AG˹ٷ

STOCK TITAN

[Form 4] Carriage Services, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Schedule 13G highlights: Individual investor William George Brumder II has filed a passive ownership report on New Horizon Aircraft Ltd. (CUSIP 64550A107). As of 13 June 2025 he beneficially owns 2,750,000 Class A Ordinary Shares, including 461,788 shares underlying exchange-traded warrants that are exercisable at $11.50 per share and expire on 12 January 2029. Based on 31,846,935 ordinary shares outstanding, the holding represents approximately 8.6 % of the company. All voting and dispositive power is held solely by Mr. Brumder; no group status is claimed. The filing is made under Rule 13d-1(c), signalling that the stake is held for investment purposes only and not to influence control. No other persons share beneficial ownership, and no additional material transactions or contingent arrangements are disclosed.

Punti salienti del Schedule 13G: L'investitore individuale William George Brumder II ha presentato una dichiarazione di possesso passivo riguardante New Horizon Aircraft Ltd. (CUSIP 64550A107). Al 13 giugno 2025, detiene beneficialmente 2.750.000 azioni ordinarie di Classe A, incluse 461.788 azioni sottostanti warrant negoziati in borsa esercitabili a 11,50 $ per azione con scadenza il 12 gennaio 2029. Su un totale di 31.846.935 azioni ordinarie in circolazione, la partecipazione rappresenta circa l'8,6% della società. Tutti i diritti di voto e di disposizione sono detenuti esclusivamente da Mr. Brumder; non viene rivendicato alcuno status di gruppo. La dichiarazione è presentata ai sensi della Regola 13d-1(c), indicando che la partecipazione è detenuta esclusivamente a scopo di investimento e non per influenzare il controllo. Nessun'altra persona condivide la proprietà beneficiaria, e non sono state divulgate transazioni materiali aggiuntive o accordi contingenti.

Aspectos destacados del Schedule 13G: El inversor individual William George Brumder II ha presentado un informe de propiedad pasiva sobre New Horizon Aircraft Ltd. (CUSIP 64550A107). A fecha 13 de junio de 2025, posee beneficiariamente 2.750.000 acciones ordinarias Clase A, incluyendo 461.788 acciones subyacentes a warrants negociados en bolsa ejercitables a 11,50 $ por acción y que vencen el 12 de enero de 2029. Basado en 31.846.935 acciones ordinarias en circulación, la participación representa aproximadamente el 8,6 % de la compañía. Todo el poder de voto y disposición lo posee exclusivamente el Sr. Brumder; no se reclama estatus de grupo. La presentación se realiza bajo la Regla 13d-1(c), señalando que la participación se mantiene solo con fines de inversión y no para influir en el control. Ninguna otra persona comparte la propiedad beneficiaria, y no se divulgan transacciones materiales adicionales ni acuerdos contingentes.

Schedule 13G 주요 내용: 개인 투자� William George Brumder II가 New Horizon Aircraft Ltd. (CUSIP 64550A107)� 대� 수동 소유 보고서를 제출했습니다. 2025� 6� 13� 기준으로 그는 2,750,000� 클래� A 보통주를 실질적으� 보유하고 있으�, 11.50달러� 행사� � 있는 461,788주의 거래� 상장 워런�� 포함되어 있고, 이는 2029� 1� 12일에 만료됩니�. � 31,846,935주의 보통주를 기준으로 그의 지분은 회사� � 8.6%� 해당합니�. 모든 의결권과 처분 권한은 ѫ으로 브럼� 씨가 보유하고 있으�, 그룹 상태� 주장하지 않습니다. � 보고� Rule 13d-1(c)� 따라 제출되었으며, 지분이 투자 목적으로� 보유되고 있음� 나타냅니�. 다른 사람과의 실질� 소유� 공유� 없으�, 추가적인 중요 거래� 조건부 약정� 공개되지 않았습니�.

Points clés du Schedule 13G : L'investisseur individuel William George Brumder II a déposé un rapport de détention passive concernant New Horizon Aircraft Ltd. (CUSIP 64550A107). Au 13 juin 2025, il détient de manière bénéficiaire 2 750 000 actions ordinaires de Classe A, incluant 461 788 actions sous-jacentes à des warrants cotés en bourse exerçables à 11,50 $ par action et expirant le 12 janvier 2029. Sur un total de 31 846 935 actions ordinaires en circulation, cette participation représente environ 8,6 % de la société. Tous les droits de vote et de disposition sont détenus exclusivement par M. Brumder ; aucun statut de groupe n'est revendiqué. Le dépôt est effectué conformément à la règle 13d-1(c), indiquant que la participation est détenue uniquement à des fins d'investissement et non pour influencer le contrôle. Aucune autre personne ne partage la propriété bénéficiaire, et aucune transaction importante supplémentaire ni accord conditionnel n'est divulgué.

