu茅e le 08/09/2025. Le document r茅v猫le que 18 954 actions ordinaires ont 茅t茅 c茅d茅es au prix de 12,93 $ par action, enregistr茅es avec le code de transaction F. Le d茅p么t pr茅cise que ces actions ont 茅t茅 retenues lors du vesting des restricted stock units pour satisfaire aux obligations fiscales. Apr猫s ces op茅rations, Mme Popenoe d茅tient directement de mani猫re b茅n茅ficiaire 403 078 actions (y compris des RSU non acquises) et des d茅tentions indirectes s鈥櫭﹍猫vent 脿 4 780 actions pour le conjoint et 325 actions pour le fils.
Smriti L. Popenoe, Co-CEO, Presidentin und Direktorin von Dynex Capital, Inc. (DX), reichte ein Form 4 ein, das eine Transaktion am 09.08.2025 ausweist. In der Meldung hei脽t es, dass 18.954 Stammaktien ver盲u脽ert wurden zu einem Preis von $12,93 je Aktie, angegeben mit dem Transaktionscode F. Die Einreichung erkl盲rt, dass diese Aktien bei der Vesting-Aus眉bung von Restricted Stock Units einbehalten wurden, um Steuerabz眉ge zu erf眉llen. Nach den gemeldeten Transaktionen besitzt Frau Popenoe unmittelbar wirtschaftlich 403.078 Aktien (einschlie脽lich unverfallbarer Restricted Stock Units); au脽erdem bestehen indirekte Beteiligungen von 4.780 Aktien durch den Ehepartner und 325 Aktien durch den Sohn.
- Reporting includes an explanation that the disposition was for tax withholding on vested RSUs, clarifying the nature of the transaction
- Substantial retained direct ownership of 403,078 shares indicates continued insider alignment with shareholders
- 18,954 shares were disposed (withheld) at $12.93, reducing the reporting person鈥檚 immediate share count
- Filing reports indirect family holdings (4,780 by spouse; 325 by son), which slightly dilutes clarity of total economic exposure
Insights
TL;DR: Routine equity withholding on RSU vesting; insider retains substantial direct and family holdings.
The Form 4 shows a transaction coded F for the disposal of 18,954 common shares at $12.93 on 09/08/2025, which the filer explains were withheld to cover tax obligations arising from RSU vesting. This is a customary administrative transaction rather than an open-market sale, and the reporting person continues to hold a sizeable direct position of 403,078 shares, plus indirect family holdings. From a governance perspective, this disclosure satisfies Section 16 reporting requirements and provides transparency about the mechanics of equity compensation settlement.
TL;DR: Transaction reflects compensation settlement; no new derivative or option activity reported.
The filing contains only non-derivative activity: shares withheld upon RSU vesting (tax withholding) producing a reported disposal of 18,954 shares at $12.93. There are no derivative securities reported in Table II, and the aggregate direct beneficial ownership remains 403,078 shares (including unvested RSUs). For investors tracking insider activity, the record clarifies the nature and size of the transaction but does not indicate additional issuance, option exercise, or market sale beyond withholding.
Smriti L. Popenoe, Co-CEO, President e membro del consiglio di Dynex Capital, Inc. (DX), ha presentato un Modulo 4 che riporta una transazione avvenuta il 09/08/2025. Il documento indica che 18.954 azioni ordinarie sono state cedute al prezzo di $12,93 per azione, segnalate con il codice transazione F. La cessione 猫 avvenuta perch茅 le azioni sono state ritenute al momento della maturazione di restricted stock units per adempiere agli obblighi fiscali. Dopo tali operazioni, la signora Popenoe possiede direttamente in modo benefico 403.078 azioni (inclusi restricted stock units non ancora maturati); inoltre, risultano partecipazioni indirette di 4.780 azioni da parte del coniuge e di 325 azioni dal figlio.