Wesentliche Punkte des Schedule 13G: Der Einzelinvestor William George Brumder II hat einen passiven Eigentumsbericht für New Horizon Aircraft Ltd. (CUSIP 64550A107) eingereicht. Zum 13. Juni 2025 besitzt er wirtschaftlich 2.750.000 Class A Stammaktien, einschließlich 461.788 Aktien, die zugrunde liegenden börsengehandelten Warrants, die zu 11,50 $ pro Aktie ausgeübt werden können und am 12. Januar 2029 verfallen. Basierend auf 31.846.935 ausstehenden Stammaktien entspricht die Beteiligung etwa 8,6 % des Unternehmens. Alle Stimm- und Verfügungsrechte liegen ܲß bei Herrn Brumder; ein Gruppenstatus wird nicht beansprucht. Die Einreichung erfolgt gemäß Regel 13d-1(c), was signalisiert, dass die Beteiligung nur zu Investitionszwecken gehalten wird und nicht zur Einflussnahme auf die Kontrolle. Keine anderen Personen teilen sich das wirtschaftliche Eigentum, und es werden keine weiteren wesentlichen Transaktionen oder bedingten Vereinbarungen offengelegt.

Positive
  • 8.6 % passive ownership can signal investor confidence and provide a supportive shareholder base.
  • Warrants priced at $11.50 suggest the holder’s upside view aligns with long-term appreciation rather than near-term dilution.
Negative
  • Exercising 461,788 warrants would introduce incremental share dilution, albeit modest relative to total shares.

Insights

TL;DR Passive 8.6 % stake declared; indicates meaningful outside ownership but no control intent.

The filing adds a new beneficial owner to the register, crossing the SEC’s 5 % threshold. While sizable, it remains below the 10 % level that would trigger insider trading restrictions. The warrants, already exercisable, could create modest dilution (<1.5 % of pro-forma shares) if exercised, but the exercise price is well above most SPAC merger issue prices, limiting near-term impact. Because the Schedule 13G states no intent to influence control, the market typically views this as neutral-to-slightly positive; large individual investors can supply capital and confidence without governance disruption. Absent information on purchase price or timing, valuation impacts are minimal.

Punti salienti del Schedule 13G: L'investitore individuale William George Brumder II ha presentato una dichiarazione di possesso passivo riguardante New Horizon Aircraft Ltd. (CUSIP 64550A107). Al 13 giugno 2025, detiene beneficialmente 2.750.000 azioni ordinarie di Classe A, incluse 461.788 azioni sottostanti warrant negoziati in borsa esercitabili a 11,50 $ per azione con scadenza il 12 gennaio 2029. Su un totale di 31.846.935 azioni ordinarie in circolazione, la partecipazione rappresenta circa l'8,6% della società. Tutti i diritti di voto e di disposizione sono detenuti esclusivamente da Mr. Brumder; non viene rivendicato alcuno status di gruppo. La dichiarazione è presentata ai sensi della Regola 13d-1(c), indicando che la partecipazione è detenuta esclusivamente a scopo di investimento e non per influenzare il controllo. Nessun'altra persona condivide la proprietà beneficiaria, e non sono state divulgate transazioni materiali aggiuntive o accordi contingenti.

Aspectos destacados del Schedule 13G: El inversor individual William George Brumder II ha presentado un informe de propiedad pasiva sobre New Horizon Aircraft Ltd. (CUSIP 64550A107). A fecha 13 de junio de 2025, posee beneficiariamente 2.750.000 acciones ordinarias Clase A, incluyendo 461.788 acciones subyacentes a warrants negociados en bolsa ejercitables a 11,50 $ por acción y que vencen el 12 de enero de 2029. Basado en 31.846.935 acciones ordinarias en circulación, la participación representa aproximadamente el 8,6 % de la compañía. Todo el poder de voto y disposición lo posee exclusivamente el Sr. Brumder; no se reclama estatus de grupo. La presentación se realiza bajo la Regla 13d-1(c), señalando que la participación se mantiene solo con fines de inversión y no para influir en el control. Ninguna otra persona comparte la propiedad beneficiaria, y no se divulgan transacciones materiales adicionales ni acuerdos contingentes.