Smriti L. Popenoe, Co-CEO, Presidenta y directora de Dynex Capital, Inc. (DX), present贸 un Formulario 4 que refleja una transacci贸n fechada el 09/08/2025. El informe revela que se dispusieron 18.954 acciones ordinarias a un precio de $12,93 por acci贸n, registrada con el c贸digo de transacci贸n F. Seg煤n el documento, dichas acciones fueron retendidas al vesting de unidades restringidas de acciones para cubrir obligaciones tributarias. Tras la operaci贸n reportada, la Sra. Popenoe posee directamente y de forma beneficiaria 403.078 acciones (incluyendo unidades restringidas no devengadas), y existen tenencias indirectas de 4.780 acciones por parte del c贸nyuge y 325 acciones por parte del hijo.
Smriti L. Popenoe, Dynex Capital, Inc. (DX)鞚� 瓿惦彊 CEO鞚挫瀽 靷灔 瓴� 鞚挫偓,电� 2025-09-08鞛� 瓯半灅毳� 氤搓碃頃� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞝滌稖靹滌棎 霐半ゴ氅� 氤错喌欤� 18,954欤缄皜 欤茧嫻 $12.93鞐� 觳橂秳霅橃棃鞙茧┌ 瓯半灅 旖旊摐电� F搿� 氤搓碃霅橃棃鞀惦媹雼�. 頃措嫻 欤检嫕鞚� 靹戈笀 鞗愳矞歆曥垬 鞚橂毳� 於╇嫻頃橁赴 鞙勴暣 鞝滍暅欤� 雼渼(RSU)臧� 靹标臣 鞁� 氤挫湢鞐愳劀 彀皭霅� 瓴�鞚措澕瓿� 靹る獏霅橃柎 鞛堨姷雼堧嫟. 氤搓碃霅� 瓯半灅 鞚错泟鞐愲弰 Popenoe 鞌ǖ鐢 歆侅爲鞝侅溂搿� 順滍儩鞚� 氚浀鐢 403,078欤�(氙胳劚靾� RSU 韽暔)毳� 氤挫湢頃橁碃 鞛堨溂氅�, 氚办毎鞛� 氇呾潣搿� 4,780欤�, 鞎勲摛 氇呾潣搿� 325欤�鞚� 臧勳爲 氤挫湢臧� 鞛堨姷雼堧嫟.
Smriti L. Popenoe, Co鈥慍EO, Pr茅sidente et administratrice de Dynex Capital, Inc. (DX), a d茅pos茅 un Formulaire 4 faisant 茅tat d鈥檜ne op茅ration effectu茅e le 08/09/2025. Le document r茅v猫le que 18 954 actions ordinaires ont 茅t茅 c茅d茅es au prix de 12,93 $ par action, enregistr茅es avec le code de transaction F. Le d茅p么t pr茅cise que ces actions ont 茅t茅 retenues lors du vesting des restricted stock units pour satisfaire aux obligations fiscales. Apr猫s ces op茅rations, Mme Popenoe d茅tient directement de mani猫re b茅n茅ficiaire 403 078 actions (y compris des RSU non acquises) et des d茅tentions indirectes s鈥櫭﹍猫vent 脿 4 780 actions pour le conjoint et 325 actions pour le fils.
Smriti L. Popenoe, Co-CEO, Presidentin und Direktorin von Dynex Capital, Inc. (DX), reichte ein Form 4 ein, das eine Transaktion am 09.08.2025 ausweist. In der Meldung hei脽t es, dass 18.954 Stammaktien ver盲u脽ert wurden zu einem Preis von $12,93 je Aktie, angegeben mit dem Transaktionscode F. Die Einreichung erkl盲rt, dass diese Aktien bei der Vesting-Aus眉bung von Restricted Stock Units einbehalten wurden, um Steuerabz眉ge zu erf眉llen. Nach den gemeldeten Transaktionen besitzt Frau Popenoe unmittelbar wirtschaftlich 403.078 Aktien (einschlie脽lich unverfallbarer Restricted Stock Units); au脽erdem bestehen indirekte Beteiligungen von 4.780 Aktien durch den Ehepartner und 325 Aktien durch den Sohn.
FAQ
What transaction did Smriti L. Popenoe report on the Form 4 for DX?
Why were 18,954 shares disposed according to the filing?
How many Dynex Capital shares does Smriti Popenoe beneficially own after the transaction?
Are there any indirect holdings reported for the reporting person?
Were any derivative securities (options, warrants, etc.) reported in this Form 4?