Schedule 13G 주요 내용: 개인 투자� William George Brumder II가 New Horizon Aircraft Ltd. (CUSIP 64550A107)� 대� 수동 소유 보고서를 제출했습니다. 2025� 6� 13� 기준으로 그는 2,750,000� 클래� A 보통주를 실질적으� 보유하고 있으�, 11.50달러� 행사� � 있는 461,788주의 거래� 상장 워런�� 포함되어 있고, 이는 2029� 1� 12일에 만료됩니�. � 31,846,935주의 보통주를 기준으로 그의 지분은 회사� � 8.6%� 해당합니�. 모든 의결권과 처분 권한은 ѫ으로 브럼� 씨가 보유하고 있으�, 그룹 상태� 주장하지 않습니다. � 보고� Rule 13d-1(c)� 따라 제출되었으며, 지분이 투자 목적으로� 보유되고 있음� 나타냅니�. 다른 사람과의 실질� 소유� 공유� 없으�, 추가적인 중요 거래� 조건부 약정� 공개되지 않았습니�.

Points clés du Schedule 13G : L'investisseur individuel William George Brumder II a déposé un rapport de détention passive concernant New Horizon Aircraft Ltd. (CUSIP 64550A107). Au 13 juin 2025, il détient de manière bénéficiaire 2 750 000 actions ordinaires de Classe A, incluant 461 788 actions sous-jacentes à des warrants cotés en bourse exerçables à 11,50 $ par action et expirant le 12 janvier 2029. Sur un total de 31 846 935 actions ordinaires en circulation, cette participation représente environ 8,6 % de la société. Tous les droits de vote et de disposition sont détenus exclusivement par M. Brumder ; aucun statut de groupe n'est revendiqué. Le dépôt est effectué conformément à la règle 13d-1(c), indiquant que la participation est détenue uniquement à des fins d'investissement et non pour influencer le contrôle. Aucune autre personne ne partage la propriété bénéficiaire, et aucune transaction importante supplémentaire ni accord conditionnel n'est divulgué.

Wesentliche Punkte des Schedule 13G: Der Einzelinvestor William George Brumder II hat einen passiven Eigentumsbericht für New Horizon Aircraft Ltd. (CUSIP 64550A107) eingereicht. Zum 13. Juni 2025 besitzt er wirtschaftlich 2.750.000 Class A Stammaktien, einschließlich 461.788 Aktien, die zugrunde liegenden börsengehandelten Warrants, die zu 11,50 $ pro Aktie ausgeübt werden können und am 12. Januar 2029 verfallen. Basierend auf 31.846.935 ausstehenden Stammaktien entspricht die Beteiligung etwa 8,6 % des Unternehmens. Alle Stimm- und Verfügungsrechte liegen ܲß bei Herrn Brumder; ein Gruppenstatus wird nicht beansprucht. Die Einreichung erfolgt gemäß Regel 13d-1(c), was signalisiert, dass die Beteiligung nur zu Investitionszwecken gehalten wird und nicht zur Einflussnahme auf die Kontrolle. Keine anderen Personen teilen sich das wirtschaftliche Eigentum, und es werden keine weiteren wesentlichen Transaktionen oder bedingten Vereinbarungen offengelegt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Webb Somer

(Last) (First) (Middle)
3040 POST OAK BLVD. SUITE 300

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CARRIAGE SERVICES INC [ CSV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 A 540(1) A $45.74 8,871 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Award pursuant to the Director Compensation Policy. Represents unrestricted shares of Carriage's Common Stock granted on June 30, 2025 for Director Compensation earned during the second quarter.
Remarks:
/s/ Somer Webb 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many New Horizon Aircraft (HOVRW) shares does William George Brumder own?

He beneficially owns 2,750,000 Class A Ordinary Shares, including warrant shares.

What percentage of New Horizon Aircraft does this stake represent?

The holding equals approximately 8.6 % of outstanding shares.

What securities form part of the holding?

The position includes 2,288,212 common shares and 461,788 warrants exercisable into shares.

At what price can the warrants be exercised?

The warrants are exercisable at $11.50 per share.

When do the warrants held by Mr. Brumder expire?

They expire at 5:00 p.m. EDT on 12 January 2029, unless earlier redeemed or liquidated.

Does the filing indicate an intent to control New Horizon Aircraft?

No. The Schedule 13G is filed under Rule 13d-1(c), indicating passive investment intentions.
Carriage Svcs Inc

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Personal Services
Services-personal Services
United States
HOUSTON